Common use of Notice to You Clause in Contracts

Notice to You. The Trust agrees to advise you immediately in writing: (a) of any request by the SEC for amendments to the registration statement, prospectus or statement of additional information for the Fund then in effect or for additional information; (b) in the event of the issuance by the SEC of any stop order suspending the effectiveness of the registration statement for the Fund, prospectus or statement of additional information for the Fund then in effect or the initiation of any proceeding for that purpose; (c) of the happening of any event that makes untrue any statement of a material fact made in the registration statement for the Fund, prospectus or statement of additional information for the Fund then in effect or that requires the making of a change in such registration statement, prospectus or statement of additional information in order to make the statements therein not misleading; and (d) of all actions of the SEC with respect to any amendment to the registration statement for the Fund, or any supplement to the prospectus or statement of additional information for the Fund which may from time to time be filed with the SEC.

Appears in 3 contracts

Samples: Distribution Agreement (Smith Barney Trust Ii), Distribution Agreement (Smith Barney Trust Ii), Distribution Agreement (Smith Barney Trust Ii)

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Notice to You. The Trust agrees to advise you immediately in writing: (a) of any request by the SEC for amendments to the registration statement, prospectus or statement of additional information for the Fund then in effect or for additional information; (b) in the event of the issuance by the SEC of any stop order suspending the effectiveness of the Fund's registration statement for the Fundstatement, prospectus or statement of additional information for the Fund then in effect or the initiation of any proceeding for that purpose; (c) of the happening of any event that makes untrue any statement of a material fact made in the Fund's registration statement for the Fundstatement, prospectus or statement of additional information for the Fund then in effect or that requires the making of a change in such registration statement, prospectus or statement of additional information in order to make the statements therein not misleading; and (d) of all actions of the SEC with respect to any amendment to the Fund's registration statement for the Fundstatement, or any supplement to the prospectus or statement of additional information for the Fund which informationwhich may from time to time be filed with the SEC.

Appears in 1 contract

Samples: Distribution Agreement (Smith Barney Trust Ii)

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