Notices and Actions Related to Securities. 10.3.1. The Custodian shall promptly notify the Client of all official notices, circulars, reports and announcements (both mandatory and discretionary) in respect of Securities held for the Client received in its capacity as Custodian. With regard to events requiring discretionary action, the Custodian shall advise the Client of the applicable timeframe for taking any action elected by the Client. The Custodian’s notice obligation does not include notices, circulars, reports and announcements in regard to a class action.
Appears in 5 contracts
Samples: Global Custodial and Agency Services Agreement (ETF Opportunities Trust), Global Custodial and Agency Services Agreement (ETF Opportunities Trust), Global Custodial and Agency Services Agreement (Collaborative Investment Series Trust)
Notices and Actions Related to Securities. 10.3.18.3.1. The Custodian shall promptly notify the Client of all official notices, circulars, reports and announcements (both mandatory and discretionary) in respect of Securities held for the Client received in its capacity as Custodian. With regard to events requiring discretionary action, the Custodian shall advise the Client of the applicable timeframe for taking any action elected by the Client. The Custodian’s notice obligation does not include notices, circulars, reports and announcements in regard to a class action.
Appears in 5 contracts
Samples: Custodial Services Agreement (Diameter Credit Co), Custodial Services Agreement (Schwab Annuity Portfolios), Custodial Services Agreement (Schwab Investments)
Notices and Actions Related to Securities. 10.3.1. 8.3.1 The Custodian shall promptly notify the Client of all official notices, circulars, reports and announcements (both mandatory and discretionary) in respect of Securities held for the Client received in its capacity as Custodian. With regard to events requiring discretionary action, the Custodian shall advise the Client of the applicable timeframe for taking any action elected by the Client. The For the avoidance of doubt the Custodian’s notice obligation does not include notices, circulars, reports and announcements in regard to a class action.
Appears in 3 contracts
Samples: Escrow and Custody Agreement (Letterone Investment Holdings S.a.r.l.), Escrow and Custody Agreement (CUKUROVA FINANCE INTERNATIONAL LTD), Escrow and Custody Agreement (TELIA Co AB)
Notices and Actions Related to Securities. 10.3.18.3.1. The Custodian shall promptly notify the Client of all official notices, circulars, reports and announcements (both mandatory and discretionary) in respect of Securities held for the Client received in its capacity as Custodian. With regard to events requiring discretionary action, the Custodian shall advise the Client of the applicable timeframe for taking any action elected by the Client. The For the avoidance of doubt the Custodian’s notice obligation does not include notices, circulars, reports and announcements in regard to a class action.
Appears in 2 contracts
Samples: Custodial Services Agreement (Endowment PMF Master Fund, L.P.), Custodial Services Agreement (PMF Fund, L.P.)
Notices and Actions Related to Securities. 10.3.1. 8.3.1 The Custodian shall promptly notify transmit to the Client of all official notices, circulars, reports and announcements (both mandatory and discretionary) in respect of Securities held for the Client received in its capacity as Custodian. With regard to events requiring discretionary action, the Custodian shall advise the Client of the applicable timeframe for taking any action elected by the Client. The For the avoidance of doubt the Custodian’s 's notice obligation does not include notices, circulars, reports and announcements in regard to a class action.
Appears in 2 contracts
Samples: Global Custodial Services Agreement (Altmfx Trust), Global Custodial Services Agreement (Altx Trust)
Notices and Actions Related to Securities. 10.3.1. 8.3.1 The Custodian shall promptly notify the Client of all official notices, circulars, reports and announcements (both mandatory and discretionary) in respect of Securities held for the Client received in its capacity as Custodian. With regard to events requiring discretionary action, the Custodian shall advise the Client of the applicable timeframe for taking any action elected by the Client. The For the avoidance of doubt the Custodian’s 's notice obligation does not include notices, circulars, reports and announcements in regard to a class action.
Appears in 1 contract
Samples: Global Custodial Services Agreement
Notices and Actions Related to Securities. 10.3.1. 17.1 The Custodian shall promptly notify the Client of all official notices, circulars, reports and announcements (both mandatory and discretionary) in respect of Securities held for the Client received in its capacity as Custodian. With regard to events requiring discretionary action, the Custodian shall advise the Client of the applicable timeframe for taking any action elected by the Client. [The Custodian’s notice obligation does not include notices, circulars, reports and announcements in regard to a class action.]
Appears in 1 contract
Samples: Global Custodial and Agency Services Agreement (Nushares ETF Trust)
Notices and Actions Related to Securities. 10.3.18.3.1. The Custodian shall promptly notify the Client of all official notices, circulars, reports and announcements (both mandatory and discretionary) in respect of Securities held for the Client received in its capacity as Custodian. With regard to events requiring discretionary action, the Custodian shall advise the Client of the applicable timeframe for taking any action elected by the Client. The Custodian’s 's notice obligation does not include notices, circulars, reports and announcements in regard to a class action.. 302999559 v2 0306937.00100
Appears in 1 contract
Samples: Global Custodial Services Agreement (Usaa Mutual Funds Trust)
Notices and Actions Related to Securities. 10.3.1. 8.3.1 The Custodian shall promptly notify the Client of all official notices, circulars, reports and announcements (both mandatory and discretionary) in respect of Securities held for the Client received in its capacity as Custodian. With regard to events requiring discretionary action, the Custodian shall advise the Client of the applicable timeframe for taking any action elected by the Client. The Custodian’s 's notice obligation does not include notices, circulars, reports and announcements in regard to a class action.
Appears in 1 contract
Samples: Global Custodial Services Agreement
Notices and Actions Related to Securities. 10.3.1. 10.3.1 The Custodian shall promptly notify the Client of all official notices, circulars, reports and announcements (both mandatory and discretionary) in respect of Securities held for the Client received in its capacity as Custodian. With regard to events requiring discretionary action, the Custodian shall advise the Client of the applicable timeframe for taking any action elected by the Client. The Custodian’s notice obligation does not include notices, circulars, reports and announcements in regard to a class action.
Appears in 1 contract
Samples: Global Custodial and Agency Services Agreement (Emles Trust)