Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen days prior the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 32 contracts
Samples: Warrant Agreement (Saleen Automotive, Inc.), Warrant Agreement (Vicon Industries Inc /Ny/), Warrant Agreement (DigiPath,Inc.)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, outstanding and unexercised (i) if the Company shall pay any dividend or shall make any distribution upon the Common Stock or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share shares of stock of any class or any other rights or (iii) if any capital reorganization of the Company, ; reclassification of the capital stock of the Company, ; consolidation or merger of the Company with or into another corporation, ; sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, ; or voluntary or involuntary dissolution, liquidation liquidation, or winding up of the Company shall be effected, then then, in any such case, the Company shall cause to be mailed by certified mail delivered to the Holder, at least fifteen ten (l0) days prior to the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution distribution, or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation liquidation, or winding up is to take place and the date, if any any, is to be fixed, as of which the holders of Common Stock or other record shall be entitled to exchange their Shares for securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation liquidation, or winding up.
Appears in 14 contracts
Samples: Subscription Agreement, Warrant to Purchase Common Stock (Sky Quarry Inc.), Warrant to Purchase Common Stock (AmeriCann, Inc.)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, outstanding and unexercised (i) if the Company shall pay any dividend exclusive of a cash dividend, or make any distribution upon the Common Stock Stock, or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share shares of stock of any class or any other rights rights, or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then then, in any such case, the Company shall cause to be mailed by certified mail delivered to the Holder, at least fifteen ten (10) days prior to the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any any, is to be fixed, as of which the holders of Common Stock or other of record shall be entitled to exchange their shares of Common Stock for equivalent securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 13 contracts
Samples: Solicitation Agent Agreement (Waverider Communications Inc), Underwriting Agreement (Temporary Financial Services Inc), Warrant Agreement (International Test Systems Inc)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen days prior to the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 11 contracts
Samples: Credit Agreement (Cancer Genetics, Inc), Warrant Agreement (Cancer Genetics, Inc), Warrant Agreement (Spectrascience Inc)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i1) if the Company shall pay any dividend or make any distribution upon the Common Stock Stock, or (ii2) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights rights, or (iii3) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporationentity, tender offer transaction for the Company's Common Stock, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporationCompany, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, or (4) if the Company shall file a registration statement under the Securities Act, on any form other than on Form S-4 or S-8 or any successor form, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen ten days prior to the date specified in clauses (x1), (2), (3) or (y) below4), as the case may be, of this Section 9 a notice containing a brief description of the proposed action and stating the date on which (xi) a record is to be taken for the purpose of such dividend, distribution or rights, or (yii) such reclassification, reorganization, consolidation, merger, tender offer transaction, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up, or (iii) such registration statement is to be filed with the Securities and Exchange Commission.
Appears in 9 contracts
Samples: Redeemable Common Stock Purchase Warrant (Adm Tronics Unlimited Inc/De), Redeemable Common Stock Purchase Warrant (Adm Tronics Unlimited Inc/De), Consultant's Warrant (Ivivi Technologies, Inc.)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, -------------------------- outstanding and unexercised
(i) if the Company shall pay any dividend or make any distribution upon the Common Stock or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share shares of stock of any class or any other rights or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then then, in any such case, the Company shall cause to be mailed by certified mail delivered to the Holder, at least fifteen ten days prior to the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any any, is to be fixed, as of which the holders of Common Stock or other of record shall be entitled to exchange their shares of Common Stock for securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 7 contracts
Samples: Agreement Regarding Cancellation of Indebtedness (Amdl Inc), Agreement Regarding Cancellation of Indebtedness (Amdl Inc), Agreement Regarding Cancellation of Indebtedness (Amdl Inc)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights or (iii) if any the capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen days prior to the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 6 contracts
Samples: Settlement Agreement (Electropure Inc), Warrant Agreement (Frank Randall P), Warrant Agreement (Panning Floyd H)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporationentity, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen (15) days prior the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 6 contracts
Samples: Warrant to Purchase Common Stock (FNDS3000 Corp), Warrant to Purchase Common Stock (FNDS3000 Corp), Warrant to Purchase Common Stock (FNDS3000 Corp)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (ia) if the Company shall pay any dividend or make any distribution upon the Common Stock (other than a regular cash dividend payable out of retained earnings) or (iib) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights or (iiic) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail mail, return receipt requested, to the Holder, at least fifteen days prior to the date specified in clauses (xi) or and (y) belowii), as the case may be, of this Section 8 a notice containing a brief description of the proposed action and stating the date on which (xi) a record is to be taken for the purpose of such dividend, distribution or rights, or (yii) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 6 contracts
Samples: Warrant Agreement (NaturalNano , Inc.), Warrant Agreement (Genesis Pharmaceuticals Enterprises, Inc.), Warrant Agreement (NaturalNano , Inc.)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporationentity, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen (15) days prior the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassificationreclassification , reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 6 contracts
Samples: Warrant Agreement (FNDS3000 Corp), Warrant Agreement (FNDS3000 Corp), Warrant to Purchase Common Stock (FNDS3000 Corp)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, outstanding and unexercised (i) if the Company shall pay any dividend or make any distribution upon the Common Stock Stock; or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share shares of stock of any class or any other rights rights; or (iii) if any capital reorganization of the Company, ; reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, ; or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then then, in any such case, the Company shall cause to be mailed by certified mail given to the Holder, at least fifteen ten calendar days prior to the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other of record shall be entitled to exchange their shares of Common Stock for securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 5 contracts
Samples: Warrant Agreement (Good Times Restaurants Inc), Series B Warrant Agreement (Good Times Restaurants Inc), Series B Warrant Agreement (Good Times Restaurants Inc)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i1) if the Company shall pay any dividend or make any distribution upon the Common Stock (other than a regular cash dividend payable out of retained earnings) or (ii2) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights or (iii3) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen ten days prior to the date specified in clauses (xi) or and (y) belowii), as the case may be, of this Section 7 a notice containing a brief description of the proposed action and stating the date on which (xi) a record is to be taken for the purpose of such dividend, distribution or rights, or (yii) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 4 contracts
Samples: Warrant Agreement (Element 21 Golf Co), Common Stock Purchase Warrant (Element 21 Golf Co), Common Stock Purchase Warrant (Element 21 Golf Co)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Warrant Shares or Common Stock Stock, or (ii) if the Company shall offer to the holders of Warrant Shares or Common Stock for subscription or purchase by them any share of any class or any other rights rights, or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen business days prior the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Warrant Shares or Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 4 contracts
Samples: Warrant Agreement (Tetralogic Pharmaceuticals Corp), Warrant Agreement (Tetralogic Pharmaceuticals Corp), Warrant Agreement (Tetralogic Pharmaceuticals Corp)
Notices to Warrant Holders. So long as If at any time while this Warrant shall be outstandingWarrant, or any portion thereof, remains outstanding and unexpired, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock (other than regular quarterly cash dividends or dividends paid in the form of Common Stock), (ii) if the Company shall offer to the holders of Common Stock generally for subscription or purchase by them any share of the Company of any class or any other rights issued by the Company, or (iii) if any the capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer sale of all or substantially all of the property and assets of the Company to another corporation, corporation or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to Holder at its address specified in the HolderWarrant Register, at least fifteen 10 days prior to the date specified in (x) or (y) below, as the case may beapplicable, a notice containing a brief description of the proposed action event described in (i), (ii) or (iii) above and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, leasesale, dissolution, liquidation or winding up is to take place and the date, if any any, is to be fixed, as of which the holders of the Common Stock or other securities shall receive cash or other property deliverable upon such reclassificationevent. Notwithstanding the above, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding upthe failure to give such notice shall not affect the validity of any transaction for which the notice was required to be given.
Appears in 4 contracts
Samples: Warrant Agreement (Lasersight Inc /De), Warrant Agreement (Lasersight Inc /De), Warrant Agreement (Lasersight Inc /De)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, outstanding and unexercised (i) if the Company shall pay any dividend or make any stock distribution upon the Common Stock Stock, or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share shares of stock of any class or any other rights rights, or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then then, in any such case, the Company shall cause to be mailed by certified mail delivered to the Holder, at least fifteen ten (10) days prior to the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any any, is to be fixed, as of which the holders of Common Stock or other of record shall be entitled to exchange their shares of Common Stock for equivalent securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 4 contracts
Samples: Warrant Agreement (Medical Science Systems Inc), Warrant Agreement (Medical Science Systems Inc), Warrant Agreement (Medical Science Systems Inc)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any or class of its capital stock or any other rights or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporationentity, sale, lease lease, or transfer of all or substantially all of the property and assets of the Company to another corporationentity, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen days prior the record date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or offer of rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, transfer, sale dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall be entitled to receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, lease, transfer, sale, dissolution, liquidation or winding up.
Appears in 4 contracts
Samples: Credit Agreement (Cadiz Inc), Warrant Agreement (Cadiz Inc), Warrant to Purchase Common Stock (Cadiz Inc)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen 15 days prior the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 4 contracts
Samples: Warrant Agreement (Adatom Com Inc), Warrant Agreement (Adatom Com Inc), Warrant Agreement (Adatom Com Inc)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i1) if the Company shall pay any dividend or make any distribution upon the Common Stock Stock, or (ii2) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights rights, or (iii3) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporationentity, tender offer transaction for the Company’s Common Stock, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporationCompany, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, or (4) if the Company shall file a registration statement under the Securities Act of 1933, as amended (the “Act”), on any form other than on Form S-4 or S-8 or any successor form, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen ten days prior to the date specified in clauses (x1), (2), (3) or (y) below4), as the case may be, of this Section 10 a notice containing a brief description of the proposed action and stating the date on which (xi) a record is to be taken for the purpose of such dividend, distribution or rights, or (yii) such reclassification, reorganization, consolidation, merger, tender offer transaction, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up, or (iii) such registration statement is to be filed with the SEC.
Appears in 4 contracts
Samples: Common Stock Purchase Warrant (Salon Media Group Inc), Common Stock Purchase Warrant (Salon Media Group Inc), Warrant Agreement (Shumate Industries Inc)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock or (ii) if the Company shall offer to all of the holders of its Common Stock or any series of its Preferred Stock for subscription or purchase by them any share of any class or any other rights or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation (including, but not limited to, a reorganization pursuant to which the Company will become a wholly-owned subsidiary of a newly created corporation), sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen ten days prior the date specified in (xA) or (yB) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (xA) a record is to be taken for the purpose of such dividend, distribution or rights, or (yB) such reorganization, reclassification, reorganization, consolidation, merger, conveyancesale, leaselease or transfer, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reorganization, reclassification, reorganization, consolidation, merger, conveyancesale, lease or transfer, dissolution, liquidation or winding up.
Appears in 3 contracts
Samples: Warrant Agreement (V One Corp/ De), Warrant Agreement (V One Corp/ De), Warrant Agreement (V One Corp/ De)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (ia) if the Company shall pay any dividend or make any distribution upon the Common Stock Stock, or (iib) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights rights, or (iiic) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporationentity, tender offer transaction for the Company's Common Stock, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporationCompany, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, or (d) if the Company shall file a registration statement under the Securities Act, on any form other than on Form S-4 or S-8 or any successor form, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen ten (10) days prior to the date specified in clauses (xa), (b), (c) or (y) belowd), as the case may be, of this Section 9 a notice containing a brief description of the proposed action and stating the date on which (xi) a record is to be taken for the purpose of such dividend, distribution or rights, or (yii) such reclassification, reorganization, consolidation, merger, tender offer transaction, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up, or (iii) such registration statement is to be filed with the SEC.
Appears in 3 contracts
Samples: Warrant Agreement (Sagemark Companies LTD), Common Stock Purchase Warrant (Sagemark Companies LTD), Common Stock Purchase Warrant (Starmed Group Inc)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen twenty days prior the date earlier of the dates specified in (x) or and (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 3 contracts
Samples: Securities Purchase Agreement (American Virtual Cloud Technologies, Inc.), Warrant Agreement (American Virtual Cloud Technologies, Inc.), Warrant Agreement (American Virtual Cloud Technologies, Inc.)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (ia) if the Company shall pay any dividend or make any distribution upon the Common Stock Stock, or (iib) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights rights, or (iiic) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporationentity, tender offer transaction for the Company’s Common Stock, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporationCompany, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, or (d) if the Company shall file a registration statement under the Securities Act, on any form other than on Form S-4 or S-8 or any successor form, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen ten (10) days prior to the date specified in clauses (xa), (b), (c) or (y) belowd), as the case may be, of this Section 9 a notice containing a brief description of the proposed action and stating the date on which (xi) a record is to be taken for the purpose of such dividend, distribution or rights, or (yii) such reclassification, reorganization, consolidation, merger, tender offer transaction, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up, or (iii) such registration statement is to be filed with the SEC.
Appears in 3 contracts
Samples: Common Stock Purchase Warrant (Power Efficiency Corp), Warrant Agreement (Data Systems & Software Inc), Common Stock Purchase Warrant (Power Efficiency Corp)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock or Stock, (ii) if the Company shall offer to the holders of its Common Stock rights to subscribe for, purchase, or exchange property for subscription or purchase by them any share shares of any class of stock, or any other rights or options or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed sent by certified overnight mail or courier service to the Holder, at least fifteen days prior to the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or subscription rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 3 contracts
Samples: Note Purchase Agreement (Credit Depot Corp), Warrant Agreement (Credit Depot Corp), Warrant Agreement (Credit Depot Corp)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, outstanding and unexercised (i) if the Company shall pay any dividend EXCLUSIVE OF A CASH DIVIDEND, or make any distribution upon the Common Stock Stock, or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share shares of stock of any class or any other rights rights, or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then then, in any such case, the Company shall cause to be mailed by certified mail delivered to the Holder, at least fifteen ten (10) days prior to the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any any, is to be fixed, as of which the holders of Common Stock or other of record shall be entitled to exchange their shares of Common Stock for equivalent securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 3 contracts
Samples: Warrant Agreement (Genetic Vectors Inc), Warrant Agreement (Genetic Vectors Inc), Warrant Agreement (American Eagle Motorcycle Co Inc)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock Stock, or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights rights, or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen business days prior the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 3 contracts
Samples: Warrant Agreement (Astralis LTD), Warrant Agreement (Astralis LTD), Warrant Agreement (Astralis LTD)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (ia) if the Company shall pay any dividend or make any distribution upon the Common Stock (other than a regular cash dividend payable out of retained earnings) or (iib) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class of securities of the Company or any other rights or (iiic) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporationcorporation or other entity, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail mail, return receipt requested, to the Holder, at least fifteen days prior to the date specified in clauses (xi) or and (y) belowii), as the case may be, of this Section 8 a notice containing a brief description of the proposed action and stating the date on which (xi) a record is to be taken for the purpose of such dividend, distribution or rights, or (yii) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 2 contracts
Samples: Warrant Agreement (Lounsberry Holdings I Inc), Warrant Agreement (Lounsberry Holdings I Inc)
Notices to Warrant Holders. So long as this Warrant any Warrants shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen days prior the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 2 contracts
Samples: Warrant Agreement (Tarpon Industries, Inc.), Warrant Agreement (Tarpon Industries, Inc.)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i1) if the Company shall pay any dividend or make any distribution upon the Common Stock (other than a regular cash dividend payable out of retained earnings) or (ii2) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights or (iii3) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail mail, return receipt requested, to the Holder, at least fifteen days prior to the date specified in clauses (xi) or and (y) belowii), as the case may be, of this Paragraph (h) a notice containing a brief description of the proposed action and stating the date on which (xi) a record is to be taken for the purpose of such dividend, distribution or rights, or (yii) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 2 contracts
Samples: Subscription Agreement (Porta Systems Corp), Warrant Agreement (Ias Communications Inc)
Notices to Warrant Holders. So long as this -------------------------- Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock or (ii) if the Company shall offer to all the holders of Common Stock for subscription or purchase by them of any share of any class or any other rights or (iii) if any the capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer sale of all or substantially all of the property and assets of the Company to another corporation, corporation or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen ten days prior to the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, leasesale, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of the Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up. Notwithstanding the above, the failure to give such notice shall not affect the validity of any transaction for which the notice was required to be given.
Appears in 2 contracts
Samples: Warrant Agreement (Advanced Mammography Systems Inc), Warrant Agreement (Advanced Mammography Systems Inc)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock or (ii) if the Company shall offer to all of the holders of Common Stock for subscription or purchase by them any share of any class or any other rights or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen ten days prior the date specified in (xA) or (yB) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (xA) a record is to be taken for the purpose of such dividend, distribution or rights, or (yB) such reorganization, reclassification, reorganization, consolidation, merger, conveyancesale, leaselease or transfer, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reorganization, reclassification, reorganization, consolidation, merger, conveyancesale, lease or transfer, dissolution, liquidation or winding up.
Appears in 2 contracts
Samples: Employment Agreement (Rattlesnake Holding Co Inc), Employment Agreement (Rattlesnake Holding Co Inc)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i1) if the Company shall pay any dividend or make any distribution upon the Common Stock Stock, or (ii2) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights rights, or (iii3) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporationentity, tender offer transaction for the Company's Common Stock, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporationCompany, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, or (4) if the Company shall file a registration statement under the Securities Act of 1933, as amended (the "ACT"), on any form other than on Form S-4 or S-8 or any successor form, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen ten days prior to the date specified in clauses (x1), (2), (3) or (y) below4), as the case may be, of this Section 9 a notice containing a brief description of the proposed action and stating the date on which (xi) a record is to be taken for the purpose of such dividend, distribution or rights, or (yii) such reclassification, reorganization, consolidation, merger, tender offer transaction, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up, or (iii) such registration statement is to be filed with the SEC.
Appears in 2 contracts
Samples: Common Stock Purchase Warrant (Ir Biosciences Holdings Inc), Common Stock Purchase Warrant (Ir Biosciences Holdings Inc)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i1) if the Company shall pay any dividend or make any distribution upon the Common Stock (other than a regular cash dividend payable out of retained earnings) or (ii2) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights or (iii3) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen thirty days prior to the date specified in clauses (xi) or and (y) belowii), as the case may be, of this Paragraph (h) a notice containing a brief description of the proposed action and stating the date on which (xi) a record is to be taken for the purpose of such dividend, distribution or rights, or (yii) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 2 contracts
Samples: Consulting Agreement (Caribbean Cigar Co), Consulting Agreement (Caribbean Cigar Co)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, if (i) if the Company shall pay any dividend or make any distribution upon the Common Stock Stock, or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, or if (iii) there is any sale by the Company of shares constituting after such sale a majority of its outstanding shares, then in any such case, case the Company shall cause give to be mailed by certified mail to the Holder, at least fifteen thirty (30) days prior to the earliest date specified in (xa) or (yb) below, as the case may be, a written notice containing a brief description of the proposed action transaction and stating (a) the date on which (x) a record date is to be taken for the purpose of such dividend, distribution dividend or rightsdistribution, or (yb) the date on which such reclassification, reorganization, consolidation, merger, conveyancesale, lease, transfer, dissolution, liquidation or winding up is to take place and the date, if any is any, to be fixed, fixed as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding uptransaction.
Appears in 2 contracts
Samples: Warrant Agreement (Thehealthchannel Com Inc), Warrant Agreement (Thehealthchannel Com Inc)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock or Stock, (ii) if the Company shall offer to all of the holders of Common Stock for subscription or purchase by them any share of any class or any other rights rights, or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease lease, or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation liquidation, or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen ten days prior to the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution distribution, or rights, or (y) such reorganization, reclassification, reorganization, consolidation, merger, conveyancesale, lease, transfer, dissolution, liquidation liquidation, or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reorganization, reclassification, reorganization, consolidation, merger, conveyancesale, lease, transfer, dissolution, liquidation liquidation, or winding up.
Appears in 2 contracts
Samples: Warrant Agreement (Biolife Solutions Inc), Warrant Agreement (Biolife Solutions Inc)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, outstanding and unexercised (ia) if the Company shall pay any dividend or make any distribution upon the Common Stock or (iib) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share shares of stock of any class or any other rights or (iiic) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or the voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then then, in any such case, the Company shall cause to be mailed by certified mail delivered to the HolderWarrant holder, at least fifteen ten days prior to the date specified in (xi) or (yii) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (xi) a record is to be taken for the purpose of such dividend, distribution dividend or rightsdistribution, or (yii) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixedany, as of which the holders of Common Stock or other of record shall be entitled to exchange their shares of Common Stock for securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 2 contracts
Samples: Subscription Agreement (Alfacell Corp), Placement Agent's Unit Purchase Warrant (Alfacell Corp)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Class A Common Stock or (ii) if the Company shall offer to the holders of Class A Common Stock for subscription or purchase by them any share of any class or any other rights or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen days prior the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Class A Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 2 contracts
Samples: Warrant Agreement (Healthcore Medical Solutions Inc), Warrant Agreement (Healthcore Medical Solutions Inc)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (ia) if the Company shall pay any dividend or make any distribution upon the Common Stock Stock, or (iib) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights rights, or (iiic) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporationentity, tender offer transaction for the Company’s Common Stock, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporationCompany, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, or (d) if the Company shall file a registration statement under the Securities Act, or amend an existing Registration Statement, on any form other than on Form S-4 or S-8 or any successor form, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen ten (10) days prior to the date specified in clauses (xa), (b), (c) or (y) belowd), as the case may be, of this Section 6 a notice containing a brief description of the proposed action and stating the date on which (xi) a record is to be taken for the purpose of such dividend, distribution or rights, or (yii) such reclassification, reorganization, consolidation, merger, tender offer transaction, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up, or (iii) such registration statement or amendment is to be filed with the SEC.
Appears in 2 contracts
Samples: Common Stock Purchase Warrant (Power Efficiency Corp), Common Stock Purchase Warrant (Power Efficiency Corp)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, outstanding and unexercised (i) if the Company shall pay any dividend exclusive of a cash dividend, or make any distribution upon the Common Stock common stock or (ii) if the Company shall offer to the holders of Common Stock common stock for subscription or purchase by them any share shares of stock of any class or any other rights rights, or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then then, in any such case, the Company shall cause to be mailed by certified mail delivered to the Holder, at least fifteen ten (10) days prior to the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any any, is to be fixed, as of which the holders of Common Stock or other common stock of record shall be entitled to exchange their common stock for equivalent securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 2 contracts
Samples: Warrant Agreement (Weststar Environmental Inc), Warrant Agreement (Weststar Environmental Inc)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock Stock, or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights rights, or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen business days prior the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 2 contracts
Samples: Warrant Agreement (Tetralogic Pharmaceuticals Corp), Warrant Agreement (Tetralogic Pharmaceuticals Corp)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen thirty days prior the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 2 contracts
Samples: Warrant Agreement (Perficient Inc), Warrant Agreement (Perficient Inc)
Notices to Warrant Holders. So long as this Warrant shall be -------------------------- outstanding, (i) if the Company Holdings shall pay declare any dividend or make any distribution upon the Class B Common Stock or (ii) if the Company Holdings shall generally offer to the holders of the Class B Common Stock for subscription or purchase by them of any share shares of any class of Holdings' capital stock or any other rights or (iii) if any to purchase shares of Holdings' capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effectedstock, then in any such case, the Company Holdings shall cause notice to be mailed by certified mail given to the HolderHolder of this Warrant, at least fifteen 10 days prior to the date specified in (x), (y) or (yz) below, as the case may be, a notice containing which shall contain a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rightsoffer for subscription or purchase, or (y) such reorganization, reclassification, reorganization, consolidation, merger, conveyancesale, lease, transfer, dissolution, liquidation or winding up is to take place and the date, if any any, that is to be fixed, as of which the holders of the Class B Common Stock or other securities capital stock of Holdings shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up, or (z) the date by which holders of the Class B Common Stock must elect to participate in the purchase of securities by Holdings pursuant to the offering referred to in clause (ii) above.
Appears in 2 contracts
Samples: Warrant Agreement (Iwo Holdings Inc), Warrant Agreement (Iwo Holdings Inc)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock or (ii) if the Company EXHIBIT 10.47.9; PAGE 15 shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights or (iii) if any the capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen days prior to the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 1 contract
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock Shares or (ii) if the Company shall offer to the holders of Common Stock Shares for subscription or purchase by them any share of any class or any other rights or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen twenty days prior the date earlier of the dates specified in (x) or and (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock Shares or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 1 contract
Samples: Warrant Agreement (Neptune Wellness Solutions Inc.)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock Stock, or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share shares of any class or any other rights rights, or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the HolderHolder or any holder of a Warrant executed and/or delivered pursuant to Section (a) or Section (d), at least fifteen 15 days prior to the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 1 contract
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock or (ii) if the Company shall offer to the holders of Common Stock Stock, for subscription or purchase by them them, any share of any class or any other rights or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen days prior the date specified in (x) or (y) below, as the case may be, a a, notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 1 contract
Samples: Stock Purchase Warrant (Syscomm International Corp)
Notices to Warrant Holders. So long as this Fifth Amended and Restated Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporationentity, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen (15) days prior the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassificationreclassification , reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 1 contract
Samples: Warrant Agreement (FNDS3000 Corp)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (ia) if the Company shall pay any dividend or make any distribution upon the Common Stock Stock, or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights or (iiib) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporationentity, tender offer transaction for the Company’s Common Stock, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporationCompany, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, or (c) if the Company shall file a registration statement under the Securities Act, on any form other than on Form S-4 or S-8 or any successor form, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen ten (10) days prior to the date specified in clauses (xa), (b) or (yc) below, as the case may be, of this Section 8 a notice containing a brief description of the proposed action and stating the date on which (xi) a record is to be taken for the purpose of such dividend, distribution or rights, or (yii) such reclassification, reorganization, consolidation, merger, tender offer transaction, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up, or (iii) such registration is filed with the Securities and Exchange Commission.
Appears in 1 contract
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (ia) if the Company shall pay any dividend or make any distribution upon the Common Stock Stock, or (iib) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights rights, or (iiic) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporationentity, tender offer transaction for the Company’s Common Stock, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporationCompany, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen ten (10) days prior to the date specified in clauses (x) a), (b), or (y) belowc), as the case may be, of this Section 8 a notice containing a brief description of the proposed action and stating the date on which (xi) a record is to be taken for the purpose of such dividend, distribution or rights, or (yii) such reclassification, reorganization, consolidation, merger, tender offer transaction, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any any, is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 1 contract
Notices to Warrant Holders. So long as this Amended and Restated Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporationentity, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen (15) days prior the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassificationreclassification , reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 1 contract
Samples: Warrant Agreement (FNDS3000 Corp)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i1) if the Company shall pay any dividend or make any distribution upon the Common Stock (other than a regular cash dividend payable out of retained earnings) or (ii2) if the Company shall offer to the all holders of Common Stock for subscription or purchase by them any share of any class or any other rights or (iii3) if any capital reorganization of the Company, reclassification of the 87800-1 -63- capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail mail, return receipt requested, to the Holder, at least fifteen days prior to the date specified in clauses (xi) or and (y) belowii), as the case may be, of this Paragraph (h) a notice containing a brief description of the proposed action and stating the date on which (xi) a record is to be taken for the purpose of such dividend, distribution or rights, or (yii) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 1 contract
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen days prior the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up 11 is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 1 contract
Notices to Warrant Holders. So long as this Warrant shall be outstanding, outstanding and unexercised (i) if the Company shall pay any dividend or shall make any distribution upon the Common Stock common stock or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share shares of stock of any class or any other rights or (iii) if any capital reorganization of the Company, ; reclassification of the capital stock of the CompanyCompany-, consolidation or merger of the Company with or into another corporation, ; sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, ; or voluntary or involuntary dissolution, liquidation liquidation, or winding up of the Company shall be effected, then then, in any such case, the Company shall cause to be mailed by certified mail delivered to the Holder, at least fifteen ten (10) days prior to the date specified in (xA) or (yB) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (xA) a record is to be taken for the purpose of such dividend, distribution distribution, or rights, or (yB) such reclassification, reclassification reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation liquidation, or winding up is to take place and the date, if any any, is to be fixed, as of which the holders of Common Stock or other common stock of record shall be entitled to exchange their shares for securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation liquidation, or winding up.
Appears in 1 contract
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i) if the Company shall pay any dividend of any kind or make any distribution of any kind upon the Common Stock or Stock, (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share shares of any class or any other rights or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the HolderHolder or any holder of a Warrant executed and/or delivered pursuant to Section 1 or Section 4, at least fifteen 15 days prior to the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 1 contract
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock Stock, or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights rights, or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporationentity, tender offer transaction for the Company's Common Stock, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporationCompany, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, or (iv) if the Company shall file a registration statement under the Securities Act, on any form other than on Form S-4 or S-8 or any successor form, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen ten (10) days prior to the date specified in clauses (xi), (ii), (iii) or (y) belowiv), as the case may be, of this Section 9 a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, tender offer transaction, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up, or (z) such registration statement is to be filed with the SEC.
Appears in 1 contract
Samples: Redeemable Common Stock Purchase Warrant (Ivivi Technologies, Inc.)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen days prior the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up.
Appears in 1 contract
Samples: Secured Convertible Revolving Promissory Note Agreement (Caredecision Corp)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen days prior the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
(i) RECLASSIFICATION, REORGANIZATION OR MERGER. In case of any reclassification, capital reorganization or other change of outstanding shares of Common
Appears in 1 contract
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock or Stock, (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights rights, or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen days prior the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 1 contract
Samples: Warrant Agreement (Net2phone Inc)
Notices to Warrant Holders. So long as this Third Amended and Restated Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporationentity, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen (15) days prior the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 1 contract
Samples: Warrant Agreement (FNDS3000 Corp)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen (15) days prior the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 1 contract
Samples: Warrant to Purchase Common Stock (Bridgeline Software, Inc.)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock or Stock, (ii) if the Company shall offer to the holders of its Common Stock rights to subscribe for, purchase, or exchange property for subscription or purchase by them any share shares of any class of stock, or any other rights or options or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen days prior to the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or subscription rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 1 contract
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i1) if the Company shall pay any dividend or make any distribution upon the Common Stock Stock, or (ii2) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights rights, or (iii3) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporationentity, tender offer transaction for the Company’s Common Stock, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporationCompany, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, or (4) if the Company shall file a registration statement under the Securities Act of 1933, as amended (the “Act”), on any form other than on Form S-4 or S-8 or any successor form, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen ten days prior to the date specified in clauses (x1), (2), (3) or (y) below4), as the case may be, of this Section 9 a notice containing a brief description of the proposed action and stating the date on which (xi) a record is to be taken for the purpose of such dividend, distribution or rights, or (yii) such reclassification, reorganization, consolidation, merger, tender offer transaction, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up, or (iii) such registration statement is to be filed with the SEC.
Appears in 1 contract
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Preferred Stock or Common Stock Stock, or (ii) if the Company shall offer to the holders of Preferred Stock or Common Stock for subscription or purchase by them any share of any class or any other rights rights, or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen five business days prior the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Preferred Stock or Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 1 contract
Samples: Warrant Agreement (Proteostasis Therapeutics, Inc.)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, outstanding and unexercised (i) if the Company shall pay any dividend dividend, EXCLUSIVE OF A CASH DIVIDEND, or make any distribution upon the Common Stock Stock, or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share shares of stock of any class or any other rights rights, or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then then, in any such case, the Company shall cause to be mailed by certified mail delivered to the Holder, at least fifteen ten (10) days prior to the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any any, is to be fixed, as of which the holders of Common Stock or other of record shall be entitled to exchange their shares of Common Stock for equivalent securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 1 contract
Notices to Warrant Holders. So long as this Warrant shall be -------------------------- outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock or (ii) if the Company shall offer to all the holders of Common Stock for subscription or purchase by them of any share of any class or any other rights or (iii) if any the capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer sale of all or substantially all of the property and assets of the Company to another corporation, corporation or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen ten days prior to the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, leasesale, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of the Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up. Notwithstanding the above, the failure to give such notice shall not affect the validity of any transaction for which the notice was required to be given.
Appears in 1 contract
Samples: Warrant Agreement (Caprius Inc)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (ia) if the Company shall pay any dividend or make any distribution upon the Common Stock Stock, or (iib) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights rights, or (iiic) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporationentity, tender offer transaction for the Company’s Common Stock, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporationCompany, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen ten (10) days prior to the date specified in clauses (x) a), (b), or (y) belowc), as the case may be, of this Section 8 a notice containing a brief description of the proposed action and stating the date on which which: (xi) a record is to be taken for the purpose of such dividend, distribution or rights, or (yii) such reclassification, reorganization, consolidation, merger, tender offer transaction, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 1 contract
Samples: Common Stock Purchase Warrant (Disaster Preparedness Systems Inc.)
Notices to Warrant Holders. So long as this Second Amended and Restated Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporationentity, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen (15) days prior the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassificationreclassification , reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 1 contract
Samples: Warrant Agreement (FNDS3000 Corp)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i1) if the Company shall pay any dividend or make any distribution upon the Common Stock (other than a regular cash dividend payable out of retained earnings) or (ii2) if the Company shall offer to the all holders of Common Stock for subscription or purchase by them any share of any class or any other rights or (iii3) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail mail, return receipt requested, to the Holder, at least fifteen days prior to the date specified in clauses (xi) or and (y) belowii), as the case may be, of this Paragraph (h) a notice containing a brief description of the proposed action and stating the date on which (xi) a record is to be taken for the purpose of such dividend, distribution or rights, or (yii) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 1 contract
Samples: Warrant to Purchase Shares (Chequemate International Inc)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (ia) if the Company shall pay any dividend or make any distribution upon the Common Stock (other than a regular cash dividend payable out of retained earnings) or (iib) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights or (iiic) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail mail, return receipt requested, to the Holder, at least fifteen days prior to the date specified in clauses (xi) or and (y) belowii), as the case may be, of this Section 8. a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 1 contract
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock Ordinary Shares or (ii) if the Company shall offer to the holders of Common Stock Ordinary Shares for subscription or purchase by them any share of any class or any other rights or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporationcorporation (other than an affiliate of the Company) , sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporationcorporation (other than an affiliate of the Company), or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen days ten (10) days’ prior the date earlier of the dates specified in (x) or and (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock Ordinary Shares or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 1 contract
Samples: Warrant Agreement (Roadzen Inc.)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i1) if the Company shall pay any dividend or make any distribution upon the Common Stock Stock, or (ii2) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights rights, or (iii3) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporationentity, tender offer transaction for the Company's Common Stock, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporationCompany, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, or (4) if the Company shall file a registration statement under the Securities Act, on any form other than on Form S-4 or S-8 or any successor form, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen ten days prior to the date specified in clauses (x1), (2), (3) or (y) below4), as the case may be, of this Section 8 a notice containing a brief description of the proposed action and stating the date on which (xi) a record is to be taken for the purpose of such dividend, distribution or rights, or (yii) such reclassification, reorganization, consolidation, merger, tender offer transaction, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up, or (iii) such registration statement is to be filed with the SEC.
Appears in 1 contract
Notices to Warrant Holders. So long as this Warrant shall be outstanding, :
(ia) if the Company shall pay any dividend or make any distribution upon the Common Stock or Stock;
(iib) if the Company shall offer to the holders of its Common Stock rights to subscribe for, purchase, or exchange property for subscription or purchase by them any share shares of any class of stock, or any other rights or options; or
(iiic) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, effected then in any such case, the Company shall cause to be mailed sent by certified mail or courier service to the Holder, at least fifteen five days prior to the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or subscription rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 1 contract
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by b y certified mail to the Holder, at least fifteen days prior the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 1 contract
Samples: Warrant Agreement (Mdu Communications International Inc)
Notices to Warrant Holders. So long as this Warrant shall be outstandingoutstanding and any portion of it shall be unexercised, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock or (ii) if the Company shall offer to the holders of Common Stock Stock, for subscription or purchase by them them, any share shares of stock of any class or any other rights or (iii) if any capital reorganization of the Company, reclassification of the Company's capital stock of the Companystock, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the Company's property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail delivered to the Holder, at least fifteen ten days prior to the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of record of Common Stock or other shall be entitled to exchange their shares of Common Stock for securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 1 contract
Samples: Debenture Purchase Agreement (National Boston Medical Inc)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i1) if the Company shall pay any dividend or make any distribution upon the Common Stock (whether in cash or Common Stock), or (ii2) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights rights, or (iii3) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen (15) days prior the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 1 contract
Samples: Convertible Secured Promissory Note (MetaMorphix Inc.)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock as a class or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights or (iii) if any the capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer sale of all or substantially all of the property and assets of the Company to another corporation, corporation or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen ten (10) days prior to the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, leasesale, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders Holders of the Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up. Notwithstanding the above, the failure to give such notice shall not affect the validity of any transaction for which the notice was required to be given.
Appears in 1 contract
Notices to Warrant Holders. So long as this Warrant shall be outstandingoutstanding and unexercised, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock or Shares, (ii) if the Company shall offer to the holders of Common Stock Shares for subscription or purchase by them any share shares of securities of any class or any other rights or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then then, in any such case, the Company shall cause to be mailed by certified mail delivered to the Holder, at least fifteen 10 days prior to the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities Shares of record shall receive cash be entitled to exchange their Shares or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 1 contract
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i1) if the Company shall pay any dividend or make any distribution upon the Common Stock Stock, or (ii2) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights rights, or (iii3) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporationentity, tender offer transaction for the Company's Common Stock, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporationCompany, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, or (4) if the Company shall file a registration statement under the Securities Act of 1933, as amended (the "Act"), on any form other than on Form S-4 or S-8 or any successor form, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen days prior to the date specified in clauses (xi), (ii), (iii) or (y) belowiv), as the case may be, of this Section 9 a notice containing a brief description of the proposed action and stating the date on which (xi) a record is to be taken for the purpose of such dividend, distribution or rights, or (yii) such reclassification, reorganization, consolidation, merger, tender offer transaction, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up, or (iii) such registration statement is to be filed with the Securities and Exchange Commission.
Appears in 1 contract
Samples: Preferred Stock and Warrant Purchase Agreement (Cimnet Inc/Pa)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen days prior the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up. Any notice, request or other document required or permitted to be given hereunder or delivered to the Holder by the Company shall be in writing and delivered to the address provided by the Holder to the Company.
Appears in 1 contract
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i1) if the Company shall pay any dividend or make any distribution upon the Common Stock Stock, or (ii2) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights rights, or (iii3) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporationentity, tender offer transaction for the Company's Common Stock, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporationCompany, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, or (4) if the Company shall file a registration statement under the Securities Act of 1933, as amended (the "Act"), on any form other than on Form S-4 or S-8 or any successor form, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen ten days prior to the date specified in clauses (x1), (2), (3) or (y) below4), as the case may be, of this Section 9 a notice containing a brief description of the proposed action and stating the date on which (xi) a record is to be taken for the purpose of such dividend, distribution or rights, or (yii) such reclassification, reorganization, consolidation, merger, tender offer transaction, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up, or (iii) such registration statement is to be filed with the SEC.
Appears in 1 contract
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights or of (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen days prior the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 1 contract
Notices to Warrant Holders. So long as this Fourth Amended and Restated Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporationentity, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen (15) days prior the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record is to be taken for the purpose of such dividend, distribution or rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 1 contract
Samples: Warrant Agreement (FNDS3000 Corp)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i) if the Company shall pay any dividend or make any distribution upon the Common Stock or Stock, (ii) if the Company shall offer to the holders of its Common Stock rights to subscribe for, purchase, or exchange property for subscription or purchase by them any share shares of any class of stock, or any other rights or options or (iii) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed sent by certified overnight mail or courier service to the Holder, at least fifteen days prior to the date specified in (x) or (y) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (x) a record date is to be taken set for the purpose of such dividend, distribution or subscription rights, or (y) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 1 contract
Notices to Warrant Holders. So long as this Warrant shall be outstanding, outstanding and unexercised (i) if the Company shall pay any dividend or make any distribution upon the Common Stock or (ii) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share shares of Stock of any class or any other rights or (iii) if any capital reorganization of the Companycompany, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then then, in any such case, the Company shall cause to be mailed by certified mail delivered to the Holder, at least fifteen twenty-one (21) days prior to the date specified in (xA) or (yB) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (xA) a record is to be taken for the purpose of such dividend, distribution or rights, or (yB) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixedany, as of which the holders of Common Stock or other of record shall be entitled to exchange their shares of Stock for securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 1 contract
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (ia) if the Company shall pay any dividend or make any distribution upon the Common Stock or (iib) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights or (iiic) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen 15 days prior to the date specified in (xi) or (yii) below, as the case may be, a notice containing a brief description of the proposed action and stating the date on which (xi) a record is to be taken for the purpose of such dividend, distribution or rights, or (yii) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 1 contract
Samples: Securities Transfer Agreement (Inovio Biomedical Corp)
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (ia) if the Company shall pay any dividend or make any distribution upon the Common Stock Stock, or (iib) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights rights, or (iiic) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporationentity, tender offer transaction for the Company’s Common Stock, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporationCompany, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen ten (10) days prior to the date specified in clauses (x) a), (b), or (y) belowc), as the case may be, of this Section 8 a notice containing a brief description of the proposed action and stating the date on which (xi) a record is to be taken for the purpose of such dividend, distribution or rights, or (yii) such reclassification, reorganization, consolidation, merger, tender offer transaction, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 1 contract
Notices to Warrant Holders. So long as this Warrant shall be outstanding, (i1) if the Company shall pay any dividend or make any distribution upon the Common Stock (other than a regular cash dividend payable out of retained earnings) or (ii2) if the Company shall offer to the holders of Common Stock for subscription or purchase by them any share of any class or any other rights or (iii3) if any capital reorganization of the Company, reclassification of the capital stock of the Company, consolidation or merger of the Company with or into another corporation, sale, lease or transfer of all or substantially all of the property and assets of the Company to another corporation, or voluntary or involuntary dissolution, liquidation or winding up of the Company shall be effected, then in any such case, the Company shall cause to be mailed by certified mail to the Holder, at least fifteen days prior to the date specified in clauses (xi) or and (y) belowii), as the case may be, of this Paragraph (h) a notice containing a brief description of the proposed action and stating the date on which (xi) a record is to be taken for the purpose of such dividend, distribution or rights, or (yii) such reclassification, reorganization, consolidation, merger, conveyance, lease, dissolution, liquidation or winding up is to take place and the date, if any is to be fixed, as of which the holders of Common Stock or other securities shall receive cash or other property deliverable upon such reclassification, reorganization, consolidation, merger, conveyance, dissolution, liquidation or winding up.
Appears in 1 contract
Samples: Warrant to Purchase Shares of Common Stock (Medsearch Technologies Inc)