Common use of Notification to the Adviser Clause in Contracts

Notification to the Adviser. The Subadviser promptly shall notify the Adviser in writing of the occurrence of any of the following events: (a) the Subadviser shall fail to be registered as an investment adviser under the Investment Advisers Act of 1940, as amended, and under the laws of any jurisdiction in which the Subadviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement; (b) the Subadviser shall have been served or otherwise have notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, directly involving the affairs of the Fund; (c) to the extent required by Rule 17j-1 under the 1940 Act, a material violation of the Subadviser's Code of Ethics is discovered and, again, when action has been taken to rectify such violation; or (d) any other event, including but not limited to, a change in executive personnel or the addition or deletion of major client(s) of the Subadviser that might materially and adversely affect the ability of the Subadviser to provide the Services provided for under this Agreement.

Notification to the Adviser. The Subadviser promptly shall notify the Adviser in writing of the occurrence of any of the following events: (a) the Subadviser shall fail to be registered as an investment adviser under the Investment Advisers Act of 1940, as amended, . and under the laws of any jurisdiction in which the Subadviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement; (b) the Subadviser shall have been served or otherwise have notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, directly involving the affairs of the Fund; (c) to the extent required by Rule 17j-1 under the 1940 Act, a material violation of the Subadviser's Code of Ethics is discovered and, again, when action has been taken to rectify such violation; or (d) any other event, including but not limited to, a change in executive personnel or the addition or deletion of major client(s) of the Subadviser that might materially and adversely affect the ability of the Subadviser to provide the Services provided for under this Agreement.

Notification to the Adviser. The Subadviser promptly shall notify the Adviser in writing of the occurrence of any of the following events: (a) the Subadviser shall fail to be registered as an investment adviser Adviser under the Investment Advisers Act of 1940, as amended, and under the laws of any jurisdiction in which the Subadviser is required to be registered as an investment adviser Adviser in order to perform its obligations under this Agreement; (b) the Subadviser shall have been served or otherwise have notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, directly involving the affairs of the Fund; (c) to the extent required by Rule 17j-1 under the 1940 Act, a material violation of the Subadviser's Subadviser violates its Code of Ethics is discovered and, again, as relates to trading by the Fund. The Subadviser will notify the Adviser (i) when it discovers a violation has occurred; and (ii) when action has been taken to rectify such the violation; or (d) any other event, including but not limited to, a change in executive personnel or the addition or deletion loss of major client(s) clients of the Subadviser that might materially and adversely affect the ability of the Subadviser to provide the Services provided for under this Agreement.

Notification to the Adviser. The Subadviser promptly shall notify the Adviser in writing of the occurrence of any of the following events: (a) the Subadviser shall fail to be registered as an investment adviser under the Investment Advisers Act of 1940, as amended, and under the laws of any jurisdiction in which the Subadviser is required to be registered as an investment adviser in order to perform its obligations under this Agreement; (b) the Subadviser shall have been served or otherwise have notice of any action, suit, proceeding, inquiry or investigation, at law or in equity, before or by any court, public board or body, directly involving the affairs of the Fund; (c) to the extent required by Rule 17j-1 under the 1940 Act, a material violation of the Subadviser's Code of Ethics is discovered and, again, when action has been taken to rectify such violation; or (d) any other event, including but not limited to, a change in executive personnel or the addition or deletion of major client(s) of the Subadviser that might materially and adversely affect the ability of the Subadviser to provide the Services provided for under this Agreement.