Notifications to Manager Sample Clauses
The "Notifications to Manager" clause establishes the requirement for one party to formally inform the manager about specific events, actions, or changes relevant to the agreement. Typically, this clause outlines the circumstances under which notifications must be made, the acceptable methods of communication (such as email or written letter), and any deadlines for providing such notice. Its core practical function is to ensure that the manager remains informed and can respond appropriately, thereby promoting transparency and preventing misunderstandings or disputes arising from lack of communication.
Notifications to Manager. The Company will, at any time during the term of this Agreement, as supplemented from time to time, advise the Manager immediately after it shall have received notice or obtained knowledge thereof, of any information or fact that would materially alter or affect any opinion, certificate, letter and other document provided to the Manager pursuant to Section 6 herein.
Notifications to Manager. The Partnership will, at any time during the term of this Agreement, as supplemented from time to time, advise the Manager immediately after it shall have received notice or obtained knowledge thereof, of any information or fact that would alter or affect any opinion, certificate, letter and other document provided to the Manager pursuant to Section 6 herein.
Notifications to Manager. Sub-Adviser promptly, within five (5) days, shall notify Manager in writing of the occurrence of any of the following events:
(a) Sub-Adviser shall fail to be registered as an investment adviser under the Advisers Act with the SEC;
(b) Sub-Adviser shall fail to comply or maintain any state or federal registration requirements for all governing entities, as well as SROs, that Sub-Adviser (whether through its own business or through activities that relate to the Fund) is subject to;
(c) Sub-Adviser or any personnel shall have been served or otherwise have reason to believe that service is imminent of any action, suit, proceeding, formal inquiry or formal investigation, at law or in equity, before or by any court, public board or body, in each case, involving the affairs of the Fund;
(d) Sub-Adviser or any personnel involved in managing the Fund are required to answer affirmatively any of the disciplinary questions found in Form ADV or on the Form U-4;
(e) The transfer of controlling interest in Sub-Adviser or the departure of any named portfolio managers of the Fund;
(f) Any other occurrence that reasonably could have a material adverse impact on the ability of Sub-Adviser to provide the services provided for under this Agreement; or Sub-Adviser promptly, within thirty (30) days, shall notify Manager in writing of the occurrence of any of the following event:
(g) Sub-Adviser hires or terminates any key personnel that perform a material role in the investment decision making process of Sub-Adviser with respect to the Fund;