Obligations of Holders. It shall be a condition precedent to the obligations of the Company to take any action pursuant to Section 9 hereof that each of the selling Holders shall: (a) Furnish to the Company such information regarding themselves, the Warrant Shares held by them, the intended method of sale or other disposition of such securities, the identity of and compensation to be paid to any underwriters proposed to be employed in connection with such sale or other disposition, and such other information as may reasonably be required to effect the registration of their Warrant Shares. (b) Notify the Company, at any time when a prospectus relating to the Warrant Shares covered by a registration statement is required to be delivered under the Act, of the happening of any event with respect to such selling Holder as a result of which the prospectus included in such registration statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing.
Appears in 27 contracts
Samples: Warrant Agreement (Ceco Environmental Corp), Representatives' Warrant Agreement (Audio Book Club Inc), Representatives' Warrant Agreement (Complete Management Inc)
Obligations of Holders. It shall be a condition precedent to the obligations of the Company to take any action pursuant to Section SECTION 9 hereof that each of the selling Holders shall:
(a) Furnish to the Company such information regarding themselves, the Warrant Shares held by them, the intended method of sale or other disposition of such securities, the identity of and compensation to be paid to any underwriters proposed to be employed in connection with such sale or other disposition, and such other information as may reasonably be required to effect the registration of their Warrant Shares.
(b) Notify the Company, at any time when a prospectus relating to the Warrant Shares covered by a registration statement is required to be delivered under the Act, of the happening of any event with respect to such selling Holder as a result of which the prospectus included in such registration statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing.
Appears in 9 contracts
Samples: Warrant Agreement (Stealth Medialabs Inc), Financial Advisor's Warrant Agreement (Medical Technology Systems Inc /De/), Financial Advisor's Warrant Agreement (Medical Technology Systems Inc /De/)
Obligations of Holders. It shall be a condition precedent to the ---------------------- obligations of the Company to take any action pursuant to Section 9 hereof that ------- each of the selling Holders shall:
(a) Furnish to the Company such information regarding themselves, the Warrant Shares held by them, the intended method of sale or other disposition of such securities, the identity of and compensation to be paid to any underwriters proposed to be employed in connection with such sale or other disposition, and such other information as may reasonably be required to effect the registration of their Warrant Shares.
(b) Notify the Company, at any time when a prospectus relating to the Warrant Shares covered by a registration statement is required to be delivered under the Act, of the happening of any event with respect to such selling Holder as a result of which the prospectus included in such registration statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing.
Appears in 5 contracts
Samples: Representative's Warrant Agreement (Isonics Corp), Representative's Warrant Agreement (Mortgage Plus Equity & Loan Holdings Corp), Representative's Warrant Agreement (Osmotics Corp)
Obligations of Holders. It shall be a condition precedent to the obligations of the Company to take any action pursuant to Section 9 hereof that each of the selling Holders shall:
(a) Furnish to the Company such information regarding themselves, the Warrant Shares Securities held by them, the intended method of sale or other disposition of such securities, the identity of and compensation to be paid to any underwriters proposed to be employed in connection with such sale or other disposition, and such other information as may reasonably be required to effect the registration of their Warrant SharesSecurities.
(b) Notify the Company, at any time when a prospectus relating to the Warrant Shares Securities covered by a registration statement is required to be delivered under the Act, of the happening of any event with respect to such selling Holder as a result of which the prospectus included in such registration statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing.
Appears in 3 contracts
Samples: Warrant Agreement (Alaska Apollo Resources Inc), Warrant Agreement (Alaska Apollo Resources Inc), Warrant Agreement (Alaska Apollo Resources Inc)
Obligations of Holders. It shall be a condition precedent to the obligations of the Company to take any action pursuant to this Section 9 7 hereof that each of the selling Holders shall:
(a) Furnish to the Company such information regarding themselves, the Warrant Shares Securities held by them, the intended method of sale or other disposition of such securities, the identity of and compensation to be paid to any underwriters proposed to be employed in connection with such sale or other disposition, and such other information as may reasonably be required to effect the registration of their Warrant SharesSecurities.
(b) Notify the Company, at any time when a prospectus relating to the Warrant Shares Securities covered by a registration statement is required to be delivered under un the Act, of the happening of any event with respect to such selling Holder as a result of which the prospectus included in such registration statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing.
Appears in 3 contracts
Samples: Representative's Warrant Agreement (Marchex Inc), Representative’s Warrant Agreement (Marchex Inc), Representative’s Warrant Agreement (Marchex Inc)
Obligations of Holders. It shall be a condition precedent to the obligations of the Company to take any action pursuant to Section 9 hereof that each the Holders of the selling Holders shallWarrant Shares to be sold pursuant to a registration statement will:
(a) Furnish furnish to the Company such information regarding themselves, the Warrant Shares held by them, the intended method of sale or other disposition of such securities, the identity of and compensation to be paid to any underwriters proposed to be employed in connection with such sale or other disposition, and such other information as may reasonably be required necessary to effect the registration of their Warrant Shares., and
(b) Notify notify the Company, at any time when a prospectus relating to the Warrant Shares covered by a registration statement is required to be delivered under the Securities Act, of the happening of any event with respect to such selling Holder as a result of which the prospectus included in such registration statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing.
Appears in 2 contracts
Samples: Warrant Agreement (Chaparral Resources Inc), Warrant Agreement (Shell Capital LTD)
Obligations of Holders. It shall be a condition precedent to the obligations of the Company to take any action pursuant to Section 9 hereof that each of the selling Holders shall:
(a) Furnish to the Company such information regarding themselves, the Warrant Shares held by them, the intended method of sale or other disposition of such securities, the identity of and compensation to be paid to any underwriters proposed to be employed in connection with such sale or other disposition, and such other information as may reasonably be required to effect the registration of their Warrant Shares.
(b) Notify the Company, at any time when a prospectus relating to the Warrant Shares covered by a registration statement is required to be delivered under the Act, of the happening of any event with respect to such selling Holder as a result of which the prospectus included in such registration statement, as then in effect, includes an untrue statement 17 of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing.
Appears in 1 contract
Samples: Representative's Warrant Agreement (Team Communication Group Inc)
Obligations of Holders. It shall be a condition precedent to the obligations of the Company to take any action pursuant to Section 9 7 hereof that each of the selling Holders shall:
(a) Furnish to the Company such information regarding themselves, the Warrant Shares Securities held by them, the intended method of sale or other disposition of such securities, the identity of and compensation to be paid to any underwriters proposed to be employed in connection with such sale or other disposition, and such other information as may reasonably be required to effect the registration of their Warrant SharesSecurities.
(b) Notify the Company, at any time when a prospectus relating to the Warrant Shares Securities covered by a registration statement is required to be delivered under the Act, of or the happening of any event with respect to such selling Holder as a result of which the prospectus included in such registration statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements statement therein not misleading in the light of the circumstances then existing.
Appears in 1 contract
Samples: Representative's Warrant Agreement (Grand Court Lifestyles Inc)
Obligations of Holders. It shall be a condition precedent to the obligations of the Company to take any action pursuant to Section 9 hereof that each of the selling Holders shall:
(a) Furnish to the Company such information regarding themselves, the Warrant Shares held by them, the intended method of sale or other disposition of such securities, the identity of and compensation to be paid to any underwriters proposed to be employed in connection with such sale or other disposition, and such other information as may reasonably be required to effect the registration of their Warrant Shares.
(b) Notify the Company, at any time when a prospectus relating to the Warrant xxxxxx Shares covered by a registration statement is required to be delivered under the Act, of the happening of any event with respect to such selling Holder as a result of which the prospectus included in such registration statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing.
Appears in 1 contract
Samples: Placement Agent's Warrant Agreement (Casull Arms Corp)
Obligations of Holders. It shall be a condition precedent to the obligations of the Company to take any action pursuant to Section 9 hereof that each the Holders of the selling Holders shallWarrant Shares to be sold pursuant to a registration statement will:
(a) Furnish furnish to the Company such information regarding themselves, the Warrant Shares held by them, the intended method of sale or other disposition of such securities, the identity of and compensation to be paid to any underwriters proposed to be employed in connection with such sale or other disposition, and such other information as may reasonably be required necessary to effect the registration of their Warrant Shares.; and
(b) Notify notify the Company, at any time when a prospectus relating to the Warrant Shares covered by a registration statement is required to be delivered under the Securities Act, of the happening of any event with respect to such selling Holder as a result of which the prospectus included in such registration statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing.
Appears in 1 contract
Obligations of Holders. It shall be a condition precedent to the obligations of the Company to take any action pursuant to Section 9 8 hereof that each of the selling Holders shall:
(a) Furnish to the Company such information regarding themselves, the Warrant Shares Registrable Securities held by them, the intended method of sale or other disposition of such securities, the identity of and compensation to be paid to any underwriters proposed to be employed in connection with such sale or other disposition, and such other information as may reasonably be required to effect the registration of their Warrant SharesRegistrable Securities.
(b) Notify the Company, at any time when a prospectus relating to the Warrant Shares Registrable Securities covered by a registration statement is required to be delivered under the Act, of the happening of any event with respect to so such selling Holder as a result of which the prospectus included in such registration statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing.
Appears in 1 contract
Samples: Underwriter's Warrant Agreement (International Plastic Technologies Inc)
Obligations of Holders. It shall be a condition precedent to the ----------------------- obligations of the Company to take any action pursuant to Section 9 hereof that ------- each of the selling Holders shall:
(a) Furnish to the Company such information regarding themselves, the Warrant Shares held by them, the intended method of sale or other disposition of such securities, the identity of and compensation to be paid to any underwriters proposed to be employed in connection with such sale or other disposition, and such other information as may reasonably be required to effect the registration of their Warrant Shares.
(b) Notify the Company, at any time when a prospectus relating to the Warrant Shares covered by a registration statement is required to be delivered under the Act, of the happening of any event with respect to such selling Holder as a result of which the prospectus included in such registration statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing.
Appears in 1 contract
Obligations of Holders. It shall be a condition precedent to the obligations of the Company DenAmerica to take any action pursuant to Section 9 hereof this Agreement that each of the selling Holders shall:
(a) Furnish to the Company DenAmerica such information regarding themselves, the Warrant Shares Registrable Securities held by them, the intended method of sale or other disposition of such securities, the identity of and compensation to be paid to any underwriters proposed to be employed in connection with such sale or other disposition, and such other information as may reasonably be required to effect the registration of their Warrant SharesRegistrable Securities.
(b) Notify the CompanyDenAmerica, at any time when a prospectus relating to the Warrant Shares Registrable Securities covered by a registration statement is required to be delivered under the Act, of the happening of any event with respect to such selling Holder as a result of which the prospectus included in such registration statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing.
Appears in 1 contract
Samples: Registration Rights Agreement (Phoenix Restaurant Group Inc)