Obligations of the Adviser. The Adviser agrees to provide or complete, as the case may be, the following prior to the commencement of the Sub-Adviser’s investment advisory services as specified under this Agreement: a) A list of first tier affiliates and second tier affiliates (i.e., affiliates of affiliates) of the Fund; b) A list of restricted securities for each Fund (including CUSIP, Sedol or other appropriate security identification); and c) A copy of the current compliance procedures for each Fund. The Adviser also agrees to promptly update the above referenced items in order to ensure their accuracy, completeness and/or effectiveness.
Appears in 4 contracts
Samples: Sub Advisory Agreement (JNL Series Trust), Investment Sub Advisory Agreement (JNL Series Trust), Investment Sub Advisory Agreement (JNL Series Trust)
Obligations of the Adviser. The Adviser agrees to provide or complete, as the case may be, the following prior to the commencement of the Sub-Adviser’s investment advisory services as specified under this Agreement:
(a) A list of first tier affiliates and second tier affiliates (i.e., affiliates of affiliates) of the Fund;
(b) A list of restricted securities for each Fund (including CUSIP, Sedol or other appropriate security identification); and
(c) A copy of the current compliance procedures for each Fund. The Adviser also agrees to promptly update the above referenced items in order to ensure their accuracy, completeness and/or effectiveness.
Appears in 3 contracts
Samples: Investment Sub Advisory Agreement (JNL Series Trust), Investment Sub Advisory Agreement (JNL Series Trust), Investment Sub Advisory Agreement (JNL Series Trust)
Obligations of the Adviser. The Adviser agrees to provide or complete, as the case may be, the following prior to the commencement of the Sub-Adviser’s 's investment advisory services as specified under this Agreement:
(a) A list of first tier affiliates and second tier affiliates (i.e., affiliates of affiliates) of the Fund;
(b) A list of restricted securities for each Fund (including CUSIP, Sedol or other appropriate security identification); and
(c) A copy of the current compliance procedures for each Fund. The Adviser also agrees to promptly update the above referenced items in order to ensure their accuracy, completeness and/or effectiveness.
Appears in 3 contracts
Samples: Investment Sub Advisory Agreement (JNL Series Trust), Investment Sub Advisory Agreement (JNL Series Trust), Investment Sub Advisory Agreement (JNL Series Trust)
Obligations of the Adviser. The Adviser agrees to provide or complete, as the case may be, the following prior to the commencement of the Sub-Adviser’s 's investment advisory services as specified under this Agreement:
a) A list of first tier affiliates and second tier affiliates (i.e., affiliates of affiliates) of the Fund;
b) A list of restricted securities for each Fund (including CUSIP, Sedol or other appropriate security identification); and
c) A copy of the current compliance procedures for each Fund. The Adviser also agrees to promptly update the above referenced items in order to ensure their accuracy, completeness and/or effectiveness.
Appears in 2 contracts
Samples: Investment Sub Advisory Agreement (JNL Series Trust), Investment Sub Advisory Agreement (JNL Series Trust)
Obligations of the Adviser. The Adviser agrees to provide or complete, as the case may be, the following prior to the commencement of the Sub-Adviser’s 's investment advisory services as specified under this Agreement:
a) A list of first tier affiliates and second tier affiliates (i.e., affiliates of affiliates) of the Fund;; -------------------------------------------------------------------------------- PAGE 8 OF 11
b) A list of restricted securities for each Fund (including CUSIP, Sedol or other appropriate security identification); and
c) A copy of the current compliance procedures for each Fund. The Adviser also agrees to promptly update the above referenced items in order to ensure their accuracy, completeness and/or effectiveness.
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (JNL Series Trust)
Obligations of the Adviser. The Adviser agrees to provide or complete, as the case may be, the following prior to the commencement of the Sub-AdviserSubadviser’s investment advisory services as specified under this Agreement:
a(i) A list of first tier affiliates and second tier affiliates (i.e., affiliates of affiliates) of the Fund;
b(ii) A list of restricted securities for each Fund (including CUSIP, Sedol or other appropriate security identification); and;
c(iii) A copy of the applicable current compliance procedures for each Fund. The Adviser also agrees to promptly update the above referenced items in order to ensure their accuracy, completeness and/or effectiveness.
Appears in 1 contract
Samples: Investment Sub Advisory Agreement (JPMorgan Trust I)