Common use of Obligations of the Dealer Manager Clause in Contracts

Obligations of the Dealer Manager. 5.1 The Company hereby appoints the Dealer Manager as its exclusive agent during the Offering Period to solicit and to cause Selected Dealers to solicit subscriptions for the Offered Shares or make subscriptions to purchase the Offered Shares available at the subscription price to be paid in accordance with, and otherwise upon the terms and conditions set forth in, the Prospectus and the Subscription Agreement, and the Dealer Manager agrees to use its commercially reasonable efforts to offer, and to enter into Selected Dealer Agreements on behalf of the Company authorizing each such Selected Dealer to offer, the Offered Shares or make subscriptions to purchase the Offered Shares available during the Offering Period directly to potential investors that (a) satisfy the investor suitability standards (i) set forth in the Prospectus, (ii) provided under applicable State laws and (iii) provided in FINRA’s Rules and (b) are acceptable to the Company (the “Eligible Investors”). The Dealer Manager hereby agrees that it will not make representations or give information not contained in (x) the Prospectus or (y) any Approved Sales Literature.

Appears in 2 contracts

Samples: ICON ECI Fund Sixteen, ICON ECI Fund Sixteen

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Obligations of the Dealer Manager. 5.1 7.1 The Company hereby appoints the Dealer Manager as its exclusive agent during the Offering Period to solicit and to cause Selected Dealers to solicit subscriptions for the Offered Shares or make subscriptions to purchase the Offered Shares available at the subscription price to be paid in accordance with, and otherwise upon the terms and conditions set forth in, the Prospectus and the Subscription Agreement, and the Dealer Manager agrees to use its commercially reasonable efforts to offer, and to enter into Selected Dealer Agreements on behalf of the Company authorizing each such Selected Dealer to offer, the Offered Shares or make subscriptions to purchase the Offered Shares available during the Offering Period directly to potential investors that (a) satisfy the investor suitability standards (i) set forth in the Prospectus, (ii) provided under applicable State laws and (iii) provided in FINRA’s Rules and (b) are acceptable to the Company (the “Eligible Investors”). The Dealer Manager hereby agrees that it will not make representations or give information not contained in (x) the Prospectus or (y) any Approved Sales Literature.

Appears in 2 contracts

Samples: Advisory Agreement (CION Investment Corp), CION Investment Corp

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Obligations of the Dealer Manager. 5.1 7.1 The Company hereby appoints the Dealer Manager as its exclusive agent during the Offering Period to solicit and to cause Selected Dealers to solicit subscriptions for the Offered Shares or make subscriptions to purchase the Offered Shares available at the subscription price to be paid in accordance with, and otherwise upon the terms and conditions set forth in, the Prospectus and the Subscription Agreement, and the Dealer Manager agrees to use its commercially reasonable efforts to offer, and to enter into Selected Dealer Agreements on behalf of the Company authorizing each such Selected Dealer to offeroffer or make available subscriptions to purchase, the Offered Shares or make subscriptions to purchase the Offered Shares available during the Offering Period directly to potential investors that (a) satisfy the investor suitability standards (i) set forth in the Prospectus, (ii) provided under applicable State laws and (iii) provided in FINRA’s Rules and (b) are acceptable to the Company (the “Eligible Investors”). The Dealer Manager hereby agrees that it will not make representations or give information not contained in (x) the Prospectus or (y) any Approved Sales Literature.

Appears in 2 contracts

Samples: Dealer Manager Agreement (CION Investment Corp), Dealer Manager Agreement (CION Investment Corp)

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