Common use of OF THE 1934 ACT Clause in Contracts

OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company's stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock during the term of this Agreement. (D) ACCREDITED INVESTOR. Investor is an "Accredited Investor" as that term is defined in Rule 501(a) of Regulation D of the 1933 Act.

Appears in 4 contracts

Samples: Investment Agreement (GTX Corp), Investment Agreement (Payment Data Systems Inc), Investment Agreement (Coates International LTD \De\)

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OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company's stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock during the term of this Agreement. (D) ACCREDITED INVESTOR. Investor is an "Accredited Investor" as that term is defined in Rule 501(a501(a)(3) of Regulation D of the 1933 Act.

Appears in 2 contracts

Samples: Investment Agreement (Hyperdynamics Corp), Investment Agreement (Newave Inc)

OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company's stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock during the term of this Agreement. (D) ACCREDITED INVESTOR. Investor is an "Accredited Investor" as that term is defined in Rule 501(a) of Regulation D of the 1933 Act.

Appears in 2 contracts

Samples: Investment Agreement (American Asset Development, Inc.), Investment Agreement (Global Earth Energy, Inc.)

OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to short sell the Company's stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock Common Stock during the term of this Agreement. (D) ACCREDITED INVESTOR. The Investor is an "Accredited Investor" as will only sell Company stock that term is defined it has in Rule 501(a) of Regulation D of the 1933 Actits possession.

Appears in 1 contract

Samples: Investment Agreement (Empire Global Corp.)

OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to short sell the Company's ’s stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock Common Stock during the term of this Agreement. (D) The Investor will only sell Company stock that it has in its possession. 3.4 ACCREDITED INVESTOR. The Investor is an "Accredited Investor" “accredited investor” as that term is defined in Rule 501(a) of Regulation D of the 1933 Act.

Appears in 1 contract

Samples: Investment Agreement (Oroplata Resources, Inc.)

OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company's stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock during the term of this Agreement. (D) 3.4 ACCREDITED INVESTOR. Investor is an "Accredited Investor" as that term is defined in Rule 501(a) 501 of Regulation D of the 1933 Act.

Appears in 1 contract

Samples: Investment Agreement (Litfunding Corp)

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OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company's ’s stock shortshort or otherwise engage in hedging transactions regarding the stock, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock advisors during the term of this Agreement. (D) 3.4 ACCREDITED INVESTOR. Investor is an "Accredited Investor" as that term is defined in Rule 501(a) of Regulation D of the 1933 Act.

Appears in 1 contract

Samples: Investment Agreement (POSITIVEID Corp)

OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company's stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock during the term of this Agreement. (D) 3.4 ACCREDITED INVESTOR. Investor is an "Accredited Investor" as that term is defined in Rule 501(a501(a)(3) of Regulation D of the 1933 Act.

Appears in 1 contract

Samples: Investment Agreement (Litfunding Corp)

OF THE 1934 ACT. During the term of this Agreement, the Investor will comply with the provisions of Section 9 of the 1934 Act, and the rules promulgated thereunder, with respect to transactions involving the Common Stock. The Investor agrees not to sell the Company's stock short, either directly or indirectly through its affiliates, principals or advisors, the Company's common stock during the term of this Agreement. ACGI.INVESTMENT.AGREEMENT.MARCH.2006 (D) ACCREDITED INVESTOR. Investor is an "Accredited Investor" as that term is defined in Rule 501(a) of Regulation D of the 1933 Act.

Appears in 1 contract

Samples: Investment Agreement (Amacore Group, Inc.)

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