of the 1940 Act. You agree to promptly notify the Investment Company should you cease to be a member of the NASD through expulsion or otherwise or if its membership is suspended or should you be subject to any limitations on your conduct under Section 9 of the 1940 Act.
Appears in 31 contracts
Samples: Distribution Agreement (Legg Mason Partners Sector Series, Inc.), Distribution Agreement (Legg Mason Partners Investment Trust), Distribution Agreement (Legg Mason Partners Arizona Municipals Fund, Inc)
of the 1940 Act. You agree to promptly notify the Investment Company should you cease to be such a member of the NASD through expulsion or otherwise or if its membership is suspended or should you be subject to any limitations on your conduct under Section 9 of the 1940 Act.
Appears in 15 contracts
Samples: Distribution Agreement and Assumption (Legg Mason Partners Investment Funds, Inc.), Distribution Agreement and Assumption (Legg Mason Partners California Municipals Fund, Inc), Distribution Agreement (Smith Barney Sector Series Inc.)
