OFAC. (A) Neither the Company nor any of its subsidiaries, nor any or their directors, officers or employees, nor, to the Company’s knowledge, any agent, affiliate or representative of the Company or its subsidiaries, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 89 contracts
Samples: Underwriting Agreement (Nyxoah SA), Equity Distribution Agreement (Cellectar Biosciences, Inc.), Purchase Agreement (CymaBay Therapeutics, Inc.)
OFAC. (Ai) Neither the Company nor Company, any of its subsidiaries, nor any or their directors, officers or employees, Subsidiaries nor, to the knowledge of the Company’s knowledge, any agentdirector, officer, employee or affiliate or representative of the Company or its subsidiariesany Subsidiary, is an individual or entity (“Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 51 contracts
Samples: Underwriting Agreement (Cre8 Enterprise LTD), Underwriting Agreement (Armlogi Holding Corp.), Underwriting Agreement (Armlogi Holding Corp.)
OFAC. (Ai) Neither the Company nor any of its subsidiariesSubsidiary (collectively, nor any or their directors, officers or employees, the “Entity”) nor, to the Company’s knowledge, any director, officer, employee, agent, affiliate or representative of the Company or its subsidiariesEntity, is an individual a government, individual, or entity (in this paragraph (uu), “Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 45 contracts
Samples: Sales Agreement (Cumberland Pharmaceuticals Inc), Sales Agreement (Entera Bio Ltd.), Sales Agreement (PDS Biotechnology Corp)
OFAC. (Ai) Neither the Company nor any of its subsidiariesSubsidiary (collectively, nor any or their directors, officers or employees, the “Entity”) nor, to the Company’s knowledge, any director, officer, employee, agent, affiliate or representative of the Company or its subsidiariesEntity, is an individual a government, individual, or entity (in this paragraph (ss), “Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 40 contracts
Samples: Common Stock (iBio, Inc.), Financing Agreement (Luminar Technologies, Inc./De), Sales Agreement (BioSig Technologies, Inc.)
OFAC. (Ai) Neither the Company nor Company, any of its subsidiaries, nor any or their directors, officers or employees, Subsidiaries nor, to the knowledge of the Company’s knowledge, any agentdirector, officer, employee or affiliate or representative of the Company or its subsidiariesany Subsidiary, of any other person authorized to act on behalf of the Company, is an individual or entity (“Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 35 contracts
Samples: Underwriting Agreement (Wellchange Holdings Co LTD), Underwriting Agreement (Wellchange Holdings Co LTD), Underwriting Agreement (Inno Holdings Inc.)
OFAC. (A) Neither the Company nor any of its subsidiaries, nor any or of their directors, officers or employees, nor, to the Company’s knowledge, any agent, affiliate or representative of the Company or its subsidiaries, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 30 contracts
Samples: Underwriting Agreement (Direct Digital Holdings, Inc.), Underwriting Agreement (Direct Digital Holdings, Inc.), Underwriting Agreement (Direct Digital Holdings, Inc.)
OFAC. (Ai) Neither The Company represents that, neither the Company nor any of its subsidiariesSubsidiary (collectively, nor the “Entity”) or any or their directorsdirector, officers or employeesofficer, noremployee, to the Company’s knowledge, any agent, affiliate or representative of the Company or its subsidiariesEntity, is an individual a government, individual, or entity (in this paragraph (ss), “Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 20 contracts
Samples: Securities Purchase Agreement (Sonoma Pharmaceuticals, Inc.), Common Stock (Tg Therapeutics, Inc.), Sales Agreement (HomeStreet, Inc.)
OFAC. (A) Neither the Company nor any of its subsidiaries, nor any or their directors, officers or employees, nor, to the Company’s knowledge, any agent, affiliate or representative of the Company or its subsidiariesCompany, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 17 contracts
Samples: Equity Distribution Agreement (Alaunos Therapeutics, Inc.), Purchase Agreement (Celcuity Inc.), Purchase Agreement (OncoCyte Corp)
OFAC. (Ai) Neither the Company nor any of its subsidiariesSubsidiaries (collectively, nor any or their directors, officers or employees, northe “Entity”) or, to the Company’s knowledge, any director, officer, employee, agent, affiliate or representative of the Company or its subsidiariesEntity, is an individual a government, individual, or entity (in this paragraph (tt), “Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 15 contracts
Samples: Common Stock (Icad Inc), Common Stock (CPS Technologies Corp/De/), CPS Technologies Corp/De/
OFAC. (Ai) Neither the Company nor Company, any of its subsidiaries, nor any or their directors, officers or employeesSubsidiaries, nor, to the knowledge of the Company’s knowledge, any agentdirector, officer, employee, or affiliate or representative of the Company or its subsidiariesany Subsidiary, of any other person authorized to act on behalf of the Company, is an individual or entity of any kind (“Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 13 contracts
Samples: Underwriting Agreement (Xuhang Holdings LTD), Underwriting Agreement (Xuhang Holdings LTD), Underwriting Agreement (Xuhang Holdings LTD)
OFAC. (Ai) Neither the Company nor any of its subsidiaries, nor any or their directors, officers or employees, nor, to the knowledge of the Company’s knowledge, any agentdirector, officer, employee or affiliate or representative of the Company or its subsidiariesCompany, of any other person authorized to act on behalf of the Company, is an individual or entity (“Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 12 contracts
Samples: Underwriting Agreement (Huake Holding Biology Co., LTD), Underwriting Agreement (Magic Empire Global LTD), Underwriting Agreement (Huake Holding Biology Co., LTD)
OFAC. (Ai) Neither the Company nor any of its subsidiariesSubsidiary (collectively, nor any or their directors, officers or employees, the “Entity”) nor, to the Company’s knowledge, any director, officer, employee, agent, affiliate or representative of the Company or its subsidiariesEntity, is an individual a government, individual, or entity (in this paragraph (rr), “Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 12 contracts
Samples: Common Stock (Pacific Ethanol, Inc.), Common Stock (Pacific Ethanol, Inc.), Englobal Corp
OFAC. (Aa) Neither the Company nor any of its subsidiaries, nor any director or their directors, officers or employeesofficer thereof, nor, to the Company’s knowledge, any other employee, agent, affiliate or representative of the Company or any of its subsidiaries, is an individual or entity (“Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 10 contracts
Samples: Underwriting Agreement (Radian Group Inc), Underwriting Agreement (Radian Group Inc), Underwriting Agreement (Radian Group Inc)
OFAC. (Ai) Neither the Company nor any of Company, its subsidiaries, nor any or their directors, officers or employees, Subsidiaries and the Consolidated Affiliated Entities nor, to the knowledge of the Company’s knowledge, any agentdirector, affiliate officer, or representative employee of the Company Company, its Subsidiaries and the Consolidated Affiliated Entities, or any other person authorized to act on behalf of the Company, its subsidiariesSubsidiaries and the Consolidated Affiliated Entities, is an individual or entity (“Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 10 contracts
Samples: Underwriting Agreement (Agape ATP Corp), Underwriting Agreement (Agape ATP Corp), Underwriting Agreement (YanGuFang International Group Co., LTD)
OFAC. (Ai) Neither the Company nor any director, officer, or employee of its subsidiaries, nor any or their directors, officers or employeesthe Company, nor, to the Company’s knowledge, any agent, affiliate or representative underwriter of the Company or its subsidiariesCompany, is an individual or entity (“Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 9 contracts
Samples: Underwriting Agreement (Fuqin Fintech LTD), Underwriting Agreement (Fuqin Fintech LTD), Underwriting Agreement (Fuqin Fintech LTD)
OFAC. (Ai) Neither the Company nor any of and its subsidiaries, nor any or their directors, officers or employeesSubsidiaries, nor, to the knowledge of the Company’s knowledge, any agentdirector, officer, employee or affiliate or representative of the Company and its Subsidiaries, or its subsidiariesany other person authorized to act on behalf of the Company, is an individual or entity (“Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 9 contracts
Samples: Underwriting Agreement (Haoxi Health Technology LTD), Underwriting Agreement (Haoxi Health Technology LTD), Underwriting Agreement (Haoxi Health Technology LTD)
OFAC. (Ai) Neither the Company nor any of its subsidiaries, nor any or their directors, officers or employees, nor, to To the Company’s knowledge, neither the Company nor any Subsidiary (collectively, the “Entity”) nor any director, officer, employee, agent, affiliate or representative of the Company or its subsidiariesEntity, is an individual a government, individual, or entity (in this paragraph (uu), “Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 8 contracts
Samples: Evoke Pharma Inc, Conatus Pharmaceuticals Inc., Evoke Pharma Inc
OFAC. (Ai) Neither The Company represents that, neither the Company nor any of its subsidiariesSubsidiary (collectively, nor the “Entity”) or any or their directorsdirector, officers or employeesofficer, noremployee, to the Company’s knowledge, any agent, affiliate or representative of the Company or its subsidiariesEntity, is an individual a government, individual, or entity (in this paragraph (uu), “Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 8 contracts
Samples: Sales Agreement (CorMedix Inc.), Beyond, Inc., CorMedix Inc.
OFAC. (Ai) Neither the Company nor any of its subsidiaries, nor any or their directors, officers or employees, nor, to the Company’s knowledge, any agent, affiliate or representative of the Company or its subsidiaries, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 8 contracts
Samples: Sales Agreement (Nyxoah SA), Equity Distribution Agreement (Inhibikase Therapeutics, Inc.), Codexis, Inc.
OFAC. (Ai) Neither the Company nor any of its subsidiariesSubsidiary (collectively, nor any or their directors, officers or employees, the “Entity”) nor, to the Company’s knowledge, any director, officer, employee, agent, affiliate or representative of the Company or its subsidiariesEntity, is an individual a government, individual, or entity (in this paragraph (tt), “Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 8 contracts
Samples: Li-Cycle Holdings Corp., Hycroft Mining Holding Corp, Journey Medical Corp
OFAC. (Ai) Neither The Company represents that, neither the Company nor any of its subsidiariesSubsidiary (collectively, nor any the “Entity”) or their directors, officers or employees, nor, to the Company’s knowledgeknowledge any director, any officer, employee, agent, affiliate or representative of the Company or its subsidiariesEntity, is an individual a government, individual, or entity (in this paragraph (uu), “Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 7 contracts
Samples: Moleculin Biotech, Inc., Moleculin Biotech, Inc., Moleculin Biotech, Inc.
OFAC. (Ai) Neither the Company nor any of its subsidiaries, nor any or their directors, officers or employees, nor, to the knowledge of the Company’s knowledge, any director, officer, agent, employee or affiliate or representative of the Company or its subsidiariesCompany, of any other person acting on behalf of the Company, is an individual or entity (“Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 6 contracts
Samples: Underwriting Agreement (Bon Natural Life LTD), Underwriting Agreement (Bon Natural Life LTD), Underwriting Agreement (Happiness Biotech Group LTD)
OFAC. (A) Neither the Company nor any of its subsidiaries, nor any or their directors, officers directors or employeesofficers, nor, to the Company’s knowledge, any employee, agent, affiliate or representative of the Company or its subsidiaries, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 6 contracts
Samples: Equity Distribution Agreement (Aptevo Therapeutics Inc.), Equity Distribution Agreement (Aptevo Therapeutics Inc.), Purchase Agreement (Aptevo Therapeutics Inc.)
OFAC. (A) Neither the Company nor any of its subsidiaries, nor any or their directors, officers or employees, nor, to the Company’s knowledge, any agentof their respective controlled affiliates, affiliate agents, officers, directors or representative of the Company or its subsidiariesemployees, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 6 contracts
Samples: Underwriting Agreement (K2m Group Holdings, Inc.), Underwriting Agreement (K2m Group Holdings, Inc.), Purchase Agreement (K2m Group Holdings, Inc.)
OFAC. (Ai) Neither the Company nor any of its subsidiariesSubsidiaries (collectively, nor any or their directors, officers or employees, northe “Entity”) or, to the Company’s knowledge, any director, officer, employee, agent, affiliate or representative of the Company or its subsidiariesEntity, is an a government, individual or entity (in this paragraph (ss), “Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 6 contracts
Samples: Houston American Energy Corp, Soluna Holdings, Inc, Common Stock (Houston American Energy Corp)
OFAC. (Ai) Neither The Company represents that, neither the Company nor any of its subsidiariesSubsidiary (collectively, nor any the “Entity”) or their directors, officers or employees, nor, to the Company’s knowledgeknowledge any director, any officer, employee, agent, affiliate or representative of the Company or its subsidiariesEntity, is an individual a government, individual, or entity (in this paragraph (ss), “Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 6 contracts
Samples: Sales Agreement (Actinium Pharmaceuticals, Inc.), Original Sales Agreement (Actinium Pharmaceuticals, Inc.), Sales Agreement (Actinium Pharmaceuticals, Inc.)
OFAC. (A) Neither the Company nor any of its subsidiaries, nor any directors or their directors, officers or employeesofficers, nor, to the Company’s knowledge, any employee, agent, affiliate or representative of the Company or its subsidiariesCompany, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 6 contracts
Samples: Underwriting Agreement (ENDRA Life Sciences Inc.), Underwriting Agreement (ENDRA Life Sciences Inc.), Underwriting Agreement (ENDRA Life Sciences Inc.)
OFAC. (A) Neither the Company nor any of its subsidiaries, nor nor, to the Company’s knowledge, any or of their respective directors, officers or employees, nor, to the Company’s knowledge, any agent, affiliate or representative of the Company or its subsidiaries, subsidiaries is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 6 contracts
Samples: Sales Agreement (Beyond Air, Inc.), Sales Agreement (Beyond Air, Inc.), Common Stock Purchase Agreement (Beyond Air, Inc.)
OFAC. (Ai) Neither the Company nor Company, any of its subsidiaries, Subsidiaries nor any director, officer, employee or their directors, officers or employees, nor, to the Company’s knowledge, any agent, affiliate or representative of the Company or its subsidiariesany Subsidiary, of any other person authorized to act on behalf of the Company, is an individual or entity (“Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 6 contracts
Samples: Underwriting Agreement (Youxin Technology LTD), Underwriting Agreement (Springview Holdings LTD), Underwriting Agreement (Youxin Technology LTD)
OFAC. (Ai) Neither the Company nor any of its subsidiariesSubsidiaries (collectively, nor any or their directors, officers or employees, northe “Entity”) or, to the Company’s knowledge, any director, officer, employee, agent, affiliate or representative of the Company or its subsidiariesEntity, is an individual a government, individual, or entity (in this paragraph (bbb), “Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 5 contracts
Samples: Sales Agreement (Microvision, Inc.), Airgain Inc, Microvision, Inc.
OFAC. (A) Neither the Company nor any of its subsidiaries, nor any or their directors, officers directors or employeesofficers, nor, to the Company’s knowledge, any agent, employee, affiliate or representative of the Company or its subsidiaries, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 5 contracts
Samples: Purchase Agreement (LDR Holding Corp), Purchase Agreement (LDR Holding Corp), Purchase Agreement (LDR Holding Corp)
OFAC. (Ai) Neither To the knowledge of the Company, neither the Company nor any of its subsidiariesSubsidiaries (collectively, the “Entity”), nor any or their directorsdirector, officers or employeesofficer, noremployee, to the Company’s knowledge, any agent, affiliate agent or representative of the Company or its subsidiariesEntity, is an individual or entity (in this paragraph (qq), “Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 5 contracts
Samples: Market Issuance Sales Agreement (Aeterna Zentaris Inc.), Market Issuance Sales Agreement (Aeterna Zentaris Inc.), Sales Agreement (Aeterna Zentaris Inc.)
OFAC. (Ai) Neither the Company nor any of its subsidiariesSubsidiary (collectively, the “Entity”) nor any director or their directors, officers or employees, officer of the Entity nor, to the Company’s knowledge, any employee, agent, affiliate or representative of the Company or its subsidiariesEntity, is an individual a government, individual, or entity (in this paragraph (uu), “Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 5 contracts
Samples: Common Stock (Nanoviricides, Inc.), Reliance Global Group, Inc., Biomerica Inc
OFAC. (A) Neither the Company nor any of its subsidiaries, nor any of their directors or their directors, officers or employeesofficers, nor, to the Company’s knowledge, any employee, agent, affiliate or representative of the Company or its subsidiaries, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 5 contracts
Samples: Equity Distribution Agreement (Skye Bioscience, Inc.), Underwriting Agreement (PLBY Group, Inc.), Underwriting Agreement (PLBY Group, Inc.)
OFAC. (Ai) Neither the Company nor any of its subsidiaries, nor any or their directors, officers or employees, nor, to the Company’s knowledge, any agent, affiliate or representative of the Company or its subsidiariesCompany, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 5 contracts
Samples: Sales Agreement (CONTRAFECT Corp), Underwriting Agreement (Viking Therapeutics, Inc.), Underwriting Agreement (Viking Therapeutics, Inc.)
OFAC. (Ai) Neither To the knowledge of the Company, neither the Company nor any of its subsidiariesSubsidiaries (collectively, the “Entity”), nor any or their directorsdirector, officers or employeesofficer, noremployee, to the Company’s knowledge, any agent, affiliate agent or representative of the Company or its subsidiariesEntity, is an individual or entity (in this paragraph (pp), “Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 5 contracts
Samples: Acasti Pharma Inc., Acasti Pharma Inc., Correvio Pharma Corp.
OFAC. (A) Neither the Company nor any of its subsidiaries, nor nor, to the Company’s knowledge, any or of their directors, officers or employees, nor, to the Company’s knowledge, any agent, affiliate or representative of the Company or its subsidiaries, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 5 contracts
Samples: Underwriting Agreement (Streamline Health Solutions Inc.), Underwriting Agreement (Itamar Medical Ltd.), Underwriting Agreement (Chembio Diagnostics, Inc.)
OFAC. (A) Neither the Company nor any of its subsidiariessubsidiary, nor any or their directors, officers or employees, nor, to the Company’s knowledge, any agent, affiliate or representative of the Company or its subsidiariessubsidiary, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 4 contracts
Samples: Sales Agreement (Larimar Therapeutics, Inc.), Sales Agreement (Larimar Therapeutics, Inc.), Underwriting Agreement (Processa Pharmaceuticals, Inc.)
OFAC. (Ai) Neither The Company represents that, neither the Company nor any of its subsidiariesSubsidiary (collectively, nor any or their directors, officers or employees, the “Entity”) nor, to the knowledge of the Company’s knowledge, any director, officer, employee, agent, affiliate or representative of the Company or its subsidiariesEntity, is an individual a government, individual, or entity (in this paragraph (rr), “Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 4 contracts
Samples: Sales Agreement (LIGHTBRIDGE Corp), Sales Agreement (LIGHTBRIDGE Corp), Sales Agreement (LIGHTBRIDGE Corp)
OFAC. (Ai) Neither the Company nor any of Company, its subsidiaries, nor any or their directors, officers or employees, Subsidiaries and the Consolidated Affiliated Entities nor, to the knowledge of the Company’s knowledge, any agentdirector, officer, employee or affiliate or representative of the Company or Company, its subsidiariesSubsidiaries and the Consolidated Affiliated Entities, of any other person authorized to act on behalf of the Company, is an individual or entity (“Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 4 contracts
Samples: Underwriting Agreement (Chanson International Holding), Underwriting Agreement (Chanson International Holding), Underwriting Agreement (Chanson International Holding)
OFAC. (Ai) Neither the Company nor any of its subsidiariesSubsidiary (collectively, the “Entity”) nor any director or their directors, officers or employees, officer of the Entity nor, to the Company’s knowledge, any employee, agent, affiliate or representative of the Company or its subsidiariesEntity, is an individual a government, individual, or entity (in this paragraph (ss), “Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 4 contracts
Samples: Sales Agreement (Applied Digital Corp.), LanzaTech Global, Inc., Applied Digital Corp.
OFAC. (Ai) Neither the Company nor any of Company, its subsidiaries, nor any director, officer, or their directors, officers or employeesemployee of the Company, nor, to the Company’s knowledge, any agent, affiliate or representative person acting on behalf of the Company or any of its subsidiaries, is an individual or entity (“Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 4 contracts
Samples: Subscription Agreement (Akerna Corp.), Placement Agency Agreement (Akerna Corp.), Placement Agency Agreement (Adomani, Inc.)
OFAC. (Ai) Neither The Company represents that, neither the Company nor any of its subsidiariesSubsidiaries (collectively, nor the “Entity”) or any or their directorsdirector, officers or employeesofficer, noremployee, to the Company’s knowledge, any agent, affiliate or representative of the Company or its subsidiariesEntity, is an individual a government, individual, or entity (in this paragraph (tt), “Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 4 contracts
Samples: Sales Agreement (Medicinova Inc), Sales Agreement (GMX Resources Inc), Anthera Pharmaceuticals Inc
OFAC. (Ai) Neither the Company nor any of its subsidiariesSubsidiary (collectively, nor any or their directors, officers or employees, the “Entity”) nor, to the Company’s knowledge, any director, officer, employee, agent, affiliate or representative of the Company or its subsidiariesEntity, is an individual a government, individual, or entity (in this paragraph (pp), “Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 4 contracts
Samples: Aemetis, Inc, Aemetis, Inc, Plug Power Inc
OFAC. (Ai) Neither the Company nor any of its subsidiaries, nor any or of their directors, officers or employees, nor, to the Company’s knowledge, any agent, affiliate or representative of the Company or its subsidiaries, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 4 contracts
Samples: Underwriting Agreement (OptimizeRx Corp), Underwriting Agreement (OptimizeRx Corp), Underwriting Agreement (OptimizeRx Corp)
OFAC. (Ai) Neither The Company represents that, neither the Company nor any of its subsidiariesSubsidiary (collectively, nor any or their directors, officers or employees, northe “Entity”) or, to the Company’s knowledge, any director, officer, employee, agent, affiliate or representative of the Company or its subsidiariesEntity, is an individual a government, individual, or entity (in this paragraph (ss), “Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 4 contracts
Samples: www.sec.gov, Sales Agreement (Kalobios Pharmaceuticals Inc), Sales Agreement (Biodel Inc)
OFAC. (Aa) Neither the Company nor any of its subsidiaries, nor any or their directors, officers or employees, nor, to the Company’s knowledge, any agent, affiliate or representative of the Company or its subsidiaries, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 4 contracts
Samples: Secured Convertible Note Purchase (Acer Therapeutics Inc.), Convertible Note Purchase Agreement (Quantum Fuel Systems Technologies Worldwide, Inc.), Convertible Note and Warrant Purchase Agreement (Quantum Fuel Systems Technologies Worldwide, Inc.)
OFAC. (Ai) Neither the Company nor any of its subsidiariesSubsidiary (collectively, nor any or their directors, officers or employees, the “Entity”) nor, to the Company’s knowledge, any director, officer, employee, agent, affiliate or representative of the Company or its subsidiariesEntity, is an individual a government, individual, or entity (in this paragraph), “Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 4 contracts
Samples: Underwriting Agreement (MTBC, Inc.), Underwriting Agreement (MTBC, Inc.), Underwriting Agreement (MTBC, Inc.)
OFAC. (Ai) Neither the Company nor any of its subsidiariesSubsidiary (collectively, nor any the “Entity”) or their directors, officers or employees, nor, to the Company’s knowledgeknowledge any director, any officer, employee, agent, affiliate or representative of the Company or its subsidiariesEntity, is an individual a government, individual, or entity (in this paragraph (uu), “Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 4 contracts
Samples: Sorrento Therapeutics, Inc., Rexahn Pharmaceuticals, Inc., Kingold Jewelry, Inc.
OFAC. (A) Neither the Company nor any of its subsidiaries, nor any or their directors, officers or employees, each in their respective roles with the Company, nor, to the Company’s knowledge, any agent, affiliate or representative of the Company or its subsidiaries, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 3 contracts
Samples: Underwriting Agreement (Baudax Bio, Inc.), Purchase Agreement (Recro Pharma, Inc.), Purchase Agreement (Recro Pharma, Inc.)
OFAC. (Ai) Neither None of the Company nor Company, any of its subsidiaries, nor or any director or their directorsofficer thereof, officers or employees, noror, to the Company’s knowledge, any employee, agent, controlled affiliate or representative of the Company or any of its subsidiaries, is an individual or entity (“Person”) that is, or is owned or controlled by an individual one or entity more Persons that isare:
Appears in 3 contracts
Samples: Underwriting Agreement (ViewRay, Inc.), Underwriting Agreement (ViewRay, Inc.), Underwriting Agreement (ViewRay, Inc.)
OFAC. (A) Neither the Company nor any of its subsidiaries, nor nor, any or of their directors, officers or employees, nor, to the Company’s knowledge, any agent, affiliate or representative of the Company or its subsidiaries, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 3 contracts
Samples: Underwriting Agreement (MamaMancini's Holdings, Inc.), Underwriting Agreement (Duos Technologies Group, Inc.), Underwriting Agreement (Performant Financial Corp)
OFAC. (A) Neither the Company nor any of its subsidiariesCompany, nor any or their directors, officers or employees, nor, to the Company’s knowledge, any agent, affiliate or representative of the Company or its subsidiariesCompany, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 3 contracts
Samples: Purchase Agreement (Venaxis, Inc.), Purchase Agreement (Venaxis, Inc.), Purchase Agreement (Venaxis, Inc.)
OFAC. (A) Neither the Company nor any of its subsidiaries, nor any or their directors, officers or employeesCompany, nor, to the Company’s knowledge, any agentof its directors, affiliate officers, employees, agents, affiliates or representative of the Company or its subsidiariesrepresentatives, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 3 contracts
Samples: Underwriting Agreement (Immucell Corp /De/), Underwriting Agreement (Immucell Corp /De/), Purchase Agreement (Immucell Corp /De/)
OFAC. (A) Neither the Company nor any of its subsidiaries, nor any or their directors, officers or employees, nor, to the Company’s ’ knowledge, any agentof their directors, affiliate officers, employees, agents, affiliates or representative of the Company or its subsidiariesrepresentatives, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 3 contracts
Samples: Underwriting Agreement (Quicklogic Corporation), www.sec.gov, Quicklogic Corporation
OFAC. (Ai) Neither the Company nor Company, any of its subsidiaries, nor any or their directors, officers or employeesSubsidiaries, nor, to the knowledge of the Company’s knowledge, any director, officer, employee, agent, representative or affiliate or representative of the Company or any Subsidiary, of any other person authorized to act on behalf of the Company or any of its subsidiariesSubsidiaries, is an individual or entity of any kind (“Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 3 contracts
Samples: Underwriting Agreement (Primega Group Holdings LTD), Underwriting Agreement (Primega Group Holdings LTD), Underwriting Agreement (Primega Group Holdings LTD)
OFAC. (A) Neither the Company nor any of its subsidiaries, nor any or their directors, officers or employees, directors nor, to the knowledge of the Company’s knowledge, any agentof its affiliates, affiliate employees or representative of the Company or its subsidiaries, agents is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 3 contracts
Samples: Purchase Agreement (Neuronetics, Inc.), Purchase Agreement (Neuronetics, Inc.), Purchase Agreement (Neuronetics, Inc.)
OFAC. (A) Neither the Company nor any of its subsidiaries, nor any or their directors, officers or employees, nor, to the Company’s knowledge, any agentof their directors, affiliate officers, employees, agents, affiliates or representative of the Company or its subsidiariesrepresentatives, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 3 contracts
Samples: Underwriting Agreement (Leap Therapeutics, Inc.), Underwriting Agreement (Catalyst Biosciences, Inc.), Underwriting Agreement (Leap Therapeutics, Inc.)
OFAC. (Ai) Neither the Company nor any of its subsidiariesSubsidiary (collectively, nor any or their directors, officers or employees, the “Entity”) nor, to the Company’s knowledgeKnowledge, any director, officer, employee, agent, affiliate or representative of the Company or its subsidiariesEntity, is an individual a government, individual, or entity (in this paragraph (xx), “Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 3 contracts
Samples: Market Issuance Sales Agreement (Ur-Energy Inc), Ur-Energy Inc, Ur-Energy Inc
OFAC. (Ai) Neither None of the Company nor Company, any of its subsidiariesSubsidiaries, nor or any director, officer, or their directorsemployee thereof, officers or employees, noror, to the Company’s knowledge, any agent, affiliate or representative of the Company or any of its subsidiaries, is an individual or entity (“Person”) that is, or is owned or controlled by an individual one or entity more Persons that isare:
Appears in 3 contracts
Samples: Ontrak, Inc., Ontrak, Inc., Ontrak, Inc.
OFAC. (A) Neither the Company nor any of its subsidiariesthe Subsidiaries, nor any or their directors, officers or employees, nor, to the Company’s knowledge, any agent, affiliate or representative of the Company or its subsidiariesthe Subsidiaries, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 3 contracts
Samples: Underwriting Agreement (Progenity, Inc.), Purchase Agreement (Progenity, Inc.), Purchase Agreement (Progenity, Inc.)
OFAC. (Ai) Neither the Company nor any of its subsidiariesSubsidiaries, nor any or their directors, officers or employees, noror, to the knowledge of the Company’s knowledge, any agentdirector, officer, employee, or affiliate or representative of the Company, of any other person authorized to act on behalf of the Company or any of its subsidiariesSubsidiaries, is an individual or entity of any kind(“Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 3 contracts
Samples: Underwriting Agreement (HUHUTECH International Group Inc.), Underwriting Agreement (INLIF LTD), Underwriting Agreement (HUHUTECH International Group Inc.)
OFAC. (Ai) Neither None of the Company nor Company, any of its subsidiaries, nor or any director or their directorsofficer thereof, officers or employees, noror, to the Company’s knowledge, any employee, agent, affiliate or representative of the Company or any of its subsidiaries, is an individual or entity (“Person”) that is, or is owned or controlled by an individual one or entity more Persons that isare:
Appears in 3 contracts
Samples: Underwriting Agreement (Nabriva Therapeutics PLC), Underwriting Agreement (Nabriva Therapeutics PLC), Nabriva Therapeutics PLC
OFAC. (Ai) Neither The Company represents that, neither the Company nor any of its subsidiariesSubsidiary (collectively, nor any the “Entity”) or their directors, officers or employees, nor, to the Company’s knowledgeknowledge any director, any officer, employee, agent, affiliate or representative of the Company or its subsidiariesEntity, is an individual a government, individual, or entity (in this paragraph (tt), “Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 3 contracts
Samples: Underwriting Agreement (American Superconductor Corp /De/), Underwriting Agreement (American Superconductor Corp /De/), Underwriting Agreement (American Superconductor Corp /De/)
OFAC. (A) Neither the Company nor any of its subsidiaries, nor any or their directors, officers or employees, nor, to the Company’s knowledge, any agent, affiliate Affiliate or representative of the Company or its subsidiaries, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 3 contracts
Samples: Eiger BioPharmaceuticals, Inc., Eiger BioPharmaceuticals, Inc., Eiger BioPharmaceuticals, Inc.
OFAC. (A) Neither the Company nor any of its subsidiaries, nor to the Company’s knowledge, any or of their directors, officers or employees, nor, nor to the Company’s knowledge, any agent, affiliate or representative of the Company or its subsidiaries, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 3 contracts
Samples: Underwriting Agreement (ExOne Co), Underwriting Agreement (Leaf Group Ltd.), Underwriting Agreement (Leaf Group Ltd.)
OFAC. (Ai) Neither the Company nor any of its subsidiaries, nor any or of their directors, officers or employees, nor, to the Company’s knowledge, any agent, affiliate or representative of the Company or its subsidiaries, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 3 contracts
Samples: Subscription Agreement (Powerfleet, Inc.), Subscription Agreement (Usa Technologies Inc), Underwriting Agreement (Usa Technologies Inc)
OFAC. (A) Neither the Company nor any of its subsidiaries, nor any or of their respective directors, officers or employees, nor, to the Company’s knowledge, any agent, affiliate or representative of the Company or its subsidiaries, subsidiaries is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 3 contracts
Samples: Purchase Agreement (Alphatec Holdings, Inc.), Underwriting Agreement (Nuvectra Corp), Underwriting Agreement (Nuvectra Corp)
OFAC. (A) Neither the Company nor any of its subsidiaries, nor any or their directors, officers or employees, nor, to the Company’s knowledge, any director, officer, employee, agent, affiliate or representative of the Company or its subsidiaries, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 2 contracts
Samples: Underwriting Agreement (Biolase, Inc), Underwriting Agreement (Biolase, Inc)
OFAC. (A) Neither None of the Company nor Company, the Subsidiary or any of its their consolidated subsidiaries, nor or, to the Company’s Knowledge, any or of their respective directors, officers or employees, nor, to the Company’s knowledge, or any agent, affiliate or representative of the Company Company, the Subsidiary or its any of their consolidated subsidiaries, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 2 contracts
Samples: Purchase Agreement (Habit Restaurants, Inc.), Purchase Agreement (Habit Restaurants, Inc.)
OFAC. (A) Neither the Company Company, nor any of its subsidiaries, nor any or their directors, officers or employees, nor, to the Company’s knowledge, any agent, affiliate or representative of the Company or its subsidiariesCompany, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 2 contracts
Samples: Purchase Agreement (Eagle Pharmaceuticals, Inc.), Purchase Agreement (Eagle Pharmaceuticals, Inc.)
OFAC. (A) Neither the The Company nor any is not, and none of its subsidiaries, nor any or their directors, officers or employees, nor, to the Company’s knowledge, any agent, affiliate or representative of the Company or its subsidiariesCompany, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 2 contracts
Samples: Underwriting Agreement (NEUROONE MEDICAL TECHNOLOGIES Corp), Underwriting Agreement (NEUROONE MEDICAL TECHNOLOGIES Corp)
OFAC. (A) Neither the Company Company, nor any of its subsidiaries, nor any or their directors, officers or employeesSubsidiaries, nor, to the Company’s knowledgeknowledge of the Company or such Subsidiary, any director, officer, employee, agent, affiliate or representative of the Company or its subsidiariesthereof, is an individual or entity that is, or is owned or controlled by an any individual or entity that is:is (a) currently the subject or target of any Sanctions or (b) located, organized or resident in a Designated Jurisdiction.
Appears in 2 contracts
Samples: Pledge and Security Agreement (Host Hotels & Resorts L.P.), Pledge and Security Agreement (Host Hotels & Resorts L.P.)
OFAC. (A) Neither the Company nor any of its subsidiariessubsidiary, nor any or their directors, officers or employees, nor, to the Company’s knowledge, any agent, affiliate agent or representative of the Company or its subsidiariessubsidiary, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 2 contracts
Samples: Registration Rights Agreement (Spring Bank Pharmaceuticals, Inc.), Underwriting Agreement (Spring Bank Pharmaceuticals, Inc.)
OFAC. (Ai) Neither the Company nor Company, any of its subsidiaries, nor any or their directors, officers or employees, Subsidiaries nor, to the knowledge of the Company’s knowledge, any director, officer, employee agent, representative or affiliate or representative of the Company or any Subsidiary, or any other person authorized to act on behalf of the Company or any of its subsidiariesSubsidiaries, is an individual or entity (“Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 2 contracts
Samples: Underwriting Agreement (Advanced Biomed Inc.), Underwriting Agreement (Advanced Biomed Inc.)
OFAC. (A) Neither the Company nor any of its subsidiaries, nor any or their directors, officers or employees, nor, to the Company’s knowledge, any agentof their directors, officers or employees, agents, affiliate or representative of the Company or its subsidiaries, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 2 contracts
Samples: Underwriting Agreement (Pfenex Inc.), Underwriting Agreement (Pfenex Inc.)
OFAC. (Ai) Neither the Company nor Company, any of its subsidiariesSubsidiaries, nor or any or their directors, officers or employeesof the Consolidated Affiliated Entities, nor, to the knowledge of the Company’s knowledge, any agentdirector, officer, employee or affiliate or representative of the Company Company, any Subsidiary or its subsidiariesany of the Consolidated Affiliated Entities, of any other person authorized to act on behalf of the Company, is an individual or entity (“Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 2 contracts
Samples: Underwriting Agreement (Ruanyun Edai Technology Inc.), Underwriting Agreement (Ruanyun Edai Technology Inc.)
OFAC. (A) Neither the Company nor any of its subsidiariessubsidiary, nor any of their directors or their directorsofficers or, officers or to the Company’s knowledge, employees, nor, to the Company’s knowledge, any agent, controlled affiliate or representative of the Company or its subsidiariessubsidiary, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 2 contracts
Samples: Underwriting Agreement (Aziyo Biologics, Inc.), Underwriting Agreement (Aziyo Biologics, Inc.)
OFAC. (A) Neither the Company nor any of its subsidiariesSubsidiaries, nor any of their directors or their directors, officers or employeesofficers, nor, to the Company’s knowledge, any employee, agent, affiliate or representative of the Company or its subsidiariesSubsidiaries, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 2 contracts
Samples: Underwriting Agreement (Limbach Holdings, Inc.), Underwriting Agreement (Heritage Global Inc.)
OFAC. (A) Neither the Company The Company, nor any of its subsidiaries, nor any or their directors, officers or employees, nor, to the Company’s knowledge, any agent, affiliate or representative of the Company or its subsidiariesCompany, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 2 contracts
Samples: Underwriting Agreement (Anebulo Pharmaceuticals, Inc.), Purchase Agreement (Virobay Inc)
OFAC. (A) Neither the Company nor any of its subsidiaries, nor any or their directors, officers or employees, nor, to the Company’s knowledge, any agentof their directors, affiliate officers , employees, agents, affiliates or representative of the Company or its subsidiaries, representatives is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 2 contracts
Samples: Underwriting Agreement (Naked Brand Group Inc.), Underwriting Agreement (Naked Brand Group Inc.)
OFAC. (A) Neither None of the Company nor Company, any of its subsidiaries, nor any or their directors, officers or employees, noror, to the Company’s knowledge, any director, officer, employee, agent, affiliate or representative of the Company or its subsidiaries, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 2 contracts
Samples: Purchase Agreement (Quantum Fuel Systems Technologies Worldwide, Inc.), Purchase Agreement (Quantum Fuel Systems Technologies Worldwide, Inc.)
OFAC. (Ai) Neither The Company represents that, neither the Company nor any of its subsidiariesthe Subsidiary (collectively, nor any the “Entity”) or their directors, officers or employees, nor, to the Company’s knowledge, any director, officer, employee, agent, affiliate or representative of the Company or its subsidiariesEntity, is an individual a government, individual, or entity (in this paragraph (ss), “Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 2 contracts
Samples: Acura Pharmaceuticals, Inc, Omeros Corp
OFAC. (A) Neither the Company nor any of its subsidiariesCompany, nor any or their its directors, officers or employees, each in their respective roles with the Company, nor, to the Company’s knowledge, any agent, affiliate or representative of the Company or its subsidiariesCompany, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 2 contracts
Samples: Purchase Agreement (Zosano Pharma Corp), Purchase Agreement (Zosano Pharma Corp)
OFAC. (A) Neither the Company nor any of its subsidiaries, nor any or their directors, officers or employees, subsidiaries nor, to the Company’s knowledge, any agentof their directors, affiliate officers, employees, agents, affiliates or representative of the Company or its subsidiaries, representatives is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 2 contracts
Samples: Underwriting Agreement (Argos Therapeutics Inc), Purchase Agreement (Argos Therapeutics Inc)
OFAC. (A) Neither the Company nor any of its subsidiaries, nor to the Company’s knowledge, any or their directors, officers or employees, nor, to the Company’s knowledge, any agent, affiliate or representative of the Company or its subsidiaries, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 2 contracts
Samples: Purchase Agreement (Trovagene, Inc.), Purchase Agreement (Trovagene, Inc.)
OFAC. (Ai) Neither the Company Company, nor any of its subsidiaries, nor any or their directors, officers or employees, norSubsidiaries or, to the knowledge of the Company’s knowledge, any agentdirector, officer, employee or affiliate or representative of the Company or its subsidiariesany Subsidiary, of any other person authorized to act on behalf of the Company, is an individual or entity (“Person”) that is, or is owned or controlled by an individual or entity a Person that is:
Appears in 2 contracts
Samples: Underwriting Agreement (DAVIS COMMODITIES LTD), Underwriting Agreement (DAVIS COMMODITIES LTD)
OFAC. (A) Neither the Company nor any of its subsidiaries, nor any or their directors, officers or employees, nor, to the Company’s knowledge, any agent, affiliate or representative of the Company or its subsidiariesCompany, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 2 contracts
Samples: Purchase Agreement (CoLucid Pharmaceuticals, Inc.), Purchase Agreement (CoLucid Pharmaceuticals, Inc.)
OFAC. (A) Neither None of the Company nor Company, its subsidiaries or any of its subsidiariesdirector, nor any officer, or their directorsemployee thereof, officers or employees, noror, to the Company’s knowledge, any agent, affiliate or representative of the Company or its subsidiaries, is an individual or entity (“Person”) that is, or is owned or controlled by an individual one or entity more Persons that isare:
Appears in 2 contracts
Samples: Equity Distribution Agreement (Fulcrum Therapeutics, Inc.), Equity Distribution Agreement (Fulcrum Therapeutics, Inc.)
OFAC. (A) Neither the Company nor any of its subsidiaries, nor any or their directors, officers or employees, nor, to the knowledge of the Company’s knowledge, any agent, affiliate or representative of the Company or its subsidiariesCompany, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 2 contracts
Samples: Underwriting Agreement (Invuity, Inc.), Purchase Agreement (Invuity, Inc.)
OFAC. (Ai) Neither the Company nor any of its subsidiariesSubsidiaries, nor any or of their directors, officers or employees, nor, to the Company’s knowledge, any agent, affiliate or representative of the Company or its subsidiariesSubsidiaries, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 2 contracts
Samples: Phunware, Inc., Phunware, Inc.
OFAC. (A) Neither the Company nor any of its subsidiariesSubsidiaries, nor any or their directors, officers or employees, nor, to the Company’s knowledge, any agent, affiliate or representative of the Company or its subsidiariesSubsidiaries, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 2 contracts
Samples: Purchase Agreement (POINT Biopharma Global Inc.), Equity Distribution Agreement (POINT Biopharma Global Inc.)
OFAC. (A) 2.28.1. Neither the Company nor Company, any of its subsidiaries, nor any or of their directors, officers or employees, nor, to the Company’s knowledge, any agent, affiliate or representative of the Company or any of its subsidiaries, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 2 contracts
Samples: Underwriting Agreement (Super League Gaming, Inc.), Underwriting Agreement (Super League Gaming, Inc.)
OFAC. (Ai) Neither the Company nor any of its subsidiaries, nor any or their directors, officers or employees, nor, to the Company’s knowledge, any agent, affiliate or representative of the Company or its subsidiaries, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 2 contracts
Samples: Purchase Agreement (S1 Biopharma, Inc.), Purchase Agreement (S1 Biopharma, Inc.)
OFAC. (A) Neither the Company nor any of its subsidiaries, nor any directors or their directors, officers or employeesofficers, nor, to the Company’s knowledge, any agentemployee, agent or affiliate or representative of the Company or its subsidiariesCompany, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 2 contracts
Samples: Underwriting Agreement (ENDRA Life Sciences Inc.), Underwriting Agreement (ENDRA Life Sciences Inc.)
OFAC. (A) Neither the Company nor any of its subsidiaries, nor nor, to the Company’s knowledge, any or their directors, officers or employees, nor, to the Company’s knowledge, any agentagents, affiliate or representative of the Company or its subsidiaries, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 2 contracts
Samples: Underwriting Agreement (Pfenex Inc.), Underwriting Agreement (Pfenex Inc.)
OFAC. (A) Neither the Company nor any of its subsidiariesSubsidiaries, nor any or their directors, officers or employees, nor, to the Company’s knowledge, any agent, affiliate agent or representative of the Company or its subsidiariesSubsidiaries, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 1 contract
Samples: Sales Agreement (Spring Bank Pharmaceuticals, Inc.)
OFAC. (A) Neither the Company nor any of its subsidiaries, nor any or their directors, officers or employees, nor, to the Company’s 's knowledge, any agent, affiliate or representative of the Company or its subsidiaries, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 1 contract
Samples: Purchase Agreement (S&W Seed Co)
OFAC. (Ai) Neither the Company nor any of its subsidiariesthe Subsidiaries, nor any or their directors, officers or employees, nor, to the Company’s knowledge, any agent, affiliate or representative of the Company or its subsidiariesthe Subsidiaries, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 1 contract
OFAC. (A) Neither the Company nor any of its subsidiariessubsidiary, nor any or their directors, officers or employees, each in their respective roles with the Company, nor, to the Company’s knowledge, any agent, affiliate or representative of the Company or its subsidiariessubsidiary, is an individual or entity that is, or is owned or controlled by an individual or entity that is:
Appears in 1 contract
