Common use of Offer and Sale to the Public Clause in Contracts

Offer and Sale to the Public. With respect to any Offering of Securities, you will inform us by a Written Communication of the public offering price, the selling concession, the relaunch (if any) to dealers and the time when we may commence selling Securities to the public. After such public offering has commenced, you may change the public offering price, the selling concession and the relaunch to dealers. With respect to each Offering of Securities, until the provisions of this Section 3(b) shall be terminated pursuant to Section 4, we agree to offer Securities to the public only at the public offering price, except that if a relaunch is in effect, a relaunch from the public offering price not in excess of such relaunch may be allowed as consideration for services rendered in distribution to dealers who are actually engaged in the investment banking or securities business, who execute a written agreement to comply with Rule 5141 of the Financial Industry Regulatory Authority (“FINRA”), and who are either members in good standing of FINRA or foreign brokers or dealers not eligible for membership in FINRA who represent to us that they will promptly offer such Securities at the public offering price and will abide by the conditions with respect to foreign brokers and dealers set forth in Section 3(e).

Appears in 3 contracts

Samples: Master Selected Dealer Agreement, Master Selected Dealer Agreement (eUnits(TM) 2 Year U.S. Market Participation Trust 2: Upside to Cap / Buffered Downside), Master Selected Dealer Agreement (eUNITs (TM) 2 Year U.S. Market Participation Trust: Upside to Cap / Buffered Downside)

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Offer and Sale to the Public. With respect to any Offering of Securities, you will inform us by a Written Communication of the public offering price, the selling concession, the relaunch reallowance (if any) to dealers dealers, and the time when we may commence selling Securities to the public. After such public offering has commenced, you may change the public offering price, the selling concession concession, and the relaunch reallowance to dealers. With respect to each Offering of Securities, until the provisions of this Section 3(b) shall be terminated pursuant to Section 4, we agree to offer Securities to the public only at the public offering price, except that if a relaunch reallowance is in effect, a relaunch reallowance from the public offering price not in excess of such relaunch reallowance may be allowed as consideration for services rendered in distribution to dealers who are actually engaged in the investment banking or securities business, who execute a written bankten agreement to comply with prescribed by Rule 5141 2740 of the Financial Industry Regulatory Authority Rules of Conduct of the National Association of Securities Dealers, Inc. (“FINRA”), the "NASD") and who are either members in good standing of FINRA the NASD or foreign brokers or dealers not eligible for membership in FINRA the NASD who represent to us that they will promptly offer reoffer such Securities at the public offering price and will abide by the conditions with respect to foreign brokers and dealers set forth in Section 3(e).

Appears in 1 contract

Samples: Agency Agreement (Village Financial Corp)

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