Offer Exempt from Registration Sample Clauses
The "Offer Exempt from Registration" clause defines circumstances under which a securities offering does not require registration with regulatory authorities, such as the Securities and Exchange Commission (SEC). Typically, this applies to private placements, offerings to a limited number of investors, or transactions that meet specific legal exemptions, like those under Regulation D. By specifying these exemptions, the clause allows issuers to raise capital more efficiently and cost-effectively, while ensuring compliance with applicable securities laws and reducing the administrative burden of full registration.
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Offer Exempt from Registration. The Holder acknowledges that the offer, sale, issuance and delivery of the Shares to the Holder is intended to be exempt from registration under the Securities Act, by virtue of Section 3(a)(9) thereof and the Holder understands that the Shares may be sold or transferred only in compliance with all federal and applicable state securities laws.
Offer Exempt from Registration. SRAX acknowledges that the offer, sale, issuance and delivery of the Series D Shares and Conversion Shares is intended to be exempt from registration under the Securities Act, by virtue of Section 3(a)(9) thereof and SRAX understands that the Series D Shares and Conversion Shares may be sold or transferred only in compliance with all federal and applicable state securities laws.
Offer Exempt from Registration. The Investor acknowledges that the offer, sale, issuance and delivery of the Preferred Stock to the Investor is intended to be exempt from registration under the Securities Act, by virtue of Section 3(a)(9) thereof and the Investor understands that the Preferred Stock may be sold or transferred only in compliance with all federal and applicable state securities laws.