Offering Name Sample Clauses

Offering Name. Minimum Offering: (including offline investments and in kind contributions and similar creditable amounts) Offering Exemption: Rule 506(b) of Regulation D Rule 506(c) of Regulation D Regulation A Regulation Crowdfunding Entity Name: North Capital Private Securities Corporation Jurisdiction: Jurisdiction: Delaware By: By: (Signature) (Signature) Name: Name: Title: Title: Date: Date: Email: Email: xxxxx@xxxxxxxxxxxx.xxx With a copy to: With a copy to: xxxxxxxxx@xxxxxxxxxxxx.xxx Address: Address: 000 X. Xxxx Xxxxx Xxxxxxxxx, Xxxxx 000 Xxxxxxx, Xxxx 00000 Entity Name: Entity Name: Jurisdiction: Jurisdiction: By: By: (Signature) (Signature) Name: Name: Title: Title: Date: Date: Email: Email: Address: Address: Use payment information currently on file with NCPS; or Complete the payment information below: Name on Card: Credit Card Number: Expiration Date (MM/YY): Billing Address: Bank Name: Account Holder Name: Routing Number: Account Number: Account Type (Checking/Savings): Name: Email: Telephone Number:
Sample 1
Offering Name. Minimum Offering: (including offline investments and in kind contributions and similar creditable amounts) Offering Exemption: Rule 506(b) of Regulation D Rule 506(c) of Regulation D Regulation A Regulation Crowdfunding Entity Name: Entity Name: Jurisdiction: Jurisdiction: By: By: (Signature) (Signature) Name: Name: Title: Title: Date: Date: Email: Email: With a copy to: With a copy to: Address: Address: Entity Name: North Capital Private Securities Corporation Jurisdiction: Jurisdiction: Delaware By: By: (Signature) (Signature) Name: Name: Title: Title: Date: Date: Email: Email: xxxxx@xxxxxxxxxxxx.xxx Address: With a copy to: xxxxxxxxx@xxxxxxxxxxxx.xxx Address: 000 X. Xxxx Xxxxx Xxxxxxxxx, Xxxxx 000 Midvale, Utah 84047 Use payment information currently on file with NCPS; or Complete the payment information below: Name on Card: Credit Card Number: Expiration Date (MM/YY): Billing Address: Bank Name: Account Holder Name: Routing Number: Account Number: Account Type (Checking/Savings): Name: Email: Telephone Number:
Sample 1

Related to Offering Name

  • Offering by Underwriter It is understood that the Underwriter proposes to offer the Offered Securities for sale to the public as set forth in the Final Prospectus.

  • Offering by Underwriters It is understood that the several Underwriters propose to offer the Securities for sale to the public as set forth in the Prospectus.

  • Offering If the staff of the SEC (the “Staff”) or the SEC seeks to characterize any offering pursuant to a Registration Statement filed pursuant to this Agreement as constituting an offering of securities that does not permit such Registration Statement to become effective and be used for resales by the Investor under Rule 415 at then-prevailing market prices (and not fixed prices), or if after the filing of the initial Registration Statement with the SEC pursuant to Section 2(a), the Company is otherwise required by the Staff or the SEC to reduce the number of Registrable Securities included in such initial Registration Statement, then the Company shall reduce the number of Registrable Securities to be included in such initial Registration Statement (with the prior consent, which shall not be unreasonably withheld, of the Investor and its legal counsel as to the specific Registrable Securities to be removed therefrom) until such time as the Staff and the SEC shall so permit such Registration Statement to become effective and be used as aforesaid. In the event of any reduction in Registrable Securities pursuant to this paragraph, the Company shall file one or more New Registration Statements in accordance with Section 2(c) until such time as all Registrable Securities have been included in Registration Statements that have been declared effective and the prospectus contained therein is available for use by the Investor. Notwithstanding any provision herein or in the Purchase Agreement to the contrary, the Company’s obligations to register Registrable Securities (and any related conditions to the Investor’s obligations) shall be qualified as necessary to comport with any requirement of the SEC or the Staff as addressed in this Section 2(d).

  • Offering of Units by the Underwriters Upon authorization by the Representatives of the release of the Firm Units, the several Underwriters propose to offer the Firm Units for sale upon the terms and conditions to be set forth in the Prospectus.

  • Offering Materials Furnished to Underwriters The Company has delivered to the Representatives three complete manually signed copies of the Registration Statement and of each consent and certificate of experts filed as a part thereof, and conformed copies of the Registration Statement (without exhibits) and preliminary prospectuses and the Prospectus, as amended or supplemented, in such quantities and at such places as the Representatives have reasonably requested for each of the Underwriters.

  • Offering Materials Furnished to the Underwriters The Company has delivered to the Underwriters copies of the Registration Statement and of each consent and certificate of experts filed as a part thereof, and each preliminary prospectus and the Prospectus, as amended or supplemented, in such quantities and at such places as the Underwriters have reasonably requested in writing.

  • Offering of Stock by the Underwriters Upon authorization by the Representatives of the release of the Firm Stock, the several Underwriters propose to offer the Firm Stock for sale upon the terms and conditions to be set forth in the Prospectus.

  • Offering Process In connection with the Offering, each of the Co-Managers will: a. Familiarize itself to the extent it deems appropriate with the business, operations, financial condition and prospects of the Client, including the artwork to be beneficially owned by the Client and information relating to the acquisition of the artwork by Client and its affiliates; b. Review to its satisfaction the final offering circular filed with the United States Securities and Exchange Commission (“SEC”) pursuant to Rule 253(g) (the “Offering Circular”) and such other documents to be used by such Co-Manager (the “Offering Materials”) in connection with the offering of the Securities; and c. Review to its satisfaction the active and planned operational practices and procedures of the Client in the conduct of the Offering and assist the Client to meet certain applicable rules and regulations promulgated by, and guidance issued by, the SEC and Financial Industry Regulatory Authority, Inc. (“FINRA”). If each of the Co-Managers is satisfied with the results of its due diligence of Client, each Co-Manager Adviser will then be authorized to: a. Identify and contact possible high net-worth, ultra-high net-worth, and institutional investors, which might have an interest in receiving the Offering Materials and evaluating participation in the Offering; b. Engage in conversations with potential investors that express an interest in learning more about the Offering (and similar transactions) via the Masterworks Platform and were directed to the Co-Manager by the Masterworks Platform, which is controlled by an affiliate of the Client; c. Use the Offering Circular (and any other Offering Materials approved by the Client and such Co-Manager) for solicitation purposes, which the Client will distribute via the Masterworks Platform to each potential investor concurrently with or in advance of any oral communication by a registered representative with such potential investor; d. Attend meetings with Client and potential investors, and assist the Client in responding to due diligence requests from potential investors; e. Ensure to its satisfaction that Anti-Money Laundering (“AML”) procedures are implemented for all potential investors in the Offering; f. Ensure to its satisfaction that suitability assessments are conducted for all potential investors with which such Co-Manager has any communications; and g. Generally assist the Client in its sale of securities to those potential investors accepted by Client in the Offering.

  • Distribution of Offering Materials The Fund has not distributed and, prior to the later to occur of (A) the Closing Time and (B) completion of the distribution of the Securities, will not distribute any offering material in connection with the offering and sale of the Securities other than the Registration Statement, each preliminary prospectus, the Prospectus, the Statutory Prospectus, the General Disclosure Package, the Rule 482 Statement, if any, or the sales materials.

  • Private Offering by the Company Neither the Company nor anyone acting on its behalf has offered the Notes or any similar securities for sale to, or solicited any offer to buy any of the same from, or otherwise approached or negotiated in respect thereof with, any person other than the Purchasers and not more than five other Institutional Investors, each of which has been offered the Notes at a private sale for investment. Neither the Company nor anyone acting on its behalf has taken, or will take, any action that would subject the issuance or sale of the Notes to the registration requirements of Section 5 of the Securities Act or to the registration requirements of any securities or blue sky laws of any applicable jurisdiction.

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