Common use of Offering of Notes; Restrictions on Transfer Clause in Contracts

Offering of Notes; Restrictions on Transfer. (a) Each Placement Agent, severally and not jointly, represents and warrants that such Placement Agent is a qualified institutional buyer as defined in Rule 144A under the Securities Act (a "QIB"). Each Placement Agent, severally and not jointly, agrees with the Company and the Guarantor that (i) it will not solicit offers for, or offer or sell, Notes by any form of general solicitation or general advertising (as those terms are used in Regulation D under the Securities Act) or in any manner involving a public offering within the meaning of Section 4(2) of the Securities Act and (ii) it will solicit offers for Notes only from, and will offer Notes only to, persons that it reasonably believes to be (A) in the case of offers inside the United States, QIBs and (B) in the case of offers outside the United States, to persons other than U.S. persons (including dealers or other professional fiduciaries in the United States acting on a discretionary basis for foreign beneficial owners (other than an estate or trust)) in reliance upon Regulation S under the Securities Act that, in each case, in purchasing such Notes are deemed to have represented and agreed as provided in the Final Memorandum under the caption "Transfer Restrictions".

Appears in 2 contracts

Samples: Coast Hotels & Casinos Inc, Coast Resorts Inc

AutoNDA by SimpleDocs

Offering of Notes; Restrictions on Transfer. (a) Each Placement AgentInitial Purchasers, severally and not jointly, represents and warrants that such Placement Agent Initial Purchaser is a qualified institutional buyer as defined in Rule 144A under the Securities Act (a "QIB"). Each Placement Agent, severally and not jointly, Initial Purchaser agrees with the Company and the Guarantor that (i) it will not solicit offers for, or offer or sell, Notes by any form of general solicitation or general advertising (as those terms are used in Regulation D Rule 502(c) under the Securities Act) or in any manner involving a public offering within the meaning of Section 4(2) of the Securities Act and (ii) it will solicit offers for Notes only from, and will offer such Notes only to, persons that it reasonably believes to be (A) in the case of offers inside the United States, other QIBs and (B) in the case of offers outside the United States, to persons other than U.S. persons (including "foreign purchasers," which term shall include dealers or other professional fiduciaries in the United States acting on a discretionary basis for foreign beneficial owners (other than an estate or trust)) in reliance upon Regulation S under the Securities Act that, in each case, in purchasing such Notes are deemed to have represented and agreed as provided in the Final Offering Memorandum under the caption "Transfer Restrictions.".

Appears in 1 contract

Samples: Purchase Agreement (Viatel Inc)

Offering of Notes; Restrictions on Transfer. (a) Each Placement Agent, severally and not jointly, represents and warrants that such Placement Agent is a qualified institutional buyer as defined in Rule 144A under the Securities Act (a "QIB"). Each Placement Agent, severally and not jointly, agrees with the Company and the Guarantor that (i) it will not solicit offers for, or offer or sell, such Notes by any form of general solicitation or general advertising (as those terms are used in Regulation D under the Securities Act) or in any manner involving a public offering within the meaning of Section 4(2) of the Securities Act and (ii) it will solicit offers for such Notes only from, and will offer such Notes only to, persons that it reasonably believes to be (A) in the case of offers inside the United States, QIBs and (B) in the case of offers outside the United States, to persons other than U.S. persons (including "foreign purchasers", which term shall include dealers or other professional fiduciaries in the United States acting on a discretionary basis for foreign beneficial owners (other than an estate or trust)) in reliance upon Regulation S under the Securities Act that, in each case, in purchasing such Notes are deemed to have represented and agreed as provided in the Final Memorandum under the caption "Transfer Restrictions.".

Appears in 1 contract

Samples: Metrocall Inc

Offering of Notes; Restrictions on Transfer. (a) Each Placement Agent, severally and not jointly, represents and warrants that such Placement Agent is a qualified institutional buyer as defined in Rule 144A under the Securities Act (a "QIB"). Each Placement Agent, severally and not jointly, Agent agrees with the Company and the Guarantor that (i) it will not solicit offers for, or offer or sell, Notes by any form of general solicitation or general advertising (as those terms are used in Regulation D Rule 502(c) under the Securities Act) or in any manner involving a public offering within the meaning of Section 4(2) of the Securities Act and (ii) it will solicit offers for Notes only from, and will offer such Notes only to, persons that it reasonably believes to be (A) in the case of offers inside the United States, other QIBs and (B) in the case of offers outside the United States, to persons other than U.S. persons (including "foreign purchasers," which term shall include dealers or other professional fiduciaries in the United States acting on a discretionary basis for foreign beneficial owners (other than an estate or trust)) in reliance upon Regulation S under the Securities Act that, in each case, in purchasing such Notes are deemed to have represented and agreed as provided in the Final either Memorandum under the caption "Transfer Restrictions.".

Appears in 1 contract

Samples: Placement Agreement (Viatel Inc)

Offering of Notes; Restrictions on Transfer. (a) Each Placement AgentInitial Purchaser, severally and not jointly, represents and warrants that such Placement Agent Initial Purchaser is a qualified institutional buyer as defined in Rule 144A under the Securities Act (a "QIB")Qualified Institutional Buyer. Each Placement AgentInitial Purchaser, severally and not jointly, agrees with the Company and the Guarantor that (i) it will not solicit offers for, or offer or to sell, such Notes by any form of general solicitation or general advertising (as those terms are used in Regulation D under the Securities Act) or in any manner involving a public offering within the meaning of Section 4(2) of the Securities Act and (ii) it will solicit offers for such Notes only from, and will offer such Notes only to, persons that it reasonably believes to be (A) in the case of offers inside the United States, QIBs Qualified Institutional Buyers, and (B) in the case of offers outside the United States, to persons other than U.S. persons (including "foreign purchasers," which term shall include dealers or other ------------------ professional fiduciaries in the United States acting on a discretionary basis for foreign beneficial owners (other than an estate or trust)) in reliance upon Regulation S under the Securities Act that, in each case, in purchasing such Notes are deemed to have represented and agreed as provided in the Final Memorandum under in the caption section entitled "Transfer RestrictionsNotice to Investors.".

Appears in 1 contract

Samples: Primus Telecommunications Group Inc

AutoNDA by SimpleDocs

Offering of Notes; Restrictions on Transfer. (a) Each Placement Agent, severally and not jointly, of the Initial Purchasers represents and warrants (as to itself only) that such Placement Agent it is a qualified institutional buyer as defined in Rule 144A under the Securities Act (a "QIB"). Each Placement Agent, severally and not jointly, of the Initial Purchasers agrees with the Company and the Guarantor (as to itself only) that (i) it has not and will not solicit offers for, or offer or sell, the Notes by any form of general solicitation or general advertising (as those terms are used in Regulation D under the Securities Act) or in any manner involving a public offering within the meaning of Section 4(2) of the Securities Act Act; and (ii) it has and will solicit offers for the Notes only from, and will offer the Notes only to, persons that it reasonably believes to be (A) in the case of offers inside the United States, persons whom the Initial Purchasers reasonably believe to be QIBs or, if any such person is buying for one or more institutional accounts for which such person is acting as fiduciary or agent, only when such person has represented to the Initial Purchasers that each such account is a QIB, to whom notice has been given that such sale or delivery is being made in reliance on Rule 144A, and, in each case, in transactions under Rule 144A and (B) in the case of offers outside the United States, to persons other than U.S. persons (including "foreign purchasers," which term shall include dealers or other professional fiduciaries in the United States acting on a discretionary basis for foreign beneficial owners (other than an estate or trust)) in reliance upon Regulation S under the Securities Act ); provided, however, that, in each case, in purchasing such Notes are deemed to have represented and agreed as provided in the Final Memorandum under the caption "Transfer Restrictions".case of this clause

Appears in 1 contract

Samples: Stock Purchase Agreement (Universal Compression Inc)

Offering of Notes; Restrictions on Transfer. (a) Each Placement ------------------------------------------- Agent, severally and not jointly, represents and warrants to the Company that such Placement Agent is a qualified institutional buyer as defined in Rule 144A under the Securities Act (a "QIB"). Each Placement Agent, severally and not jointly, agrees with the Company and the Guarantor that (i) it will not solicit offers for, or offer or sell, such Notes by any form of general solicitation or general advertising (as those terms are used in Regulation D under the Securities Act) or in any manner involving a public offering within the meaning of Section 4(2) of the Securities Act and (ii) it will solicit offers for such Notes only from, and will offer such Notes only to, persons that it reasonably believes to be (A) in the case of offers inside the United States, QIBs and (B) in the case of offers outside the United States, to persons other than U.S. persons (including "foreign purchasers," which term shall include dealers or other professional fiduciaries in the United States acting on a discretionary basis for foreign beneficial owners (other than an estate or trust)) in reliance upon Regulation S under the Securities Act that, in each case, in purchasing such Notes are deemed to have represented and agreed as provided in the Final Memorandum under the caption "Transfer Restrictions.".

Appears in 1 contract

Samples: Registration Rights Agreement (Itc Deltacom Inc)

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!