Offering of Securities. Neither the Company nor any person acting on its behalf has taken any action (including any offering of any securities of the Company under circumstances which would require the integration of such offering with the offering of any of the Purchased Securities or the Warrant Securities under the Securities Act, and the rules and regulations of the Securities and Exchange Commission (the “SEC”) promulgated thereunder), which might subject the offering, issuance or sale of any of the Purchased Securities or the Warrant Securities to Investor pursuant to this Agreement to the registration requirements of the Securities Act.
Appears in 15 contracts
Samples: Securities Purchase Agreement, Securities Purchase Agreement, Securities Purchase Agreement
Offering of Securities. Neither Seller, the Company nor any person Person acting on its their behalf has taken any action (including any offering of any securities of the Company under circumstances which would require the integration of such offering with the offering of any of the Purchased Securities or the Warrant Securities under the Securities Act of 1933, as amended from time to time (the “Securities Act”), and the rules and regulations of the Securities and Exchange Commission (the “SEC”) SEC promulgated thereunder), which might subject the offering, issuance or sale of any of the Purchased Securities or the Warrant Securities to Investor Buyer pursuant to this Agreement to the registration requirements of the Securities Act.
Appears in 3 contracts
Samples: Purchase Agreement, Purchase Agreement, Purchase Agreement (American International Group Inc)
Offering of Securities. Neither the Company nor any person acting on its behalf has taken any action (including any offering of any securities of the Company under circumstances which would require the integration of such offering with the offering of any of the Purchased Securities Warrants or the Warrant Securities Common Stock or the Preferred Stock issuable upon exercise of the Warrants under the Securities Act, Act and the rules and regulations of the Securities and Exchange Commission (the “SEC”) SEC promulgated thereunder), ) which might would subject the offering, issuance or sale of any of the Purchased Securities Warrants or the Warrant Securities to Investor pursuant to this Agreement Common Stock or Preferred Stock issuable upon exercise of the Warrants to the registration requirements of the Securities Act.
Appears in 2 contracts
Samples: Funding Agreement (SWS Group Inc), Funding Agreement (Hilltop Holdings Inc.)
Offering of Securities. Neither the Company Company, the Issuer Trust nor any person acting on its behalf of either the Company or the Issuer Trust has taken any action (including any offering of any securities of the Company or the Issuer Trust under circumstances which would require the integration of such offering with the offering of any of the Purchased Securities or the Warrant Securities under the Securities Act, and the rules and regulations of the Securities and Exchange Commission (the “SEC”) promulgated thereunder), which might subject the offering, issuance or sale of any of the Purchased Securities or the Warrant Securities to Investor pursuant to this Purchase Agreement to the registration requirements of the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase and Exchange Agreement, Securities Purchase and Exchange Agreement (Gmac Inc.)
Offering of Securities. Neither the Company nor any person acting on its behalf has taken any action (including any offering of any securities of the Company under circumstances which would require the integration of such offering with the offering of any of the Purchased Exchange Interim Securities or and the Warrant Securities under the Securities Act, and the rules and regulations of the Securities and Exchange Commission (the “SEC”) SEC promulgated thereunder), which might subject the offering, issuance or sale of any of the Purchased Securities or Exchange Interim Securities, the Exchange Common Shares, the Warrant Securities and the Warrant Shares to the Investor pursuant to this Agreement to the registration requirements of the Securities Act.
Appears in 2 contracts
Samples: Share Exchange Agreement (Citigroup Inc), Exchange Agreement (Citigroup Inc)
Offering of Securities. Neither the Company Bank nor any person acting on its behalf has taken any action (including any offering of any securities of the Company Bank under circumstances which would require the integration of such offering with the offering of any of the Purchased Securities or the Warrant Securities under the Securities Act, and the rules and regulations of the Securities and Exchange Commission (the “SEC”) promulgated thereunder), which might subject the offering, issuance or sale of any of the Purchased Securities or the Warrant Securities to Investor pursuant to this Agreement to the registration requirements of the Securities Act.
Appears in 1 contract
Samples: Securities Purchase Agreement
Offering of Securities. Neither the Company nor any person acting on at its behalf direction has taken any action (including any offering of any securities of the Company under circumstances which would require the integration of such offering with the offering of any of the Purchased Exchanged Securities or the Warrant Securities Shares or Redemption Shares to be issued (or may be issued) pursuant to this Agreement under the Securities Act, Act and the rules and regulations of the Securities and Exchange Commission (the “SEC”SEC thereunder) promulgated thereunder), which might would subject the offering, issuance issuance, exchange or sale of any of the Purchased Exchanged Securities or Warrant Shares or Redemption Shares to the Warrant Securities to Investor Investors pursuant to this Agreement to the registration requirements of the Securities Act.
Appears in 1 contract
Samples: Exchange Agreement (X Rite Inc)