OFFERING TO SELECTED DEALERS Sample Clauses

OFFERING TO SELECTED DEALERS. One or more of the several Underwriters acting through us are severally offering a portion of the Shares to certain dealers ("Selected Dealers") as principals, subject to the terms and conditions of their purchase, to the terms and conditions hereof, and to the modification or cancellation of the offering without notice, at the public offering price set forth in the Prospectus, less a concession not in excess of $____ per Share. Shares purchased by the several Underwriters, and not sold to the Selected Dealers as aforesaid, may be sold by the several Underwriters. Any of the several Underwriters may be included among the Selected Dealers. The offering of a portion of the Shares to Selected Dealers may be made on the basis of reservations or allotments against subscription. We are advising you by telegram of the method and terms of the offering. Acceptance of any reserved Shares received by us at the office of Allex & Xompany Incorporated, 711 Xxxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, xxter the time specified therefor in the telegrams, and any subscriptions for additional Shares, will be subject to prior sale and allotment. Subscription books may be closed by us at any time without notice, and the right is reserved to reject any subscriptions in whole or in part.
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OFFERING TO SELECTED DEALERS. The several Underwriters, acting through us, are severally offering part of the Shares for sale to certain dealers ("Selected Dealers"), as principals, subject to the terms and conditions stated herein and in the Prospectus, at the public offering price per Share set forth in the Prospectus, less the per Share concession set forth in the Prospectus (such concession hereinafter referred to as the "Selected Dealers' Concession"). Sales of Shares to you pursuant to such offering will be evidenced by our written confirmation and will be on such terms and conditions set forth therein and in the Prospectus. In purchasing Shares, you will rely upon no statement whatsoever, written or oral, other than statements in the Prospectus.
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OFFERING TO SELECTED DEALERS. We authorize you to reserve for offering and sale, and on our behalf to sell to dealers selected by you (such dealers, among whom any Underwriter may be included, being herein called "Selected Dealers") all or any part of our Securities as you, in your sole discretion, shall determine. Such sales, if any, shall be made to Selected Dealers, at the Offering Price less such concession or concessions as you, in your sole discretion, shall determine. Any sales to Selected Dealers made for our account shall be as nearly as practicable in the ratio that the Securities reserved for our account for offering to Selected Dealers bears to the aggregate of all Securities of all Underwriters so reserved. You agree to notify us promptly on the date of the public offering as to the number of Securities, if any, which we may retain for direct sale by us. Prior to the termination of the provisions referred to in Section 12 hereof, you may reserve for offering and sale as hereinbefore provided any Securities theretofore retained by us remaining unsold and we may, with your consent, retain any Securities therefore reserved by you remaining unsold. We agree that, from time to time prior to the termination of the provisions referred to in Section 12 hereof, we shall furnish to you such information as you may request in order to determine the number of Securities purchased by us under the Underwriting Agreement which then remain unsold, and we shall upon your request sell to you for the account of any Underwriter as many of such unsold Securities as you may designate at the Offering Price, less all or any part of the concession to Selected Dealers as you, in your sole discretion, shall determine. The provisions of Section 4 hereof shall not be applicable in respect of any such sale. We authorize you to determine the form and manner of any communications or agreements with Selected Dealers. In the event that there shall be any agreements with Selected Dealers, you are authorized to act as manager thereunder and we agree, in such event, to be governed by the terms and conditions of such agreements. The form of Selected Dealer Agreement attached hereto as Exhibit B is satisfactory to us. It is understood that any Selected Dealer to whom an offer may be made as hereinbefore provided shall be actually engaged in the investment banking or securities business and shall be either (i) a member in good standing of the National Association of Securities Dealers, Inc. (the "NASD") or (ii) a...
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OFFERING TO SELECTED DEALERS. We are agreeing to permit you to sell, ---------------------------- as our agent, up to ________ of the Shares, subject to the terms and conditions stated herein and in the Prospectus, at the offering price of $____ per share, less a concession of $___ per share (such concession hereinafter referred to as the "Selected Dealers' Concession"). Sale of Shares by you pursuant to such offering will be evidenced by our written confirmation and will be on such terms and conditions set forth therein and in the Prospectus. In offering Shares, you will rely upon no statement whatsoever, written or oral, other than statements in the Prospectus. Delivery of Subscription Agreements and checks for the purchase price of subscribed for Shares (in accordance with section 2 hereto) received at the office of Wachovia Securities, Inc., IJL Financial Center, 000 Xxxxx Xxxxx Xxxxxx, 23rd Floor, Charlotte, North Carolina 28202, after the time specified therefor in the facsimile message will be subject to rejection in whole or in part. Subscription books may be closed by us at any time in our discretion without notice and the Company and WSI reserve the right to reject any subscription in whole or in part, but notification of allotments against any rejections of subscriptions will be made as promptly as practicable. The Shares hereunder are to be offered by you to the public at the offering price, subject to the terms thereof. You represent that in selling Shares hereunder you will keep an accurate record of your distribution (including dates, number of copies, and persons to whom sent) of copies of the Prospectus (or any amendment or supplement to any thereof), and promptly upon our request, bringing all subsequent changes to the attention of anyone to whom such material shall have been furnished. After we have commenced selling the Shares to the public, we may change the offering price, the selling concession and the reallowance to dealers. Except as herein otherwise provided, Shares shall not be offered or sold by you below the offering price before the termination of this Agreement.
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OFFERING TO SELECTED DEALERS. We are offering to certain dealers ("Selected Dealers") who are members of the National Association of Securities Dealer's, Inc. ("NASD"), including yourselves, the privilege of selling, when, as and if delivered and accepted by us, subject to prior sale and to the approval of counsel and to the terms and conditions hereof, Notes at the public offering price of $1,000, on which you will be due a selected dealers commission stated as follows: SERIES COMMISSION MATURITY RATE ------ ---------- -------- ---- 1996A-I 3.0% _______, 1999 8.0% 1996A-II 4.5% _______, 2001 9.0% 1996A-III 7.0% _______, 2002 10.0% In addition to the commission stated above Selected Dealers will be entitled to a 2% non-accountable expense allowance. Subscription books may be closed by us at any time in our discretion without notice and the right is reserved to reject any subscription in whole or in part, but notification of allotments against and rejections of subscriptions will be made as promptly as practicable.
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OFFERING TO SELECTED DEALERS. We are agreeing to permit you to sell, as our agent, up to $7,012,500 of the Shares, subject to the terms and conditions stated herein and in the Prospectus and subject to the modification, withdrawal or cancellation of the offering at the offering price of $5.50 per share, less a concession of 3% or $0.165 per share (such concession hereinafter referred to as the “Selected Dealers’ Concession”). Sale of Shares by you pursuant to such offering will be evidenced by our written confirmation and will be on such terms and conditions set forth therein and in the Prospectus. In offering Shares, you will rely upon no statement whatsoever, written or oral, other than statements in the Prospectus. The Shares hereunder are to be offered by you to the public at the offering price, subject to the terms thereof. You represent that in selling Shares hereunder you will keep an accurate record of your distribution (including dates, number of copies, and persons to whom sent) of copies of the Prospectus (or any amendment or supplement to any thereof), and promptly upon our request, bringing all subsequent changes to the attention of anyone to whom such material shall have been furnished. After we have commenced selling the Shares to the public, we may change the offering price, the selling concession and the reallowance to dealers. Except as herein otherwise provided, Shares shall not be offered or sold by you below the offering price before the termination of this Agreement.
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Related to OFFERING TO SELECTED DEALERS

  • SELECTED DEALERS You may enter into selected dealer agreements, on such terms and conditions as you determine are not inconsistent with this Agreement, with broker-dealers to act as your agent to effect the sale of the Shares. Such selected broker-dealers shall sell Shares only at market prices subject to a minimum price to be established each day by you and the Fund (see paragraph 3 below). This Agreement shall not be construed as authorizing any dealer or other person to accept orders for sale on our behalf or to otherwise act as our agent for any purpose. You shall not be responsible for the acts of other dealers or agents except as and to the extent that they shall be acting for you or under your direction or authority.

  • Offering of Units by the Underwriters Upon authorization by the Representatives of the release of the Firm Units, the several Underwriters propose to offer the Firm Units for sale upon the terms and conditions to be set forth in the Prospectus.

  • Offering of Stock by the Underwriters Upon authorization by the Representatives of the release of the Firm Stock, the several Underwriters propose to offer the Firm Stock for sale upon the terms and conditions to be set forth in the Prospectus.

  • Relationship Among Underwriters and Selected Dealers We shall have full authority to take such actions as we deem advisable in all matters pertaining to any Offering under this Master SDA. You are not authorized to act as an agent for us, any Underwriter or the Issuer or other Seller of any Securities in offering Securities to the public or otherwise. Neither we nor any Underwriter will be under any obligation to you except for obligations assumed hereby or in any Wire from us in connection with any Offering, and no obligations on our part as the Manager will be implied hereby or inferred herefrom. Nothing contained in this Master SDA or any Wire shall constitute the Selected Dealers an association or partners with us or any Underwriter or with one another, and the obligations of you and each of the other Selected Dealers or any of the Underwriters are several and not joint. If the Selected Dealers, among themselves, with us or with the Underwriters, should be deemed to constitute a partnership for federal income tax purposes, then you elect to be excluded from the application of Subchapter K, Chapter 1, Subtitle A of the Internal Revenue Code of 1986 and agree not to take any position inconsistent with such election. You authorize the Manager, in its discretion, to execute on your behalf such evidence of such election as may be required by the U.S. Internal Revenue Service. In connection with any Offering, you will be liable for your proportionate share of the amount of any tax, claim, demand or liability that may be asserted against you alone or against one or more Selected Dealers participating in such Offering, or against us or the Underwriters, based upon the claim that the Selected Dealers, or any of them, constitute an association, an unincorporated business or other entity, including, in each case, your proportionate share of the amount of any expense (including attorneys’ fees and expenses) incurred in defending against any such tax, claim, demand or liability.

  • Offering by Underwriters It is understood that the several Underwriters propose to offer the Securities for sale to the public as set forth in the Prospectus.

  • Offering by Underwriter It is understood that the Underwriter proposes to offer the Offered Securities for sale to the public as set forth in the Final Prospectus.

  • Offering by the Underwriters It is understood that the several Underwriters are to make a public offering of the Firm Shares as soon as the Representatives deem it advisable to do so. The Firm Shares are to be initially offered to the public at the initial public offering price set forth in the Prospectus. The Representatives may from time to time thereafter change the public offering price and other selling terms. To the extent, if at all, that any Option Shares are purchased pursuant to Section 2 hereof, the Underwriters will offer them to the public on the foregoing terms. It is further understood that you will act as the Representatives for the Underwriters in the offering and sale of the Shares in accordance with a Master Agreement Among Underwriters entered into by you and the several other Underwriters.

  • Selected Dealers Agreements (a) The Distributor shall have the right to enter into selected dealer agreements with Selected Dealers for the sale of Shares. In making agreements with Selected Dealers, the Distributor shall act only as principal and not as agent for a Fund. Shares sold to Selected Dealers shall be for resale by such dealers only at the public offering price set forth in the Prospectus. With respect to Class A Shares, in such agreement the Distributor shall have the right to fix the portion of the applicable front-end sales charge which may be allocated to the Selected Dealers. (b) Within the United States, the Distributor shall offer and sell Shares only to Selected Dealers that are members in good standing of the NASD. (c) The Distributor shall adopt and follow procedures, as approved by each Fund, for the confirmation of sales of its Shares to investors and Selected Dealers, the collection of amounts payable by investors and Selected Dealers on such sales, and the cancellation of unsettled transactions, as may be necessary to comply with the requirements of the NASD, as such requirements may from time to time exist.

  • COMMUNICATIONS RELATING TO FOREIGN SECURITIES The Custodian shall transmit promptly to the Fund written information with respect to materials received by the Custodian via the Foreign Sub-Custodians from issuers of the foreign securities being held for the account of the Portfolios (including, without limitation, pendency of calls and maturities of foreign securities and expirations of rights in connection therewith). With respect to tender or exchange offers, the Custodian shall transmit promptly to the Fund written information with respect to materials so received by the Custodian from issuers of the foreign securities whose tender or exchange is sought or from the party (or its agents) making the tender or exchange offer. The Custodian shall not be liable for any untimely exercise of any tender, exchange or other right or power in connection with foreign securities or other property of the Portfolios at any time held by it unless (i) the Custodian or the respective Foreign Sub-Custodian is in actual possession of such foreign securities or property and (ii) the Custodian receives Proper Instructions with regard to the exercise of any such right or power, and both (i) and (ii) occur at least three business days prior to the date on which the Custodian is to take action to exercise such right or power.

  • Selected Dealer Agreements a. The Distributor shall have the right to enter into selected dealer agreements with securities dealers of its choice ("selected dealers") for the sale of Class C Shares; provided, that the Corporation shall approve the forms of agreements with dealers. Class C Shares sold to selected dealers shall be for resale by such dealers only at net asset value determined as set forth in Section 3(d) hereof. The form of agreement with selected dealers to be used during the subscription period described in Section 3(a) is attached hereto as Exhibit A and the form of agreement with selected dealers to be used in the continuous offering of the Class C Shares is attached hereto as Exhibit B. b. Within the United States, the Distributor shall offer and sell Class C Shares only to such selected dealers as are members in good standing of the NASD.

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