Offers and Sales of the Shares. The offer and sale of the Shares are to be effected pursuant to the exemption from the registration requirements of the Securities Act of 1933, as amended (the “1933 Act”), provided by Section 4(2) thereof, which exempts transactions by an issuer not involving any public offering. Offers and sales of the Shares will be made in accordance with the general provisions of Rule 506 of Regulation D under the 1933 Act. The Placement Agent and the Trust hereby establish the following procedures in connection with the offer and sale of the Shares:
Appears in 3 contracts
Samples: Form of Placement Agent Agreement (ASGI Agility Income Fund), Form of Placement Agent Agreement (ASGI Agility Income Fund), Placement Agent Agreement (ASGI Agility Income Fund)
Offers and Sales of the Shares. The offer and sale of the Shares are by the Fund is to be effected pursuant to the exemption from the registration requirements of the Securities Act of 1933, as amended (the “1933 "Act”"), provided by Section 4(2) thereof, which exempts transactions by an issuer not involving any public offering. Offers and sales of the Shares by the Fund will be made in accordance with the general provisions of Rule 506 of Regulation D under the 1933 Act. The Placement Agent and the Trust Fund hereby establish the following procedures in connection with the offer and sale of the Shares:
Appears in 2 contracts
Samples: Placement Agent Agreement (BCT Subsidiary Inc), Placement Agent Agreement (BQT Subsidiary Inc)
