Office of Foreign Assets Control. Neither the Company nor any of its Subsidiaries nor, to the knowledge of the Company, any director, officer, agent, employee or affiliate of the Company or any of its Subsidiaries is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Treasury Department (“OFAC”); and the Company will not directly or indirectly use the proceeds of the offering, or lend, contribute or otherwise make available such proceeds to any subsidiary, joint venture partner or other person or entity, for the purpose of financing the activities of any person currently subject to any U.S. sanctions administered by OFAC.
Appears in 9 contracts
Samples: Distribution Agreement (DiamondRock Hospitality Co), Distribution Agreement (DiamondRock Hospitality Co), Distribution Agreement (DiamondRock Hospitality Co)
Office of Foreign Assets Control. Neither the Company nor any of its Subsidiaries Subsidiary nor, to the knowledge of the Company’s knowledge, any director, officer, agent, employee or affiliate of the Company or any of its Subsidiaries Subsidiary is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Treasury Department (“OFAC”); ) and the Company will not not, directly or indirectly indirectly, use the proceeds of the offeringoffering hereunder, or lend, contribute or otherwise make available such proceeds to any subsidiary, joint venture partner or other person or entity, for the purpose of financing the activities of any person currently subject to any U.S. sanctions administered by OFAC.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Tonix Pharmaceuticals Holding Corp.), Securities Purchase Agreement (JanOne Inc.), Securities Purchase Agreement (Tonix Pharmaceuticals Holding Corp.)
Office of Foreign Assets Control. Neither the Company nor any of its Subsidiaries Subsidiary nor, to the knowledge of the CompanyCompany and the Operating Partnership, any director, officer, agent, employee or affiliate of the Company or any of its Subsidiaries Subsidiary is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Treasury Department (“OFAC”); and the Company will not directly or indirectly use the proceeds from the sale of the offeringCommon Stock hereunder, or lend, contribute or otherwise make available such proceeds to any subsidiary, joint venture partner or other person or entity, for the purpose of financing the activities of any person currently subject to any U.S. sanctions administered by OFAC.
Appears in 4 contracts
Samples: Equity Distribution Agreement (Ready Capital Corp), Equity Distribution Agreement (Sutherland Asset Management Corp), Equity Distribution Agreement (Sutherland Asset Management Corp)
Office of Foreign Assets Control. Neither None of the Company nor Company, any of its Subsidiaries norsubsidiaries or, to the knowledge of the Company’s knowledge, any director, officer, agent, employee employee, consultant or affiliate of the Company or any of its Subsidiaries subsidiaries is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Treasury Department (“OFAC”); and the Company will not directly or indirectly use the proceeds of the offeringOffering, or lend, contribute or otherwise make available such proceeds to any subsidiary, joint venture partner or other person or entity, for the purpose of financing the activities of or any person currently subject to any U.S. sanctions administered by OFAC.
Appears in 4 contracts
Samples: Subscription Agreement (Nova Lifestyle, Inc.), Subscription Agreement (Nova Lifestyle, Inc.), Subscription Agreement (Nova Lifestyle, Inc.)
Office of Foreign Assets Control. Neither the Company nor any of its Subsidiaries Subsidiary nor, to the knowledge of the Company’s knowledge, any director, officer, agent, employee or affiliate of the Company or any of its Subsidiaries Subsidiary is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Treasury Department (“OFAC”); and the Company will not directly or indirectly use the proceeds of the offeringoffering of the Securities contemplated hereby, or lend, contribute or otherwise make available such proceeds to any subsidiary, joint venture partner or other person or entity, for the purpose of financing the activities of any person currently subject to any U.S. sanctions administered by OFAC.
Appears in 3 contracts
Samples: Underwriting Agreement (Med-X, Inc.), Underwriting Agreement (Med-X, Inc.), Underwriting Agreement (Flewber Global Inc.)
Office of Foreign Assets Control. Neither the Company nor any of its Subsidiaries Subsidiary nor, to the knowledge of the Company's knowledge, any director, officer, agent, employee or affiliate of the Company or any of its Subsidiaries Subsidiary is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Treasury Department (“OFAC”); ) and the Company will not not, directly or indirectly indirectly, use the proceeds of the offeringOffering hereunder, or lend, contribute or otherwise make available such proceeds to any subsidiary, joint venture partner or other person or entityPerson, for the purpose of financing the activities of any person Person currently subject to any U.S. sanctions administered by OFAC.
Appears in 2 contracts
Samples: Underwriting Agreement (Viveve Medical, Inc.), Underwriting Agreement (Viveve Medical, Inc.)
Office of Foreign Assets Control. Neither the Company nor any of its Subsidiaries subsidiaries nor, to the knowledge of the Company, any director, officer, agent, employee or affiliate of the Company or any of its Subsidiaries subsidiaries is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Treasury Department (“OFAC”); and the Company will not directly or indirectly use the proceeds of the offering, or lend, contribute or otherwise make available such proceeds to any subsidiary, joint venture partner or other person or entity, for the purpose of financing the activities of any person who, to the knowledge of the Company, is currently subject to any U.S. sanctions administered by OFAC.
Appears in 2 contracts
Samples: Underwriting Agreement (ECA Marcellus Trust I), Underwriting Agreement (ECA Marcellus Trust I)
Office of Foreign Assets Control. Neither the Company nor any of its Subsidiaries subsidiary, nor, to the knowledge of the Company's knowledge, any director, officer, agent, employee or affiliate of the Company or any of its Subsidiaries subsidiary is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Treasury Department (“OFAC”); ) and the Company will not not, directly or indirectly indirectly, use the proceeds of the offeringOffering hereunder, or lend, contribute or otherwise make available such proceeds to any subsidiary, joint venture partner or other person or entity, for the purpose of financing the activities of any person currently subject to any U.S. sanctions administered by OFAC.
Appears in 2 contracts
Samples: Underwriting Agreement (Enservco Corp), Underwriting Agreement (Enservco Corp)
Office of Foreign Assets Control. Neither the Company nor any of its Subsidiaries nor, to the knowledge Company’s knowledge, any employee or agent of the Company, any directoracting in such capacity, officer, agent, employee or affiliate of the Company or any of its Subsidiaries is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Treasury Department (“OFAC”); and the Company will not directly or indirectly use the proceeds of the offering, or lend, contribute or otherwise make available such proceeds to any subsidiary, joint venture partner or other person or entity, for the purpose of financing the activities of any person who, to the knowledge of the Company, is currently subject to any U.S. sanctions administered by OFAC.
Appears in 2 contracts
Samples: Underwriting Agreement (ECA Marcellus Trust I), Underwriting Agreement (ECA Marcellus Trust I)
Office of Foreign Assets Control. Neither the Company nor any of its Subsidiaries Subsidiary, nor, to the knowledge of the Company's knowledge, any director, officer, agent, employee or affiliate of the Company or any of its Subsidiaries Subsidiary is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Treasury Department (“OFAC”); ) and the Company will not not, directly or indirectly indirectly, use the proceeds of the offeringOffering hereunder, or lend, contribute or otherwise make available such proceeds to any subsidiarySubsidiary, joint venture partner or other person or entity, for the purpose of financing the activities of any person currently subject to any U.S. sanctions administered by OFAC.
Appears in 1 contract
Office of Foreign Assets Control. Neither None of the Company nor any of or its Subsidiaries Subsidiaries, nor, to the knowledge of the Company, any director, officer, agent, employee or affiliate of the Company or any of its Subsidiaries is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Treasury Department (“OFAC”); and the Company will not directly or indirectly use the proceeds of the offeringany Placement hereunder, or lend, contribute or otherwise make available such proceeds to any subsidiary, joint venture partner or other person or entity, for the purpose of financing the activities of any person currently subject to any U.S. sanctions administered by OFAC.
Appears in 1 contract
Office of Foreign Assets Control. Neither None of the Company nor Company, any of its Subsidiaries norsubsidiaries or, to the knowledge of the Company, any director, officer, agent, employee director or affiliate officer of the Company or any of its Subsidiaries subsidiaries is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Department of the Treasury Department (“OFAC”); and the Company will not directly or indirectly use the proceeds of the offeringoffering of the Notes hereunder, or lend, contribute or otherwise make available such proceeds to any subsidiary, joint venture partner or other person or entity, for the purpose of financing the activities of any person currently subject to any U.S. sanctions administered by OFAC.
Appears in 1 contract
Office of Foreign Assets Control. Neither the Company nor any of its Subsidiaries Subsidiary nor, to the knowledge of the Company’s knowledge, any director, officer, agent, employee or affiliate of the Company or any of its Subsidiaries Subsidiary is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Treasury Department (“OFAC”); ) and the Company will not not, directly or indirectly indirectly, use the proceeds of the offeringOffering hereunder, or lend, contribute or otherwise make available such proceeds to any subsidiary, joint venture partner or other person or entity, for the purpose of financing the activities of any person currently subject to any Sanctions, including but not limited to U.S. sanctions administered by OFAC.
Appears in 1 contract
Office of Foreign Assets Control. Neither None of the Company nor or any of its Subsidiaries nor, to the knowledge of the Company, subsidiaries or any director, officer, agent, employee or affiliate of the Company or any of its Subsidiaries subsidiaries is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Department of the Treasury Department (“OFAC”); and the . The Company will not directly or indirectly use the proceeds of the offeringoffering of the Offered Securities contemplated hereby, or lend, contribute or otherwise make available such proceeds to any subsidiary, joint venture partner or other person or entity, entity for the purpose of financing the activities of any person currently subject to any U.S. sanctions administered by OFAC.
Appears in 1 contract
Office of Foreign Assets Control. Neither the Company nor any of its Subsidiaries nor, to the knowledge of the Company, any director, officer, agent, employee or affiliate of the Company or any of its Subsidiaries is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Treasury Department (“"OFAC”"); and the Company will not directly or indirectly use the proceeds of the offering, or lend, contribute or otherwise make available such proceeds to any subsidiary, joint venture partner or other person or entity, for the purpose of financing the activities of any person currently subject to any U.S. sanctions administered by OFAC.
Appears in 1 contract
Office of Foreign Assets Control. Neither the Company nor any of its Subsidiaries Subsidiary, nor, to the knowledge of the Company’s knowledge, any director, officer, agent, employee or affiliate of the Company or any of its Subsidiaries Subsidiary is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Treasury Department (“OFAC”); ) and the Company will not not, directly or indirectly indirectly, use the proceeds of the offeringOffering hereunder, or lend, contribute or otherwise make available such proceeds to any subsidiarySubsidiary, joint venture partner or other person or entity, for the purpose of financing the activities of any person currently subject to any U.S. sanctions administered by OFAC.
Appears in 1 contract
Office of Foreign Assets Control. Neither the Company nor any of its Subsidiaries Subsidiary nor, to the knowledge of the Company’s knowledge, any director, officer, agent, employee or affiliate of the Company or any of its Subsidiaries Subsidiary is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Treasury Department (“OFAC”); ) and the Company will not not, directly or indirectly indirectly, use the proceeds of the offeringOffering hereunder, or lend, contribute or otherwise make available such proceeds to any subsidiary, joint venture partner or other person or entity, for the purpose of financing the activities of any person currently subject to any U.S. sanctions administered by OFAC.
Appears in 1 contract
Office of Foreign Assets Control. Neither the Company nor any of its Subsidiaries Subsidiary nor, to the knowledge of the Company's knowledge, any director, officer, agent, employee or affiliate of the Company or any of its Subsidiaries Subsidiary is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Treasury Department (“OFAC”); and the Company will not directly or indirectly use the proceeds of the offeringOffering of the Securities contemplated hereby, or lend, contribute or otherwise make available such proceeds to any subsidiary, joint venture partner or other person or entity, for the purpose of financing the activities of any person currently subject to any U.S. sanctions administered by OFAC.
Appears in 1 contract
Samples: Securities Purchase Agreement (Stellar Biotechnologies, Inc.)
Office of Foreign Assets Control. Neither the Company nor any of its Subsidiaries Subsidiary nor, to the knowledge of the Company’s knowledge, any director, officer, agent, employee or affiliate of the Company or any of its Subsidiaries Subsidiary is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Treasury Department (“OFAC”); ) and the Company will not not, directly or indirectly indirectly, use the proceeds of the offeringthis offering of Shares, or lend, contribute or otherwise make available such proceeds to any subsidiary, joint venture partner or other person or entity, for the purpose of financing the activities of any person currently subject to any U.S. sanctions administered by OFAC.
Appears in 1 contract
Samples: Securities Purchase Agreement (IMAC Holdings, Inc.)
Office of Foreign Assets Control. Neither the Company nor any of its Subsidiaries Subsidiary nor, to the knowledge of the Company’s knowledge, any director, officer, agent, employee or affiliate of the Company or any of its Subsidiaries Subsidiary, is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Treasury Department (“OFAC”); ) and the Company will not not, directly or indirectly indirectly, use the proceeds of the offeringoffering hereunder, or lend, contribute or otherwise make available such proceeds to any subsidiary, joint venture partner or other person or entity, for the purpose of financing the activities of any person currently subject to any U.S. sanctions administered by OFAC.
Appears in 1 contract
Samples: Securities Purchase Agreement (Verb Technology Company, Inc.)
Office of Foreign Assets Control. Neither the Company nor any of its Subsidiaries nor, to the knowledge of the Company, any director, officer, agent, employee or affiliate of the Company or any of its Subsidiaries is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Treasury Department (“OFAC”); and the Company will not directly or indirectly use the proceeds of the offeringoffering of the Securities contemplated hereby, or lend, contribute or otherwise make available such proceeds to any subsidiary, joint venture partner or other person or entity, entity for the purpose of financing the activities of any person currently subject to any U.S. sanctions administered by OFAC.
Appears in 1 contract
Samples: Underwriting Agreement (NovaBay Pharmaceuticals, Inc.)
Office of Foreign Assets Control. Neither None of the Company nor Company, any of its Subsidiaries norsubsidiaries or, to the knowledge of the Company, any director, officer, agent, employee director or affiliate officer of the Company or any of its Subsidiaries subsidiaries is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Department of the Treasury Department (“"OFAC”"); and the Company will not directly or indirectly use the proceeds of the offeringoffering of the Securities hereunder, or lend, contribute or otherwise make available such proceeds to any subsidiary, joint venture partner or other person or entity, for the purpose of financing the activities of any person currently subject to any U.S. sanctions administered by OFAC.
Appears in 1 contract
Office of Foreign Assets Control. Neither the Company nor any of its Subsidiaries nor, to the knowledge of the Company’s knowledge, any director, officer, agent, employee or affiliate of the Company or any of its Subsidiaries is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Department of Treasury Department (“OFAC”); and the Company will not directly or indirectly use the proceeds of the offering, or lend, contribute or otherwise make available such proceeds to any subsidiarySubsidiary, joint venture partner or other person or entity, for the purpose of financing the activities of any person currently subject to any U.S. sanctions administered by OFAC; and the Company and its Subsidiaries maintain procedures that are adequately designed and administered to ensure compliance with applicable OFAC regulations.
Appears in 1 contract
Samples: Securities Purchase Agreement (CAPSTONE TURBINE Corp)
Office of Foreign Assets Control. Neither the Company nor any of its Subsidiaries nor, to the knowledge of the Company, any director, officer, agent, employee or affiliate of the Company or any of its Subsidiaries is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Treasury Department (“OFAC”); and the Company will not directly or indirectly use the proceeds of the offering, or lend, contribute or otherwise make available such proceeds to any subsidiary, joint venture partner or other person or entity, for the purpose of financing the activities of any person currently subject to any U.S. sanctions administered by OFAC.
Appears in 1 contract
Office of Foreign Assets Control. Neither the Company nor any of its Subsidiaries norSubsidiary, to the knowledge of the Company’s knowledge, any director, officer, agent, employee or affiliate of the Company or any of its Subsidiaries Subsidiary is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Treasury Department (“OFAC”); ) and the Company will not not, directly or indirectly indirectly, use the proceeds of the offeringoffering of the Securities hereunder, or lend, contribute or otherwise make available such proceeds to any subsidiary, joint venture partner or other person or entity, for the purpose of financing the activities of any person currently subject to any U.S. sanctions administered by OFAC.
Appears in 1 contract
Samples: Securities Purchase Agreement (BriaCell Therapeutics Corp.)
Office of Foreign Assets Control. Neither the Company nor any of its Subsidiaries nor, to the knowledge of the Company, any director, officer, agent, employee or affiliate of the Company or any of its Subsidiaries is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Treasury Department (“OFAC”); and the Company will not directly or indirectly use the proceeds of the offering, or lend, contribute or otherwise make available such proceeds to any subsidiarySubsidiary, joint venture partner or other person or entity, for the purpose of financing the activities of any person currently subject to any U.S. sanctions administered by OFAC.
Appears in 1 contract
Samples: Underwriting Agreement (DiamondRock Hospitality Co)
Office of Foreign Assets Control. Neither the Company nor any of its Subsidiaries subsidiaries nor, to the best knowledge of the Company, any director, officer, agent, employee or affiliate of the Company or any of its Subsidiaries subsidiaries is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Treasury Department (“"OFAC”"); and the Company will not directly or indirectly use the proceeds of the offering, or lend, contribute or otherwise make available such proceeds to any subsidiary, joint venture partner or other person or entity, for the purpose of financing the activities of any person currently subject to any U.S. sanctions administered by OFAC.
Appears in 1 contract
Office of Foreign Assets Control. Neither None of the Company nor Company, any of its Subsidiaries norsubsidiaries or, to the knowledge of the Company, any director, officer, agent, employee director or affiliate officer of the Company or any of its Subsidiaries subsidiaries is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Department of the Treasury Department (“OFAC”); and the Company will not directly or indirectly use the proceeds of the offeringoffering of the Securities hereunder, or lend, contribute or otherwise make available such proceeds to any subsidiary, joint venture partner or other person or entity, for the purpose of financing the activities of any person currently subject to any U.S. sanctions administered by OFAC.
Appears in 1 contract
Office of Foreign Assets Control. Neither None of the Company nor any of its Subsidiaries Partnership Entities nor, to the knowledge of the CompanyPartnership Parties, any director, officer, agent, employee or affiliate of the Company or any of its Subsidiaries Partnership Entities, is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Treasury Department (“OFAC”)) or any other applicable sanctions laws; and the Company Partnership Parties will not directly or indirectly use the proceeds of the offering, or lend, contribute or otherwise make available such proceeds to any subsidiary, joint venture partner or other person or entity, for the purpose of financing the activities of any person currently subject to any U.S. sanctions administered by OFACOFAC or any other applicable sanctions laws.
Appears in 1 contract
Samples: Equity Distribution Agreement (Southcross Energy Partners, L.P.)
Office of Foreign Assets Control. Neither the Company nor any of its Subsidiaries nor, to the knowledge of the Company, any director, officer, agent, employee or affiliate of the Company or any of its Subsidiaries is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Treasury Department (“OFAC”); and the Company will not knowingly, directly or indirectly indirectly, use the proceeds of the offering, or lend, contribute or otherwise make available such proceeds to any subsidiary, joint venture partner or other person or entity, for the purpose of financing the activities of any person currently subject to any U.S. sanctions administered by OFAC.
Appears in 1 contract
Samples: Purchase Agreement (NYSE Euronext)
Office of Foreign Assets Control. Neither None of the Company nor Company, any of its Subsidiaries norsubsidiaries or, to the knowledge of the Company’s knowledge, any director, officer, agent, employee employee, consultant or affiliate of the Company or any of its Subsidiaries subsidiaries is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control of the U.S. Treasury Department (“OFAC”); and the Company will not directly or indirectly use the proceeds of the offeringPlacement, or lend, contribute or otherwise make available such proceeds to any subsidiary, joint venture partner or other person or entity, for the purpose of financing the activities of or any person currently subject to any U.S. sanctions administered by OFAC.
Appears in 1 contract