One Agent on a Given Day. The Company agrees that any offer to sell, any solicitation of any offer to buy, or any sales of Securities shall only be effected by or through one sales agent on any single day, but in no event by more than one, and the Company shall in no event request that more than one sales agent sell Securities on the same day.
Appears in 5 contracts
Samples: Ladenburg Thalmann Financial Services (Ladenburg Thalmann Financial Services Inc.), Ladenburg Thalmann Financial Services (Ladenburg Thalmann Financial Services Inc), Equity Distribution Agreement (Ladenburg Thalmann Financial Services Inc)
One Agent on a Given Day. The Company agrees that any offer to sell, any solicitation of any an offer to buy, or any sales of Securities Placement Notes shall only be effected by or through one sales agent Agent on any single day, but in no event by more than one, and the Company shall in no event request that more than one sales agent Agent sell Securities Placement Notes on the same day.
Appears in 2 contracts
Samples: Ladenburg Thalmann Financial Services (Ladenburg Thalmann Financial Services Inc.), Ladenburg Thalmann Financial Services (Ladenburg Thalmann Financial Services Inc.)
One Agent on a Given Day. The Company agrees that any offer to sell, any solicitation of any offer to buy, or any sales of Securities shall only be effected by or through one sales agent Sales Agent on any single day, but in no event by more than one, and the Company shall in no event request that more than one sales agent Sales Agent sell Securities on the same day.
Appears in 1 contract
Samples: Ladenburg Thalmann Financial Services (Ladenburg Thalmann Financial Services Inc.)
