Common use of Open Market Transactions Clause in Contracts

Open Market Transactions. Except as permitted by J.X. Xxxxxx, we will not bid for, purchase, attempt to induce others to purchase, sell, directly or indirectly, either before or after the issuance of the Shares, any Shares for our own account or for the account of customers, except (a) the purchase and sale of Shares as provided in the Underwriting Agreement, this Agreement or the agreements with Dealers, (b) the purchase from or sale to other Underwriters or Dealers of Shares at the public offering price or at such price less any part of the Dealers’ concession, and (c) as brokers pursuant to unsolicited orders. We hereby represent that we have complied with Regulation M in connection with this Offering, and we agree that we will at all times comply with the provisions of Regulation M of the Commission under the Exchange Act applicable to the Public Offering.

Appears in 2 contracts

Samples: Underwriting Agreement (Integrated Financial Systems Inc), Underwriting Agreement (Integrated Financial Systems Inc)

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Open Market Transactions. Except as permitted by J.X. XxxxxxSchneider, we will not bid for, purchase, attempt to induce others to purchasexxxxxxxx, sell, directly or indirectly, either before or after the issuance of the Shares, any Shares for our own account or for the account of customers, except (a) the purchase and sale of Shares as provided in the Underwriting Agreement, this Agreement or the agreements with Dealers, (b) the purchase from or sale to other Underwriters or Dealers of Shares at the public offering price or at such price less any part of the Dealers' concession, and (c) as brokers pursuant to unsolicited orders. We hereby represent that we have complied with Regulation M in connection with this Offering, and we agree that we will at all times comply with the provisions of Regulation M of the Commission under the Exchange Act applicable to the Public Offering.

Appears in 1 contract

Samples: Underwriting Agreement (Dickie Walker Marine Inc)

Open Market Transactions. Except as permitted by J.X. XxxxxxJ.P. Turner, we will not bid for, purchase, attempt to induce others to purchasetx xxxxxxxx, sell, directly or indirectly, either before or after the issuance of the Shares, any Shares for our own account or for the account of customers, except (a) the purchase and sale of Shares as provided in the Underwriting Agreement, this Agreement or the agreements with Dealers, (b) the purchase from or sale to other Underwriters or Dealers of Shares at the public offering price or at such price less any part of the Dealers' concession, and (c) as brokers pursuant to unsolicited orders. We hereby represent that we have complied with Regulation M in connection with this Offering, and we agree that we will at all times comply with the provisions of Regulation M of the Commission under the Exchange Act applicable to the Public Offering.

Appears in 1 contract

Samples: Underwriting Agreement (Centennial Sepcialty Foods Corp)

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Open Market Transactions. Except as permitted by J.X. XxxxxxXxxxxxxxx, we will not bid for, purchase, attempt to induce others to purchase, sell, directly or indirectly, either before or after the issuance of the Shares, any Shares for our own account or for the account of customers, except (a) the purchase and sale of Shares as provided in the Underwriting Agreement, this Agreement or the agreements with Dealers, (b) the purchase from or sale to other Underwriters or Dealers of Shares shares of Common Stock at the public offering price or at such price less any part of the Dealers' concession, and (c) as brokers pursuant to unsolicited orders. We hereby represent that we have complied with Regulation M in connection with this Offering, and we agree that we will at all times comply with the provisions of Regulation M of the Commission under the Exchange Act applicable to the Public Offering.

Appears in 1 contract

Samples: Underwriting Agreement (Utek Corp)

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