Common use of Open Market Transactions Clause in Contracts

Open Market Transactions. We represent and agree in connection with the offering of Securities we have complied and will comply with the provisions of Rule 10b-6 under the 1934 Act with regard to trading in the Securities. For purposes of the foregoing sentence, we agree that, in addition to the Securities, other securities of the Issuer or securities of any guarantor of the Securities or the right or option to purchase or otherwise acquire any securities of the Issuer or any securities of any guarantor of the Securities specified in the Invitation shall be considered securities of the same class and series as the Securities.

Appears in 32 contracts

Samples: Form of Master Agreement (Nuveen California Municipal Value Fund 2), Form of Master Agreement (Nuveen Enhanced Municipal Value Fund), Master Agreement Among Underwriters (PIMCO Floating Rate Strategy Fund)

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Open Market Transactions. We represent and agree in connection with the offering of Securities we have complied and will comply with the provisions of Rule 10b-6 under the 1934 Act with regard to trading in the Securities. For purposes of the foregoing sentence, . we agree that, . in addition to the Securities, . other securities of the Issuer or securities of any guarantor of the Securities or the right or option to purchase or otherwise acquire any securities of the Issuer or any securities of any guarantor of the Securities specified in the Invitation shall be considered securities of the same class and series as the Securities.

Appears in 7 contracts

Samples: Master Agreement (ING Global Advantage & Premium Opportunity Fund), Master Agreement (Old Mutual/Claymore Long-Short Fund (f.k.a. Analytic Covered Call Plus Fund)), Master Agreement (Fiduciary/Claymore Dynamic Equity Fund)

Open Market Transactions. We represent and agree in connection with the offering of Securities we have complied and will comply with the provisions of Rule 10b-6 lOb-6 under the 1934 Act with regard to trading in the Securities. For purposes of the foregoing sentence, we agree that, in addition to the Securities, other securities of the Issuer or securities of any guarantor of the Securities or the right or option to purchase or otherwise acquire any securities of the Issuer or any securities of any guarantor of the Securities specified in the Invitation shall be considered securities of the same class and series as the Securities.

Appears in 1 contract

Samples: Master Agreement (Ciber Inc)

Open Market Transactions. We represent and agree in connection with the offering of Securities that we have complied and will comply with the provisions of Rule 10b-6 Regulation M under the 1934 Act with regard to trading in the Securities. For purposes of the foregoing sentence, we agree that, in addition to the Securities, other securities of the Issuer or securities of any guarantor of the Securities or the right or option to purchase or otherwise acquire any securities of the Issuer or any securities of any guarantor of the Securities specified in the Invitation shall be considered securities of the same class and series as the Securities.

Appears in 1 contract

Samples: Master Agreement (Neotherapeutics Inc)

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Open Market Transactions. We represent and agree in connection with the offering of Securities we have complied and wand will comply with the provisions of Rule 10b-6 under the 1934 Act with regard to trading in the Securities. For purposes of the foregoing sentence, we agree that, in addition to the Securities, other securities of the Issuer or securities of any guarantor of the Securities or the right or option to purchase or otherwise acquire any securities of the Issuer or any securities of any guarantor of the Securities specified in the Invitation Invitations shall be considered securities of the same class and series as the Securities.

Appears in 1 contract

Samples: Master Agreement (Cohen & Steers Quality Income Realty Fund Inc)

Open Market Transactions. We represent and agree in connection with the offering Offering of Securities that we have complied and will comply with the provisions of Rule 10b-6 under the 1934 Act with regard to trading in the Securities. For purposes of the foregoing sentence, we agree that, in addition to the Securities, other securities of the Issuer or securities of any guarantor of the Securities or the right or option to purchase or otherwise acquire any securities of the Issuer or any securities of any guarantor of the Securities specified in the Invitation shall be considered securities of the same class and series as the Securities.

Appears in 1 contract

Samples: Master Agreement (Amcor Capital Corp)

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