Open Market Transactions. Until notified by you to the contrary, we will not buy, sell, deal or trade in Securities, any Equivalent Securities, or any other securities designated in the Terms Communication. However, such restrictions will not apply to unsolicited brokerage orders received in the ordinary course of business. We may, with your prior consent, make purchases of the Securities from and sales to other Underwriters at the public offering price, less all or any part of the concession to dealers. We will also comply with the provisions of Regulation M under the Exchange Act if applicable to us.
Appears in 25 contracts
Samples: Master Agreement Among Underwriters (Nuveen Short Duration Credit Opportunities Fund), Master Agreement Among Underwriters (Nuveen Short Duration Credit Opportunities Fund), Master Agreement Among Underwriters (Eaton Vance National Municipal Opportunities Trust)
Open Market Transactions. Until notified by you to the contrary, we will not buy, sell, deal or trade in Securities, any Equivalent Securities, or any other securities designated in the Terms Communication. However, such restrictions will not apply to unsolicited brokerage orders received in the ordinary course of business. business.a We may, with your prior consent, make purchases of the Securities from and sales to other Underwriters at the public offering price, less all or any part of the concession to dealers. We will also comply with the provisions of Regulation M under the Exchange Act if applicable to us.
Appears in 1 contract
Samples: Master Agreement Among Underwriters (Kayne Anderson Midstream/Energy Fund, Inc.)