Common use of Order Processing Clause in Contracts

Order Processing. You represent that you have reviewed your policies and procedures to ensure that they are adequate with respect to preventing violations of law (including rule 22c-1 under the Investment Company Act of 1940, as amended) and prospectus requirements related to timely order-taking and market timing activity, and you hereby provide the confirmation set forth on Appendix B hereto. You represent that you will be responsible for the collection and payment to the Company of any Redemption Fees, based upon the terms outlined in the Company’s prospectus.

Appears in 7 contracts

Samples: Selling Group Member Agreement (HSBC Funds), Selling Group Member Agreement (HSBC Advisor Funds Trust), Selling Group Member Agreement (HSBC Funds)

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Order Processing. You represent that you have reviewed your policies and procedures to ensure that they are adequate with respect to preventing violations of law (including rule 22c-1 under the Investment Company Act of 1940, as amended) and prospectus requirements related to timely order-taking and market timing activity, and you hereby provide the confirmation set forth on Appendix B hereto. You represent that you will be responsible for the collection and payment to the Company of any Redemption Fees, based upon the terms outlined in the Company’s 's prospectus.

Appears in 1 contract

Samples: Dealer Agreement (Coventry Group)

Order Processing. You represent that you have reviewed your policies and procedures to ensure that they are adequate with respect to preventing violations of law (including rule 22c-1 under the Investment Company Act of 1940, as amended) and prospectus requirements related to timely order-taking and market timing activity, and you hereby provide the confirmation set forth on Appendix B hereto. You represent that you will be responsible for the collection and payment to the Company of any Redemption Fees, based upon the terms outlined in the Company’s prospectus.C

Appears in 1 contract

Samples: Selling Group Member Agreement (HSBC Advisor Funds Trust)

Order Processing. You represent that you have reviewed your policies and procedures to ensure that they are adequate with respect to preventing violations of law (including rule 22c-1 under the Investment Company Act of 1940, as amended) and prospectus requirements related to timely order-order- taking and market timing activity, and you hereby provide the confirmation set forth on Appendix B hereto. You represent that you will be responsible for the collection and payment to the Company of any Redemption Fees, based upon the terms outlined in the Company’s 's prospectus.

Appears in 1 contract

Samples: Selling Group Member Agreement (Legacy Funds Group)

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Order Processing. You represent that you have reviewed your policies and procedures to ensure that they are adequate with respect to preventing violations of law (including rule 22c-1 under the Investment Company Act of 1940, as amended) and prospectus requirements related to timely order-order- Approved Form: 11/10/03 3 taking and market timing activity, and you hereby provide the confirmation set forth on Appendix B hereto. You represent that you will be responsible for the collection and payment to the Company of any Redemption Fees, based upon the terms outlined in the Company’s 's prospectus.

Appears in 1 contract

Samples: Selling Group Member Agreement (Performance Funds Trust)

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