Common use of Ordinary Course Brokerage and Trading Clause in Contracts

Ordinary Course Brokerage and Trading. Subject to compliance with all applicable securities laws, Nasdaq regulations, no Purchaser shall be prohibited from engaging in its ordinary course brokerage and trading activities in respect of the Company's Common Stock; provided that the personnel engaged in such activities have not been involved with the transactions contemplated hereby and have not been provided with confidential information with respect to the Company.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Endocare Inc), Securities Purchase Agreement (Endocare Inc)

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Ordinary Course Brokerage and Trading. Subject to compliance with all applicable securities laws, Nasdaq laws and NASDAQ regulations, no Purchaser shall be prohibited from engaging in its ordinary course brokerage and trading activities in respect of the Company's Common Stockcapital stock of Provident; provided provided, however, that the personnel engaged no Purchaser shall engage in such activities have not been involved with until one (1) Business Day after the transactions contemplated hereby and have not been provided with confidential information with respect Company files the Form 8-K pursuant to the CompanySection 3.8 hereof.

Appears in 1 contract

Samples: Securities Purchase Agreement (Provident American Corp)

Ordinary Course Brokerage and Trading. Subject to compliance with all applicable securities laws, laws and Nasdaq regulations, no Purchaser shall be prohibited from engaging in its ordinary course brokerage and trading activities in respect of the Company's Common Stock; provided that the personnel engaged in such activities have not been involved with the transactions contemplated hereby and have not been provided with confidential information with respect to the Company.the

Appears in 1 contract

Samples: Securities Purchase Agreement (Geron Corporation)

Ordinary Course Brokerage and Trading. Subject to compliance with all applicable securities laws, laws and Nasdaq regulations, no Purchaser shall be prohibited from engaging in its ordinary course brokerage and trading activities in respect of the Company's Common Stock; provided that the personnel engaged in such activities have not been involved with the transactions contemplated hereby and have not been provided with confidential information with respect to the Company.

Appears in 1 contract

Samples: Securities Purchase Agreement (Uniview Technologies Corp)

Ordinary Course Brokerage and Trading. Subject to compliance with all applicable securities laws, laws and Nasdaq regulations, no the Purchaser shall not be prohibited from engaging in its ordinary course brokerage and trading activities in respect of the Company's Common Stock; provided that the personnel engaged in such activities have not been involved with the transactions contemplated hereby and have not been provided with confidential information with respect to the Company.

Appears in 1 contract

Samples: Securities Purchase Agreement (Uniview Technologies Corp)

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Ordinary Course Brokerage and Trading. Subject to compliance with all applicable securities laws, laws and Nasdaq regulations, no Purchaser Investor shall be prohibited from engaging in its ordinary course brokerage and trading activities in respect of the Company's Common Stock; provided that the personnel engaged in such activities have not been involved with the transactions contemplated hereby and have not been provided with confidential information with respect to the Company.

Appears in 1 contract

Samples: Securities Purchase Agreement (Kroll Inc)

Ordinary Course Brokerage and Trading. Subject to compliance with all applicable securities laws, laws and Nasdaq regulations, no Purchaser shall be prohibited from engaging in its ordinary course brokerage and trading activities in respect of the Company's Common StockStock (including establishing short positions); provided that the personnel engaged in such activities have not been involved with the transactions contemplated hereby and have not been provided with confidential information with respect to the Company.

Appears in 1 contract

Samples: Securities Purchase Agreement (Geron Corporation)

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