OTHER ACTIVITIES NOT RESTRICTED. Nothing in this Agreement shall prevent the Management Company or any officer thereof from acting as investment adviser for any other person, firm, or corporation, nor shall it in any way limit or restrict the Management Company or any of its directors, officers, stockholders or employees from buying, selling, or trading any securities for its own accounts or for the accounts of others for whom it may be acting; provided, however, that the Management Company expressly represents that it will undertake no activities which, in its judgment, will conflict with the performance of its obligations to the Fund under this Agreement. The Fund acknowledges that the Management Company acts as investment adviser to other investment companies, and it expressly consents to the Management Company acting as such; provided, however, that if in the opinion of the Management Company, particular securities are consistent with the investment objectives of, and are desirable purchases or sales for the portfolios of one or more Series and one or more of such other investment companies or series of such companies at approximately the same time, such purchases or sales will be made on a proportionate basis if feasible, and if not feasible, then on a rotating or other equitable basis.
Appears in 10 contracts
Samples: Investment Advisory Contract (Security Income Fund /Ks/), Investment Advisory Contract (Security Income Fund /Ks/), Investment Advisory Contract (Security Income Fund /Ks/)
OTHER ACTIVITIES NOT RESTRICTED. Nothing in this Agreement shall prevent the Management Company Adviser or any officer thereof from acting as investment adviser for any other person, firm, firm or corporation, nor shall it in any way limit or restrict the Management Company Adviser or any of its directors, officers, stockholders or employees from buying, selling, or trading any securities for its their own accounts or for the accounts of others for whom it they may be acting; provided, however, that the Management Company Adviser expressly represents that it will undertake no activities which, in its judgment, will conflict with the performance of its obligations to the Fund under this Agreement. The Fund acknowledges that the Management Company Adviser acts as investment adviser to other investment companies, and it expressly consents to the Management Company Adviser acting as such; provided, however, that if in the opinion of the Management CompanyAdviser, particular securities are consistent with the investment objectives of, and are desirable purchases or sales for the portfolios of one or more Series and one or more of such other investment companies or series of such companies at approximately the same time, such purchases or sales will be made on a proportionate basis if feasible, and if not feasible, then on a rotating or other equitable basis.
Appears in 8 contracts
Samples: Investment Management Agreement (Security Equity Fund), Investment Management Agreement (Security Equity Fund), Investment Management Agreement (Security Mid Cap Growth Fund)
OTHER ACTIVITIES NOT RESTRICTED. Nothing in this Agreement shall prevent the Management Company or any officer thereof from acting as investment adviser for any other person, firm, or corporation, nor shall it in any way limit or restrict the Management Company or any of its directors, officers, stockholders or employees from buying, selling, or trading any securities for its own accounts or for the accounts of others for whom it may be acting; provided, however, that the Management Company expressly represents that it will undertake no activities which, in its judgment, will conflict with the performance of its obligations to the Fund under this Agreement. The Fund acknowledges that the Management Company acts as investment adviser to other investment companies, and it expressly consents to the Management Company acting as such; provided, however, that if in the opinion of the Management Company, particular securities are consistent with the investment objectives of, of and are desirable purchases or sales for the portfolios of one or more Series and one or more of such other investment companies or series of such companies at approximately the same time, such purchases or sales will be made on a proportionate basis if feasible, and if not feasible, then on a rotating or other equitable basis.
Appears in 4 contracts
Samples: Investment Advisory Contract (Security Income Fund /Ks/), Investment Advisory Contract (Security Income Fund /Ks/), Investment Advisory Contract (Security Income Fund /Ks/)
OTHER ACTIVITIES NOT RESTRICTED. Nothing in this Agreement shall prevent the Management Company or any officer thereof from acting as investment adviser for any other person, firm, or corporation, nor shall it in any way limit or restrict the Management Company or any of its directors, officers, stockholders or employees from buying, selling, or trading any securities for its own accounts or for the accounts of others for whom it may be acting; provided, however, that the Management Company expressly represents that it will undertake no activities which, in its judgment, will conflict with the performance of its obligations to the Fund under this Agreement. The Fund acknowledges that the Management Company acts as investment adviser to other investment companies, and it expressly consents to the Management Company acting as such; provided, however, that if in the opinion of the Management Company, particular securities are consistent with the investment objectives of, and are desirable purchases or sales for the portfolios of of, one or more Series and one or more of such other investment companies or series of such companies at approximately the same time, such purchases or sales will be made on a proportionate basis if feasible, and if not feasible, then on a rotating or other equitable basis.
Appears in 4 contracts
Samples: Investment Advisory Contract (Security Tax Exempt Fund), Investment Advisory Contract (Security Tax Exempt Fund), Investment Advisory Contract (Security Municipal Bond Fund)
OTHER ACTIVITIES NOT RESTRICTED. Nothing in this Agreement shall prevent the Management Company Adviser or any officer thereof from acting as investment adviser for any other person, firm, firm or corporation, nor shall it in any way limit or restrict the Management Company Adviser or any of its directors, officers, stockholders or employees from buying, selling, or trading any securities for its own accounts or for the accounts of others for whom it may be acting; provided, however, that the Management Company Adviser expressly represents that it will undertake no activities which, in its judgment, will conflict with the performance of its obligations to the Fund under this Agreement. The Fund acknowledges that the Management Company Adviser acts as investment adviser to other investment companies, and it expressly consents to the Management Company Adviser acting as such; provided, however, that if in the opinion of the Management CompanyAdviser, particular securities are consistent with the investment objectives of, and are desirable purchases or sales for the portfolios of one or more Series and one or more of such other investment companies or series of such companies at approximately the same time, such purchases or sales will be made on a proportionate basis if feasible, and if not feasible, then on a rotating or other equitable basis.
Appears in 3 contracts
Samples: Investment Management Agreement (Security Mid Cap Growth Fund), Investment Management Agreement (Security Large Cap Value Fund/Ks/), Investment Management Agreement (Security Large Cap Value Fund/Ks/)
OTHER ACTIVITIES NOT RESTRICTED. Nothing in this Agreement shall prevent the Management Company Adviser or any officer thereof from acting as investment adviser for any other person, firm, or corporation, nor shall it in any way limit or restrict the Management Company Adviser or any of its directors, officers, stockholders or employees from buying, selling, or trading any securities for its own accounts or for the accounts of others for whom it may be acting; provided, however, that the Management Company Adviser expressly represents that it will undertake no activities which, in its judgment, will conflict with the performance of its obligations to the Fund under this Agreement. The Fund acknowledges that the Management Company Adviser acts as investment adviser to other investment companies, and it expressly consents to the Management Company Adviser acting as such; provided, however, that if in the opinion of the Management CompanyAdviser, particular securities are consistent with the investment objectives of, and are desirable purchases or sales for the portfolios of one or more Series and one or more of such other investment companies or series of such companies at approximately the same time, such purchases or sales will be made on a proportionate basis if feasible, and if not feasible, then on a rotating or other equitable basis.
Appears in 2 contracts
Samples: Investment Advisory Contract (Security Income Fund /Ks/), Investment Advisory Contract (Security Income Fund /Ks/)
OTHER ACTIVITIES NOT RESTRICTED. Nothing in this Agreement shall prevent the Management Company Investment Manager or any officer thereof from acting as investment adviser for any other person, firm, or corporation, nor shall it in any way limit or restrict the Management Company Investment Manager or any of its directors, officers, stockholders or employees from buying, selling, or trading any securities for its own accounts or for the accounts of others for whom it may be acting; provided, however, that the Management Company Investment Manager expressly represents that it will undertake no activities which, in its judgment, will conflict with the performance of its obligations to the Fund under this Agreement. The Fund acknowledges that the Management Company Investment Manager acts as investment adviser to other investment companies, and it expressly consents to the Management Company Investment Manager acting as such; provided, however, that if in the opinion of the Management CompanyInvestment Manager, particular securities are consistent with the investment objectives of, of and are desirable purchases or sales for the portfolios of one or more Series and one or more of such other investment companies or series of such companies at approximately the same time, such purchases or sales will be made on a proportionate basis if feasible, and if not feasible, then on a rotating or other equitable basis.
Appears in 1 contract
Samples: Investment Advisory Contract (Guggenheim Strategy Funds Trust)
OTHER ACTIVITIES NOT RESTRICTED. Nothing in this Agreement shall prevent the Management Company Adviser or any officer thereof from acting as investment adviser for any other person, firm, firm or corporation, nor shall it in any way limit or restrict the Management Company Adviser or any of its directors, officers, stockholders or employees from buying, selling, or trading any securities for its their own accounts or for the accounts of others for whom it they may be acting; provided, however, that the Management Company Adviser expressly represents that it will undertake no activities which, in its judgment, will conflict with the performance of its obligations to the Fund under this Agreement. The Fund Trust acknowledges that the Management Company Adviser acts as investment adviser to other investment companies, and it expressly consents to the Management Company Adviser acting as such; provided, however, that if in the opinion of the Management CompanyAdviser, particular securities are consistent with the investment objectives of, and are desirable purchases or sales for the portfolios of one or more Series and one or more of such other investment companies or series of such companies at approximately the same time, such purchases or sales will be made on a proportionate basis if feasible, and if not feasible, then on a rotating or other equitable basis.
Appears in 1 contract
Samples: Investment Management Agreement (Guggenheim Funds Trust)
OTHER ACTIVITIES NOT RESTRICTED. Nothing in this Agreement shall prevent the Management Company Adviser or any officer thereof from acting as investment adviser for any other person, firm, firm or corporation, nor shall it in any way limit or restrict the Management Company Adviser or any of its directors, officers, stockholders or employees from buying, selling, or trading any securities for its their own accounts or for the accounts of others for whom it they may be acting; provided, however, that the Management Company Adviser expressly represents that it will undertake no activities which, in its judgment, will conflict with the performance of its obligations to the a Fund under this Agreement. The Fund Trust acknowledges that the Management Company Adviser acts as investment adviser to other investment companies, and it expressly consents to the Management Company Adviser acting as such; provided, however, that if in the opinion of the Management CompanyAdviser, particular securities are consistent with the investment objectives of, and are desirable purchases or sales for the portfolios of one or more Series and one or more of such other investment companies or series of such companies at approximately the same time, such purchases or sales will be made on a proportionate basis if feasible, and if not feasible, then on a rotating or other equitable basis.
Appears in 1 contract
Samples: Investment Management Agreement (Security Equity Fund)
OTHER ACTIVITIES NOT RESTRICTED. Nothing in this Agreement shall prevent the Management Company or any officer thereof from acting as investment adviser for any other person, firm, or corporation, nor shall it in any way limit or restrict the Management Company or any of its directors, officers, stockholders or employees from buying, selling, or trading any securities for its own accounts or for the accounts of others for whom it may be acting; provided, however, that the Management Company expressly represents that it will undertake no activities which, in its judgment, will conflict with the performance of its obligations to the a Fund under this Agreement. The Fund Trust acknowledges that the Management Company acts as investment adviser to other investment companies, and it expressly consents to the Management Company acting as such; provided, however, that if in the opinion of the Management Company, particular securities are consistent with the investment objectives of, of and are desirable purchases or sales for the portfolios of one or more Series Funds and one or more of such other investment companies or series of such companies at approximately the same time, such purchases or sales will be made on a proportionate basis if feasible, and if not feasible, then on a rotating or other equitable basis.
Appears in 1 contract
Samples: Investment Advisory Contract (Security Equity Fund)
OTHER ACTIVITIES NOT RESTRICTED. Nothing in this Agreement shall prevent the Management Company Adviser or any officer thereof from acting as investment adviser for any other person, firm, firm or corporation, nor shall it in any way limit or restrict the Management Company Adviser or any of its directors, officers, stockholders or employees from buying, selling, or trading any securities for its own accounts or for the accounts of others for whom it may be acting; provided, however, that the Management Company Adviser expressly represents that it will undertake no activities which, in its judgment, will conflict with the performance of its obligations to the Fund under this Agreement. The Fund Trust acknowledges that the Management Company Adviser acts as investment adviser to other investment companies, and it expressly consents to the Management Company Adviser acting as such; provided, however, that if in the opinion of the Management CompanyAdviser, particular securities are consistent with the investment objectives of, and are desirable purchases or sales for the portfolios of one or more Series and one or more of such other investment companies or series of such companies at approximately the same time, such purchases or sales will be made on a proportionate basis if feasible, and if not feasible, then on a rotating or other equitable basis.
Appears in 1 contract
Samples: Investment Management Agreement (Security Equity Fund)