Other Agreements of the Parties. 4.1. (a) Shares, Warrants and Warrant Shares may only be disposed of in compliance with state and federal securities laws. In connection with any transfer of the Shares and Warrant Shares other than pursuant to an effective registration statement, to the Company, to an Affiliate of an Investor or in connection with a pledge as contemplated in Section 4.1(b), the Company may require the transferor thereof to provide to the Company an opinion of counsel selected by the transferor, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that such transfer does not require registration of such transferred Shares under the Securities Act.
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Samples: Securities Purchase Agreement (Sinohub, Inc.), Securities Purchase Agreement (Sinohub, Inc.)
Other Agreements of the Parties. 4.1. (a) Shares, Warrants and Warrant Shares Securities may only be disposed of in compliance with state and federal securities laws. In connection with any transfer of the Shares and Warrant Shares Securities other than pursuant to an effective registration statement, to the CompanyBorrower, to an Affiliate of an Investor the Lender or in connection with a pledge as contemplated in Section 4.1(b), the Company Borrower may require the transferor thereof to provide to the Company Borrower an opinion of counsel selected by the transferor, the form and substance of which opinion shall be reasonably satisfactory to the CompanyBorrower, to the effect that such transfer does not require registration of such transferred Shares Securities under the Securities Act.
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Samples: Loan and Securities Purchase Agreement (Aerogen Inc), Loan and Securities Purchase Agreement (Aerogen Inc)
Other Agreements of the Parties. 4.1. 4.1 TRANSFER RESTRICTIONS (a) Shares, Warrants and Warrant Shares Securities may only be disposed of in compliance with state and federal securities laws. In connection with any transfer of the Shares and Warrant Shares Securities other than pursuant to an effective registration statement, to the Company, to an Affiliate of an Investor a Purchaser or in connection with a pledge as contemplated in Section 4.1(b), the Company may require the transferor thereof to provide to the Company an a written opinion of counsel selected by the transferor, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that such transfer does not require registration of such transferred Shares Securities under the Securities Act.
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Samples: Securities Purchase Agreement (American Science & Engineering Inc)
Other Agreements of the Parties. 4.1. (a) Shares, Warrants and Warrant Shares Securities may only be disposed of in compliance with state and federal securities laws. In connection with any transfer of the Shares and Warrant Shares Securities other than pursuant to an effective registration statement, to the CompanyGRC, to an Affiliate of an Investor or in connection with a pledge as contemplated in Section 4.1(b), the Company may require the transferor thereof to provide to the Company GRC an opinion of counsel selected by the transferor, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that such transfer does not require registration of such transferred Shares Securities under the Securities Act.
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Samples: Securities Purchase Agreement (China Biologic Products, Inc.)
Other Agreements of the Parties. 4.1. 4.1 (a) Shares, Warrants and Warrant Shares Securities may only be disposed of in compliance with state and federal securities laws. In connection with any transfer of the Shares and Warrant Shares Securities other than pursuant to an effective registration statement, to the Company, to an Affiliate of an Investor a Purchaser or in connection with a pledge as contemplated in Section 4.1(b), the Company may require the transferor thereof to provide to the Company an opinion of counsel selected by the transferortransferor and reasonably acceptable to the Company, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that such transfer does not require registration of such transferred Shares Securities under the Securities Act.
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Samples: Securities Purchase Agreement (Shumate Industries Inc)
Other Agreements of the Parties. 4.1. (a) Shares, Warrants and Warrant Shares Securities may only be disposed of in compliance with state and federal securities lawslaws and the Transaction Documents. In connection with any transfer of the Shares and Warrant Shares Securities other than pursuant to an effective registration statement, to the Company, to an Affiliate of an Investor or in connection with a pledge as contemplated in Section 4.1(b), the Company may require the transferor thereof to provide to the Company an opinion of counsel selected by the transferor, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that such transfer does not require registration of such transferred Shares Securities under the Securities Act.
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Samples: Securities Purchase Agreement (Sona Mobile Holdings Corp)
Other Agreements of the Parties. 4.1. (a) Shares, Warrants and Warrant Shares 1The Securities may only be disposed of in compliance with state and federal securities laws. In connection with any transfer of the Shares and Warrant Shares Securities other than pursuant to an effective registration statement, to the Company, to an Affiliate of an Investor or in connection with a pledge as contemplated in Section 4.1(b), the Company may require the transferor thereof to provide to the Company an opinion of counsel selected by the transferortransferor and reasonably acceptable to the Company, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that such transfer does not require registration of such transferred Shares Securities under the Securities Act.
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Other Agreements of the Parties. 4.1. (a) Shares, Warrants and Warrant Shares Securities may only be disposed of in compliance with state and federal securities laws. In connection with any transfer of the Shares and Warrant Shares Securities other than pursuant to an effective registration statement, to the Company, to an Affiliate of an Investor or in connection with a pledge as contemplated in Section 4.1(b), the Company may require the transferor thereof to provide to the Company an opinion of counsel selected by the transferortransferor and reasonably satisfactory to the Company, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that such transfer does not require registration of such transferred Shares Securities under the Securities Act.
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Other Agreements of the Parties. 4.1. Section 4.1 (a) Shares, Warrants and Warrant Shares Securities may only be disposed of in compliance with state and federal securities laws. In connection with any transfer of the Shares and Warrant Shares Securities other than pursuant to an effective registration statement, to the Company, to an Affiliate of an Investor or in connection with a pledge as contemplated in Section 4.1(b), the Company may require the transferor thereof to provide to the Company an opinion of counsel selected by the transferor, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that such transfer does not require registration of such transferred Shares Securities under the Securities Act.
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