Other Agreements of the Parties. 4.1. (a) Securities may only be disposed of in compliance with state and federal securities laws. In connection with any transfer of the Securities other than pursuant to an effective registration statement, to the Borrower, to an Affiliate of the Lender or in connection with a pledge as contemplated in Section 4.1(b), the Borrower may require the transferor thereof to provide to the Borrower an opinion of counsel selected by the transferor, the form and substance of which opinion shall be reasonably satisfactory to the Borrower, to the effect that such transfer does not require registration of such transferred Securities under the Securities Act.
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Samples: Loan and Securities Purchase Agreement (Aerogen Inc), Loan and Securities Purchase Agreement (Aerogen Inc)
Other Agreements of the Parties. 4.1. (a) Securities Shares, Warrants and Warrant Shares may only be disposed of in compliance with state and federal securities laws. In connection with any transfer of the Securities Shares and Warrant Shares other than pursuant to an effective registration statement, to the BorrowerCompany, to an Affiliate of the Lender an Investor or in connection with a pledge as contemplated in Section 4.1(b), the Borrower Company may require the transferor thereof to provide to the Borrower Company an opinion of counsel selected by the transferor, the form and substance of which opinion shall be reasonably satisfactory to the BorrowerCompany, to the effect that such transfer does not require registration of such transferred Securities Shares under the Securities Act.
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Samples: Securities Purchase Agreement (Sinohub, Inc.), Securities Purchase Agreement (Sinohub, Inc.)
Other Agreements of the Parties. 4.1. (a) Securities may only be disposed of in compliance with state and federal securities laws. In connection with any transfer of the Securities other than pursuant to an effective registration statement, to the BorrowerCompany, to an Affiliate of the Lender an Investor or in connection with a pledge as contemplated in Section 4.1(b), the Borrower Company may require the transferor thereof to provide to the Borrower Company an opinion of counsel selected by the transferortransferor and reasonably satisfactory to the Company, the form and substance of which opinion shall be reasonably satisfactory to the BorrowerCompany, to the effect that such transfer does not require registration of such transferred Securities under the Securities Act.
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Other Agreements of the Parties. 4.1. (a) Securities may only be disposed of in compliance with state and federal securities laws. In connection with any transfer of the Securities other than pursuant to an effective registration statement, to the BorrowerGRC, to an Affiliate of the Lender an Investor or in connection with a pledge as contemplated in Section 4.1(b), the Borrower Company may require the transferor thereof to provide to the Borrower GRC an opinion of counsel selected by the transferor, the form and substance of which opinion shall be reasonably satisfactory to the BorrowerCompany, to the effect that such transfer does not require registration of such transferred Securities under the Securities Act.
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Samples: Securities Purchase Agreement (China Biologic Products, Inc.)
Other Agreements of the Parties. 4.1. 4.1 TRANSFER RESTRICTIONS (a) Securities may only be disposed of in compliance with state and federal securities laws. In connection with any transfer of the Securities other than pursuant to an effective registration statement, to the BorrowerCompany, to an Affiliate of the Lender a Purchaser or in connection with a pledge as contemplated in Section 4.1(b), the Borrower Company may require the transferor thereof to provide to the Borrower an Company a written opinion of counsel selected by the transferor, the form and substance of which opinion shall be reasonably satisfactory to the BorrowerCompany, to the effect that such transfer does not require registration of such transferred Securities under the Securities Act.
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Samples: Securities Purchase Agreement (American Science & Engineering Inc)
Other Agreements of the Parties. 4.1. 4.1 (a) Securities may only be disposed of in compliance with state and federal securities laws. In connection with any transfer of the Securities other than pursuant to an effective registration statement, to the BorrowerCompany, to an Affiliate of the Lender a Purchaser or in connection with a pledge as contemplated in Section 4.1(b), the Borrower Company may require the transferor thereof to provide to the Borrower Company an opinion of counsel selected by the transferortransferor and reasonably acceptable to the Company, the form and substance of which opinion shall be reasonably satisfactory to the BorrowerCompany, to the effect that such transfer does not require registration of such transferred Securities under the Securities Act.
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Samples: Securities Purchase Agreement (Shumate Industries Inc)
Other Agreements of the Parties. 4.1. Section 4.1 (a) Securities may only be disposed of in compliance with state and federal securities laws. In connection with any transfer of the Securities other than pursuant to an effective registration statement, to the BorrowerCompany, to an Affiliate of the Lender an Investor or in connection with a pledge as contemplated in Section 4.1(b), the Borrower Company may require the transferor thereof to provide to the Borrower Company an opinion of counsel selected by the transferor, the form and substance of which opinion shall be reasonably satisfactory to the BorrowerCompany, to the effect that such transfer does not require registration of such transferred Securities under the Securities Act.
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Other Agreements of the Parties. 4.1. (a) 1The Securities may only be disposed of in compliance with state and federal securities laws. In connection with any transfer of the Securities other than pursuant to an effective registration statement, to the BorrowerCompany, to an Affiliate of the Lender an Investor or in connection with a pledge as contemplated in Section 4.1(b), the Borrower Company may require the transferor thereof to provide to the Borrower Company an opinion of counsel selected by the transferortransferor and reasonably acceptable to the Company, the form and substance of which opinion shall be reasonably satisfactory to the BorrowerCompany, to the effect that such transfer does not require registration of such transferred Securities under the Securities Act.
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Other Agreements of the Parties. 4.1. (a) Securities may only be disposed of in compliance with state and federal securities lawslaws and the Transaction Documents. In connection with any transfer of the Securities other than pursuant to an effective registration statement, to the BorrowerCompany, to an Affiliate of the Lender an Investor or in connection with a pledge as contemplated in Section 4.1(b), the Borrower Company may require the transferor thereof to provide to the Borrower Company an opinion of counsel selected by the transferor, the form and substance of which opinion shall be reasonably satisfactory to the BorrowerCompany, to the effect that such transfer does not require registration of such transferred Securities under the Securities Act.
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Samples: Securities Purchase Agreement (Sona Mobile Holdings Corp)