Other Broker-Dealers. ACC in its discretion may enter into agreements to sell Shares to such registered and qualified retail dealers, as reasonably requested by the Trust/IC and or the RIA. In making agreements with such dealers, ACC shall act only as principal and not as agent for the Trust/IC. The form of any such dealer agreement shall be mutually agreed upon and approved by the Trust/IC and/or RIA and ACC.
Appears in 36 contracts
Samples: Agreement, Distribution Agreement (PFS Funds), Distribution Agreement (WP Trust)
Other Broker-Dealers. ACC in its discretion may enter into agreements to sell Shares to such registered and qualified retail dealers, as reasonably requested by the Trust/IC and or the RIA. In making agreements with such dealers, ACC shall act only as principal and not as agent for the Trust/IC. The form of any such dealer agreement shall be mutually agreed upon and approved by the Trust/IC and/or RIA Trust and ACC.
Appears in 3 contracts
Samples: Distribution Agreement (Clark Fork Trust), Distribution Agreement (Avondale Funds), Distribution Agreement (Clark Fork Trust)
Other Broker-Dealers. ACC in its discretion may enter into agreements to sell Shares to such registered and qualified retail dealers, as reasonably requested by the Trust/IC and or and/or the RIA. In making agreements with such dealers, ACC shall act only as principal and not as agent for the Trust/IC. The form of any such dealer agreement shall be mutually agreed upon and approved by the Trust/IC and/or RIA and ACC.
Appears in 3 contracts
Samples: Tri Party Agreement for Distribution Services (Ranger Funds Investment Trust), Tri Party Agreement for Distribution Services (Ranger Funds Investment Trust), Tri Party Agreement for Distribution Services (Ranger Funds Investment Trust)
Other Broker-Dealers. ACC in its discretion may enter into agreements to sell Shares to such registered and qualified retail dealers, as reasonably requested by the Trust/IC and or Trust and/or the RIA. In making agreements with such dealers, ACC shall act only as principal agent and not as agent principal for the Trust/IC. The form of any such dealer agreement shall be mutually agreed upon and approved by the Trust/IC Trust and/or RIA and ACC.
Appears in 2 contracts
Samples: Tri Party Agreement for Distribution Services (Conestoga Funds), Distribution Services Agreement (Endurance Series Trust)
Other Broker-Dealers. ACC in its discretion may enter into agreements to sell Shares to such registered and qualified qualified. retail dealers, as reasonably requested by the Trust/IC and or the RIA. In making agreements with such dealers, ACC shall act only as principal and not as agent for the Trust/IC. The form of any such dealer agreement shall be mutually agreed upon and approved by the Trust/IC and/or RIA and ACC.
Appears in 1 contract
Samples: Tri Party Agreement for Distribution Services (Ancora Trust)
Other Broker-Dealers. ACC in its discretion may enter into agreements to sell Shares to such registered and qualified retail dealers, as reasonably requested by the TrustTrusts/IC and or the RIA. In making agreements with such dealers, ACC shall act only as principal and not as agent for the TrustTrusts/IC. The form of any such dealer agreement shall be mutually agreed upon and approved by the TrustTrusts/IC and/or RIA and ACC.
Appears in 1 contract
Samples: Tri Party Agreement for Distribution Services (TCG Financial Series Trust X)
Other Broker-Dealers. ACC in its discretion may enter into agreements to sell Shares to such registered and qualified retail dealers, as reasonably requested by the Trust/IC Fund and or the RIA. In making agreements with such dealers, ACC shall act only as principal and not as agent for the Trust/ICFund. The form of any such dealer agreement shall be mutually agreed upon and approved by the Trust/IC Fund and/or RIA and ACC.
Appears in 1 contract
Samples: Tri Party Agreement for Distribution Services (Mp63 Fund Inc)
Other Broker-Dealers. ACC in its discretion may enter into agreements to sell Shares to such registered and qualified retail dealers, as reasonably requested by the Trust/IC Trust and or the RIA. In making agreements with such dealers, ACC shall act only as principal agent and not as agent principal for the Trust/IC. The form of any such dealer agreement shall be mutually agreed upon and approved by the Trust/IC Trust and/or RIA and ACC.
Appears in 1 contract
Samples: Tri Party Agreement for Distribution Services (Conestoga Funds)
Other Broker-Dealers. ACC in its discretion may enter into agreements to sell Shares to such registered and qualified retail dealers, as reasonably requested by the Trust/IC and or the RIAIC. In making agreements with such dealers, ACC shall act only as principal and not as agent for the Trust/Trust/ IC. The form of any such dealer agreement shall be mutually agreed upon and approved by the Trust/IC and/or RIA and ACC.
Appears in 1 contract
Samples: Agreement for Distribution Services (Monteagle Funds)
