Other Broker-Dealers. ACC in its discretion may enter into agreements to sell Shares to such registered and qualified retail dealers, as reasonably requested by the Trust/IC and or the RIA. In making agreements with such dealers, ACC shall act only as principal and not as agent for the Trust/IC. The form of any such dealer agreement shall be mutually agreed upon and approved by the Trust/IC and/or RIA and ACC.
Appears in 36 contracts
Samples: Tri Party Agreement for Distribution Services, Distribution Agreement (PFS Funds), Distribution Agreement (WP Trust)
Other Broker-Dealers. ACC in its discretion may enter into agreements to sell Shares to such registered and qualified retail dealers, as reasonably requested by the Trust/IC and or and/or the RIA. In making agreements with such dealers, ACC shall act only as principal and not as agent for the Trust/IC. The form of any such dealer agreement shall be mutually agreed upon and approved by the Trust/IC and/or RIA and ACC.
Appears in 3 contracts
Samples: Distribution Agreement (Ranger Funds Investment Trust), Distribution Agreement (Ranger Funds Investment Trust), Distribution Agreement (Ranger Funds Investment Trust)
Other Broker-Dealers. ACC in its discretion may enter into agreements to sell Shares to such registered and qualified retail dealers, as reasonably requested by the Trust/IC and or the RIA. In making agreements with such dealers, ACC shall act only as principal and not as agent for the Trust/IC. The form of any such dealer agreement shall be mutually agreed upon and approved by the Trust/IC and/or RIA Trust and ACC.
Appears in 3 contracts
Samples: Distribution Agreement (Clark Fork Trust), Distribution Agreement (Avondale Funds), Distribution Agreement (Clark Fork Trust)
Other Broker-Dealers. ACC in its discretion may enter into agreements to sell Shares to such registered and qualified retail dealers, as reasonably requested by the Trust/IC and or Trust and/or the RIA. In making agreements with such dealers, ACC shall act only as principal agent and not as agent principal for the Trust/IC. The form of any such dealer agreement shall be mutually agreed upon and approved by the Trust/IC Trust and/or RIA and ACC.
Appears in 2 contracts
Samples: Distribution Agreement (Conestoga Funds), Distribution Agreement (Endurance Series Trust)
Other Broker-Dealers. ACC in its discretion may enter into agreements to sell Shares to such registered and qualified retail dealers, as reasonably requested by the Trust/IC Fund and or the RIA. In making agreements with such dealers, ACC shall act only as principal and not as agent for the Trust/ICFund. The form of any such dealer agreement shall be mutually agreed upon and approved by the Trust/IC Fund and/or RIA and ACC.
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Other Broker-Dealers. ACC in its discretion may enter into agreements to sell Shares to such registered and qualified retail dealers, as reasonably requested by the TrustTrusts/IC and or the RIA. In making agreements with such dealers, ACC shall act only as principal and not as agent for the TrustTrusts/IC. The form of any such dealer agreement shall be mutually agreed upon and approved by the TrustTrusts/IC and/or RIA and ACC.
Appears in 1 contract
Samples: Distribution Agreement (TCG Financial Series Trust X)
Other Broker-Dealers. ACC in its discretion may enter into agreements to sell Shares to such registered and qualified retail dealers, as reasonably requested by the Trust/IC Trust and or the RIA. In making agreements with such dealers, ACC shall act only as principal agent and not as agent principal for the Trust/IC. The form of any such dealer agreement shall be mutually agreed upon and approved by the Trust/IC Trust and/or RIA and ACC.
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Other Broker-Dealers. ACC in its discretion may enter into agreements to sell Shares to such registered and qualified qualified. retail dealers, as reasonably requested by the Trust/IC and or the RIA. In making agreements with such dealers, ACC shall act only as principal and not as agent for the Trust/IC. The form of any such dealer agreement shall be mutually agreed upon and approved by the Trust/IC and/or RIA and ACC.
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Other Broker-Dealers. ACC in its discretion may enter into agreements to sell Shares to such registered and qualified retail dealers, as reasonably requested by the Trust/IC and or the RIAIC. In making agreements with such dealers, ACC shall act only as principal and not as agent for the Trust/Trust/ IC. The form of any such dealer agreement shall be mutually agreed upon and approved by the Trust/IC and/or RIA and ACC.
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