Other Clearing Agreements. During the term of this Agreement, Broker shall not enter into any other similar agreement or obtain the services contemplated by this Agreement from any other party (other than Broker’s existing arrangements with Pershing, LLC and National Financial Services LLC) or supply the services contemplated by the Agreement without prior written consent of First Clearing.
Appears in 2 contracts
Samples: www.sec.gov, Disclosed Clearing Agreement (Summit Financial Services Group Inc)
Other Clearing Agreements. During the term of this Agreement, Broker shall not enter into any other similar agreement or obtain the services contemplated by this Agreement from any other party (other than Broker’s existing arrangements with Pershing, LLC and National Financial Services LLC) or supply the services contemplated by the Agreement without prior written consent of First ClearingPershing.
Appears in 2 contracts
Samples: Clearing Agreement (American Portfolios Holdings Inc), Clearing Agreement (American Portfolios Holdings Inc)
Other Clearing Agreements. During the term of this Agreement, Broker ------------------------- shall not enter into any other similar agreement or obtain the services contemplated by this Agreement from any other party (other than Broker’s existing arrangements with Pershing, LLC and National Financial Services LLC) or supply the services contemplated by the Agreement without prior written consent of First ClearingPershing.
Appears in 1 contract
Samples: Disclosed Clearing Agreement (Ziegler Companies Inc)
Other Clearing Agreements. During the term of this Agreement, Broker shall not enter into any other similar agreement or obtain the services contemplated by this Agreement from any other party (other than Broker’s existing arrangements with Pershing, LLC and National Financial Services LLC) or supply the services contemplated by the Agreement without prior written consent of First ClearingPershing. Broker shall have the right to enter into clearing agreements to clear non-securities products upon notice to Pershing.
Appears in 1 contract
Samples: Disclosed Clearing Agreement (International Assets Holding Corp)
