Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 849 contracts
Samples: Securities Purchase Agreement (Momentus Inc.), Placement Agent Agreement (Cyngn Inc.), Securities Purchase Agreement (Cyngn Inc.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 317 contracts
Samples: Securities Purchase Agreement (Marpai, Inc.), Securities Purchase Agreement (MAIA Biotechnology, Inc.), Securities Purchase Agreement (U-Bx Technology Ltd.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person Person (other than any Issuer Covered Personthe Placement Agent) that has been or will be paid (directly or indirectly) remuneration for solicitation of Buyers or potential purchasers in connection with the sale of any Regulation D Securities.
Appears in 144 contracts
Samples: Securities Purchase Agreement (Top KingWin LTD), Securities Purchase Agreement (N2OFF, Inc.), Securities Purchase Agreement (Scorpius Holdings, Inc.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Regulation D Securities.
Appears in 99 contracts
Samples: Loan Agreement (Momentus Inc.), Loan Agreement (Gold Flora Corp.), Securities Purchase Agreement (Advent Technologies Holdings, Inc.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Company Covered PersonPerson or Underwriter) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 86 contracts
Samples: Underwriting Agreement (GSR III Acquisition Corp.), Underwriting Agreement (GSR III Acquisition Corp.), Underwriting Agreement (Launch Two Acquisition Corp.)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Regulation D Securities.
Appears in 41 contracts
Samples: Securities Purchase Agreement (Golden Minerals Co), Securities Purchase Agreement (Golden Minerals Co), Securities Purchase Agreement (American Resources Corp)
Other Covered Persons. Other than the Placement AgentAgents, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 35 contracts
Samples: Securities Purchase Agreement (Benitec Biopharma Inc.), Securities Purchase Agreement (Coya Therapeutics, Inc.), Securities Purchase Agreement (Intuitive Machines, Inc.)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 32 contracts
Samples: Securities Purchase Agreement (Flora Growth Corp.), Securities Purchase Agreement (Inspire Veterinary Partners, Inc.), Securities Purchase Agreement (Techprecision Corp)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any SecuritiesShares.
Appears in 28 contracts
Samples: Securities Purchase Agreement (Monopar Therapeutics), Securities Purchase Agreement (Applied Digital Corp.), Securities Purchase Agreement (Allarity Therapeutics, Inc.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any SecuritiesShares.
Appears in 21 contracts
Samples: Securities Purchase Agreement (SANUWAVE Health, Inc.), Securities Purchase Agreement (Eterna Therapeutics Inc.), Securities Purchase Agreement (Rallybio Corp)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered PersonPerson or the Placement Agent) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Regulation D Securities.
Appears in 20 contracts
Samples: Securities Purchase Agreement (CISO Global, Inc.), Securities Purchase Agreement (Celularity Inc), Securities Purchase Agreement (Adven Inc.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person Person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 10 contracts
Samples: Securities Purchase Agreement (Safety Shot, Inc.), Securities Purchase Agreement (Safety Shot, Inc.), Securities Purchase Agreement (Safety Shot, Inc.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person Person (other than any Issuer Covered Personthe Placement Agent) that has been or will be paid (directly or indirectly) remuneration for solicitation of Buyers or potential purchasers in connection with the sale of any Securities.
Appears in 10 contracts
Samples: Securities Purchase Agreement (SCWorx Corp.), Securities Purchase Agreement (Eyenovia, Inc.), Securities Purchase Agreement (Ener-Core, Inc.)
Other Covered Persons. Other than the Placement AgentFinancial Advisor, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 9 contracts
Samples: Securities Purchase Agreement (Greenwave Technology Solutions, Inc.), Securities Purchase Agreement (Greenwave Technology Solutions, Inc.), Securities Purchase Agreement (Singing Machine Co Inc)
Other Covered Persons. Other than the Placement AgentAgents, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 9 contracts
Samples: Securities Purchase Agreement (Neurogene Inc.), Securities Purchase Agreement (Perma Fix Environmental Services Inc), Securities Purchase Agreement (Biolase, Inc)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers the Purchasers in connection with the sale of any Securities. (oo) Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Shares or Warrants by the Company to the Purchasers as contemplated hereby.
Appears in 8 contracts
Samples: Securities Purchase Agreement (G Medical Innovations Holdings Ltd.), Securities Purchase Agreement (G Medical Innovations Holdings Ltd.), Securities Purchase Agreement (Creative Realities, Inc.)
Other Covered Persons. Other than the Placement Agentplacement agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Creatd, Inc.), Securities Purchase Agreement (Creatd, Inc.), Securities Purchase Agreement (Creatd, Inc.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person Person (other than any Issuer Covered Personthe Placement Agent) that has been or will be paid (directly or indirectly) remuneration for solicitation of Purchasers or potential purchasers in connection with the sale of any the Securities.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Precipio, Inc.), Securities Purchase Agreement (Precipio, Inc.), Securities Purchase Agreement (Transgenomic Inc)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any the Securities.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Marathon Patent Group, Inc.), Securities Purchase Agreement (Eyegate Pharmaceuticals Inc), Securities Purchase Agreement (Northwest Biotherapeutics Inc)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securitiesthe Notes.
Appears in 5 contracts
Samples: Placement Agency Agreement (Air Industries Group), Placement Agency Agreement (Air Industries Group), Placement Agency Agreement (Air Industries Group)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any SecuritiesRegulation D Shares.
Appears in 5 contracts
Samples: Share Purchase Agreement (NovaBay Pharmaceuticals, Inc.), Share Purchase Agreement (NovaBay Pharmaceuticals, Inc.), Share Purchase Agreement (NovaBay Pharmaceuticals, Inc.)
Other Covered Persons. Other than the Placement AgentAgent and The Benchmark Company, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Sg Blocks, Inc.), Securities Purchase Agreement (Presidio Property Trust, Inc.), Securities Purchase Agreement (Cinedigm Corp.)
Other Covered Persons. Other than the Placement Agent], the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 5 contracts
Samples: Securities Purchase Agreement (theMaven, Inc.), Securities Purchase Agreement (Polar Power, Inc.), Securities Purchase Agreement (theMaven, Inc.)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any the Securities.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Genius Brands International, Inc.), Securities Purchase Agreement (Real Goods Solar, Inc.), Securities Purchase Agreement (Histogenics Corp)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person Person (other than any Issuer Covered Personthe Placement Agent or as described on Schedule 3(g)) that has been or will be paid (directly or indirectly) remuneration for solicitation of Buyers or potential purchasers in connection with the sale of any Regulation D Securities.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Helios & Matheson Analytics Inc.), Securities Purchase Agreement (Helios & Matheson Analytics Inc.), Securities Purchase Agreement (Helios & Matheson Analytics Inc.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person Person (other than any Issuer Covered PersonSelling Agent) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers Investors or potential Investors in connection with the sale of any of the 506 Securities.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Prometheum, Inc.), Common Stock Purchase Agreement (Modular Medical, Inc.), Common Stock Purchase Agreement (Modular Medical, Inc.)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.. (rr)
Appears in 4 contracts
Samples: Securities Purchase Agreement (Eledon Pharmaceuticals, Inc.), Securities Purchase Agreement (Kineta, Inc./De), Securities Purchase Agreement (Eledon Pharmaceuticals, Inc.)
Other Covered Persons. Other than the Placement Agent, the Company It is not aware of any person (other than any Issuer Covered Person or Placement Agent Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 4 contracts
Samples: Private Placement Engagement Agreement (Miramar Labs, Inc.), Placement Agent Agreement (ViewRay, Inc.), Private Placement Engagement Agreement (Miramar Labs, Inc.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered PersonPerson and the Placement Agent) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Inpixon), Convertible Note Purchase Agreement (Logiq, Inc.), Securities Purchase Agreement (GreenBox POS)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person Person (other than any Issuer Covered Personthe Placement Agent) that has been or will be paid (directly or indirectly) remuneration for solicitation on behalf of the Company of Buyers or potential purchasers in connection with the sale of any Regulation D Securities.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Grove, Inc.), Securities Purchase Agreement (PAVmed Inc.), Securities Purchase Agreement (PAVmed Inc.)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any the person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Vision Marine Technologies Inc.), Securities Purchase Agreement (Vision Marine Technologies Inc.), Securities Purchase Agreement (Vision Marine Technologies Inc.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securitiesthe Common Stock.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Berkshire Hills Bancorp Inc), Securities Purchase Agreement (Wesbanco Inc), Securities Purchase Agreement (Firstsun Capital Bancorp)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person Person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers the Purchasers in connection with the sale of any Securities.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Inhibikase Therapeutics, Inc.), Securities Purchase Agreement (Inhibikase Therapeutics, Inc.), Securities Purchase Agreement (Inhibikase Therapeutics, Inc.)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person Person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Vicinity Motor Corp), Securities Purchase Agreement (Almaden Minerals LTD), Securities Purchase Agreement (Emmaus Life Sciences, Inc.)
Other Covered Persons. Other Except as set forth on Schedule 3.2(qq), other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Tenax Therapeutics, Inc.), Securities Purchase Agreement (Tenax Therapeutics, Inc.), Securities Purchase Agreement (Tenax Therapeutics, Inc.)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any SecuritiesShares.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Summit Wireless Technologies, Inc.), Securities Purchase Agreement (Cocrystal Pharma, Inc.), Securities Purchase Agreement (Cocrystal Pharma, Inc.)
Other Covered Persons. Other than the Placement AgentAgent (and any other agents with which the Placement Agent may have any arrangements), the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Synthesis Energy Systems Inc), Securities Purchase and Exchange Agreement (Synthesis Energy Systems Inc), Securities Purchase Agreement (Synthesis Energy Systems Inc)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.. (tt)
Appears in 3 contracts
Samples: Securities Purchase Agreement (Bionano Genomics, Inc.), Securities Purchase Agreement (Interactive Strength, Inc.), Securities Purchase Agreement (ASLAN Pharmaceuticals LTD)
Other Covered Persons. Other than the Placement AgentAgents, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any SecuritiesShares.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Crinetics Pharmaceuticals, Inc.), Securities Purchase Agreement (MeiraGTx Holdings PLC), Securities Purchase Agreement (MeiraGTx Holdings PLC)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person Person (other than any Issuer Covered Personthe Placement Agent) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers the Investor in connection with the sale of any the Exchange Securities.
Appears in 3 contracts
Samples: Exchange Agreement (ShiftPixy, Inc.), Amendment and Exchange Agreement (ShiftPixy, Inc.), Amendment and Exchange Agreement (ShiftPixy, Inc.)
Other Covered Persons. Other than the Placement AgentAgents, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers Participants in connection with the sale of any Securities.
Appears in 2 contracts
Samples: Subscription Agreement (SteadyMed Ltd.), Subscription Agreement (SteadyMed Ltd.)
Other Covered Persons. Other than the Co-Placement AgentAgents, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Rosetta Genomics Ltd.), Securities Purchase Agreement (Rosetta Genomics Ltd.)
Other Covered Persons. Other than each of the Placement AgentAgents, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any SecuritiesShares or Warrants.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Adverum Biotechnologies, Inc.), Securities Purchase Agreement (Harpoon Therapeutics, Inc.)
Other Covered Persons. Other than To the Placement Agent, knowledge of the Company there is not aware of any person no Person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers the Purchaser in connection with the sale of any Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (KBL Merger Corp. Iv), Securities Purchase Agreement (KBL Merger Corp. Iv)
Other Covered Persons. Other than the Placement Agent, the (e) . The Company is not aware of any person Person (other than any Issuer Covered Personthe Placement Agent) that has been or will be paid (directly or indirectly) remuneration for solicitation of Buyers or potential purchasers in connection with the sale of any Regulation D Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Alpha Cognition Inc.), Securities Purchase Agreement (Alpha Cognition Inc.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered Person) Person that has been or will be paid (directly or indirectly) remuneration for solicitation of Collateral Agent or any Holder or potential purchasers in connection with the sale of any the Securities.
Appears in 2 contracts
Samples: Note and Warrant Purchase Agreement (Odyssey Marine Exploration Inc), Note and Warrant Purchase Agreement (Odyssey Marine Exploration Inc)
Other Covered Persons. Other Except as disclosed in SEC Reports, other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Checkpoint Therapeutics, Inc.), Securities Purchase Agreement (Checkpoint Therapeutics, Inc.)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any SecuritiesInstruments.
Appears in 2 contracts
Samples: Purchase Agreement (Sadot Group Inc.), Purchase Agreement (SOBR Safe, Inc.)
Other Covered Persons. Other than the Placement AgentAgent and the U.S. Agents, the Company is not aware of any person (other than any Issuer Covered Person) Person that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 2 contracts
Samples: Agency Agreement (IM Cannabis Corp.), Agency Agreement
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) Person that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Offered Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Genetic Technologies LTD), Securities Purchase Agreement (Genetic Technologies LTD)
Other Covered Persons. Other than the Placement Agentintroducing broker / financial advisor, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (BioSig Technologies, Inc.), Securities Purchase Agreement (BioSig Technologies, Inc.)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any the Securities.
Appears in 2 contracts
Samples: Placement Agency Agreement (MultiSensor AI Holdings, Inc.), Placement Agency Agreement (Aytu Bioscience, Inc)
Other Covered Persons. Other than Kingswood Capital Markets, as placement agent for the Placement AgentCompany, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any SecuritiesCommon Stock.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Taronis Fuels, Inc.), Common Stock Purchase Agreement (Taronis Fuels, Inc.)
Other Covered Persons. Other than the Co-Placement AgentAgents, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any the Securities.
Appears in 2 contracts
Samples: Co Placement Agency Agreement (Soliton, Inc.), Co Placement Agency Agreement (Soliton, Inc.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers Purchaser in connection with the sale of any Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (theMaven, Inc.), Securities Purchase Agreement (Neuralstem, Inc.)
Other Covered Persons. Other than the Placement AgentAgent and a fee that may be payable in connection with purchases by certain parties referenced in the Placement Agent Agreement, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.. (nn)
Appears in 2 contracts
Samples: Securities Purchase Agreement (Aptevo Therapeutics Inc.), Securities Purchase Agreement (Aptevo Therapeutics Inc.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.. (rr)
Appears in 2 contracts
Samples: Securities Purchase Agreement (Comera Life Sciences Holdings, Inc.), Securities Purchase Agreement (Comera Life Sciences Holdings, Inc.)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person Person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Regulation D Securities. The Company will not pay any of its officers, directors or employees any special compensation in connection with the transactions contemplated by the Transaction Documents.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Rosetta Genomics Ltd.), Securities Purchase Agreement (Rosetta Genomics Ltd.)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.. (qq)
Appears in 2 contracts
Samples: Securities Purchase Agreement (Arcadia Biosciences, Inc.), Securities Purchase Agreement (China Natural Resources Inc)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person Person (other than any Issuer Covered Personthe Placement Agent) that has been or will be paid (directly or indirectly) remuneration for solicitation of Buyers or potential purchasers in connection with the sale of any the Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Digital Health Acquisition Corp.), Securities Purchase Agreement (Digital Health Acquisition Corp.)
Other Covered Persons. Other than the Placement AgentFinancial Advisor, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any SecuritiesShares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Presto Automation Inc.), Securities Purchase Agreement (Akerna Corp.)
Other Covered Persons. Other than the Placement Agent, Agents and the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any SecuritiesShares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (INVO Bioscience, Inc.), Securities Purchase Agreement (Lixte Biotechnology Holdings, Inc.)
Other Covered Persons. Other than the Placement AgentA.G.P., the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (LiveXLive Media, Inc.), Securities Purchase Agreement (Obalon Therapeutics Inc)
Other Covered Persons. Other than the Placement AgentAgent and as disclosed on Schedule 3.1(ss), the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (iSpecimen Inc.), Securities Purchase Agreement (Context Therapeutics Inc.)
Other Covered Persons. Other than the Placement Agent, the (e). The Company is not aware of any person Person (other than any Issuer Covered Personthe Placement Agent) that has been or will be paid (directly or indirectly) remuneration for solicitation of Buyers or potential purchasers in connection with the sale of any Regulation D Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Aclarion, Inc.), Securities Purchase Agreement (Cannabics Pharmaceuticals Inc.)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any SecuritiesNotes and Warrants.
Appears in 2 contracts
Samples: Securities Purchase and Exchange Agreement (Volcon, Inc.), Securities Purchase and Exchange Agreement (Volcon, Inc.)
Other Covered Persons. Other than the Placement AgentAgents, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any SecuritiesShares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Upexi, Inc.), Securities Purchase Agreement (Viveve Medical, Inc.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered Person, if applicable) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any SecuritiesShares.
Appears in 2 contracts
Samples: Share Purchase Agreement (Wearable Devices Ltd.), Share Purchase Agreement (Wearable Devices Ltd.)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities..
Appears in 1 contract
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities. (qq) Reserved.
Appears in 1 contract
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any SecuritiesPreferred Stock or Warrants.
Appears in 1 contract
Samples: Securities Purchase Agreement (Harpoon Therapeutics, Inc.)
Other Covered Persons. Other than the Placement AgentFinancial Advisor, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers Purchaser in connection with the sale of any SecuritiesShares.
Appears in 1 contract
Samples: Securities Purchase Agreement (Synthetic Biologics, Inc.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers Buyer in connection with the sale of any Securities.
Appears in 1 contract
Samples: Securities Purchase Agreement (China Finance Online Co. LTD)
Other Covered Persons. Other than the Placement AgentAgent (including its employees and other personnel), the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 1 contract
Samples: Securities Purchase Agreement (Superconductor Technologies Inc)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection connections with the sale of any Securities.
Appears in 1 contract
Samples: Securities Purchase Agreement (American International Holdings Corp.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.. (ss)
Appears in 1 contract
Other Covered Persons. Other than the Placement AgentAgent or as set forth on Schedule 3.1(rr), the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Regulation D Securities.
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Other Covered Persons. Other than the Placement AgentAgent and as disclosed in Schedule 3.1(ss), the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any SecuritiesShares.
Appears in 1 contract
Samples: Securities Purchase Agreement (Second Sight Medical Products Inc)
Other Covered Persons. Other than the Placement AgentAgent and Gunnar, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any SecuritiesCommon Stock.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Taronis Fuels, Inc.)
Other Covered Persons. [Other than the Placement Agent], the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
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Other Covered Persons. Other than the H.X. Xxxxxxxxxx & Co., LLC (the “Placement Agent”), the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 1 contract
Samples: Securities Purchase Agreement (Windtree Therapeutics Inc /De/)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any SecuritiesShares pursuant to Rule 506.
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Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person Person (other than any Issuer Covered Personthe Agent) that has been or will be paid (directly or indirectly) remuneration for solicitation of Buyers or potential purchasers in connection with the sale of any SecuritiesCommon Shares.
Appears in 1 contract
Samples: Stock Purchase Agreement (Midwest Energy Emissions Corp.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers Purchaser in connection connections with the sale of any Securities.
Appears in 1 contract
Samples: Securities Purchase Agreement (American International Holdings Corp.)
Other Covered Persons. Other than the Placement AgentAgents, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.. (rr)
Appears in 1 contract
Samples: Securities Purchase Agreement (Achieve Life Sciences, Inc.)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities..
Appears in 1 contract
Samples: Securities Purchase Agreement (NRX Pharmaceuticals, Inc.)
Other Covered Persons. Other than the Placement AgentAgent and any Person to whom the Placement Agent may pay remuneration, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
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Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.. (ss)
Appears in 1 contract
Samples: Securities Purchase Agreement (Virax Biolabs Group LTD)
Other Covered Persons. Other than the Placement Agentplacement agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any SecuritiesRegulation D Securities pursuant to this offering.
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Other Covered Persons. Other than the Placement AgentAgents, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any the Securities.
Appears in 1 contract
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any SecuritiesSecurities pursuant to Rule 506.
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Other Covered Persons. Other than the Placement AgentIntroducing Broker, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 1 contract
Samples: Securities Purchase Agreement (Odyssey Health, Inc.)
Other Covered Persons. Other Except as previously disclosed to the Lead Placement Agent, other than the Co-Placement AgentAgents, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 1 contract
Samples: Co Placement Agency Agreement (Rosetta Genomics Ltd.)
Other Covered Persons. Other than the Placement Agentas set forth herein, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
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Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person Person (other than the Placement Agent and it agents, if applicable, and any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Regulation D Securities.
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Other Covered Persons. Other than the Placement AgentAgent or sub-placement agents thereof, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Regulation D Securities.
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Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person Person (other than any Issuer Covered PersonPerson or the Placement Agent) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Regulation D Securities, as applicable.
Appears in 1 contract
Samples: Note Purchase Agreement (Alternus Clean Energy, Inc.)
Other Covered Persons. Other than the Placement AgentAgents, the Company is not aware of any person Person (other than any Issuer Company Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securitiesthe Securities pursuant to this Agreement.
Appears in 1 contract
Samples: Securities Purchase Agreement (Lion Biotechnologies, Inc.)
Other Covered Persons. Other than the Placement AgentAgent(s), the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 1 contract
Samples: Securities Purchase Agreement (Replimune Group, Inc.)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities. (oo) Shareholder Rights Plan. Company does not have in effect any shareholder rights plan, “poison pill,” or similar plan or arrangement.
Appears in 1 contract
Samples: Securities Purchase Agreement (Future FinTech Group Inc.)
