Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 793 contracts
Samples: Securities Purchase Agreement (KWESST Micro Systems Inc.), Securities Purchase Agreement (Indaptus Therapeutics, Inc.), Securities Purchase Agreement (Xtant Medical Holdings, Inc.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 297 contracts
Samples: Securities Purchase Agreement (Lion Group Holding LTD), Securities Purchase Agreement (Elevai Labs Inc.), Securities Purchase Agreement (Hepion Pharmaceuticals, Inc.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person Person (other than any Issuer Covered Personthe Placement Agent) that has been or will be paid (directly or indirectly) remuneration for solicitation of Buyers or potential purchasers in connection with the sale of any Regulation D Securities.
Appears in 132 contracts
Samples: Securities Purchase Agreement (ECD Automotive Design, Inc.), Securities Purchase Agreement (Adagio Medical Holdings, Inc.), Security Subscription Agreement (Adagio Medical Holdings, Inc.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Regulation D Securities.
Appears in 96 contracts
Samples: Securities Purchase Agreement (Advent Technologies Holdings, Inc.), Securities Purchase Agreement (Qualigen Therapeutics, Inc.), Securities Purchase Agreement (Virpax Pharmaceuticals, Inc.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Company Covered PersonPerson or Underwriter) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 83 contracts
Samples: Underwriting Agreement (Launch Two Acquisition Corp.), Underwriting Agreement (Launch One Acquisition Corp.), Underwriting Agreement (Launch One Acquisition Corp.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered Person) Person that has been or will be paid (directly or indirectly) remuneration for solicitation of Buyers or potential purchasers in connection with the sale of any Regulation D Securities.
Appears in 51 contracts
Samples: Securities Exchange Agreement (Aditxt, Inc.), Securities Purchase Agreement (Beneficient), Securities Purchase Agreement (Biotricity Inc.)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Regulation D Securities.
Appears in 41 contracts
Samples: Securities Purchase Agreement (Golden Minerals Co), Securities Purchase Agreement (Golden Minerals Co), Securities Purchase Agreement (American Resources Corp)
Other Covered Persons. Other than the Placement AgentAgents, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 35 contracts
Samples: Securities Purchase Agreement (Benitec Biopharma Inc.), Securities Purchase Agreement (Coya Therapeutics, Inc.), Securities Purchase Agreement (Intuitive Machines, Inc.)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 30 contracts
Samples: Securities Purchase Agreement (Techprecision Corp), Securities Purchase Agreement (Inspire Veterinary Partners, Inc.), Securities Purchase Agreement (1847 Holdings LLC)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any SecuritiesShares.
Appears in 25 contracts
Samples: Securities Purchase Agreement (ASP Isotopes Inc.), Securities Purchase Agreement (Guardion Health Sciences, Inc.), Securities Purchase Agreement (Duos Technologies Group, Inc.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person Person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of buyers or potential purchasers in connection with the sale of any Regulation D Securities.
Appears in 22 contracts
Samples: Note Purchase Agreement (Nexien Biopharma, Inc.), Note Purchase Agreement (Discount Print Usa, Inc.), Note Purchase Agreement (Deep Green Waste & Recycling, Inc.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any SecuritiesShares.
Appears in 19 contracts
Samples: Securities Purchase Agreement (Rallybio Corp), Share Purchase Agreement (MediWound Ltd.), Securities Purchase Agreement (Summit Therapeutics Inc.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered PersonPerson or the Placement Agent) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Regulation D Securities.
Appears in 18 contracts
Samples: Securities Purchase Agreement (Adven Inc.), Securities Purchase Agreement (1847 Holdings LLC), Securities Purchase Agreement (Vitro Biopharma, Inc.)
Other Covered Persons. Other than the Placement AgentA.G.P., the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any SecuritiesShares.
Appears in 17 contracts
Samples: Form of Securities Purchase Agreement (Inuvo, Inc.), Securities Purchase Agreement (Englobal Corp), Securities Purchase Agreement (Englobal Corp)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person Person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of Buyers or potential purchasers in connection with the sale of any Regulation D Securities.
Appears in 17 contracts
Samples: Securities Purchase Agreement, Securities Purchase Agreement (Enveric Biosciences, Inc.), Securities Purchase Agreement (GridIron BioNutrients, Inc.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person Person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers the Investor in connection with the sale of any Regulation D Securities.
Appears in 11 contracts
Samples: Ordinary Share Purchase Agreement (E-Home Household Service Holdings LTD), Common Stock Purchase Agreement (TRxADE HEALTH, INC), Ordinary Share Purchase Agreement (Powerbridge Technologies Co., Ltd.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person Person (other than any Issuer Covered Personthe Placement Agent) that has been or will be paid (directly or indirectly) remuneration for solicitation of Buyers or potential purchasers in connection with the sale of any Securities.
Appears in 10 contracts
Samples: Securities Purchase Agreement (SCWorx Corp.), Securities Purchase Agreement (Eyenovia, Inc.), Securities Purchase Agreement (Ener-Core, Inc.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Company Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 9 contracts
Samples: Underwriting Agreement (PMV Acquisition Corp.), Underwriting Agreement (Electrum Special Acquisition Corp), Underwriting Agreement (Electrum Special Acquisition Corp)
Other Covered Persons. Other than the Placement AgentA.G.P., the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 9 contracts
Samples: Securities Purchase Agreement (U.S. Gold Corp.), Securities Purchase Agreement (Verb Technology Company, Inc.), Form of Securities Purchase Agreement (Verb Technology Company, Inc.)
Other Covered Persons. Other than the Placement AgentFinancial Advisor, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 9 contracts
Samples: Securities Purchase Agreement (Greenwave Technology Solutions, Inc.), Securities Purchase Agreement (Greenwave Technology Solutions, Inc.), Securities Purchase Agreement (Singing Machine Co Inc)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers the Purchasers in connection with the sale of any Securities. (oo) Private Placement. Assuming the accuracy of the Purchasers’ representations and warranties set forth in Section 3.2, no registration under the Securities Act is required for the offer and sale of the Shares or Warrants by the Company to the Purchasers as contemplated hereby.
Appears in 8 contracts
Samples: Securities Purchase Agreement (G Medical Innovations Holdings Ltd.), Securities Purchase Agreement (G Medical Innovations Holdings Ltd.), Securities Purchase Agreement (Creative Realities, Inc.)
Other Covered Persons. Other than the Placement AgentAgents, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 8 contracts
Samples: Securities Purchase Agreement (Perma Fix Environmental Services Inc), Securities Purchase Agreement (Biolase, Inc), Securities Purchase Agreement (Biolase, Inc)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person Person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Safety Shot, Inc.), Securities Purchase Agreement (Safety Shot, Inc.), Securities Purchase Agreement (Soleno Therapeutics Inc)
Other Covered Persons. Other than the Placement Agentplacement agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Creatd, Inc.), Securities Purchase Agreement (Creatd, Inc.), Securities Purchase Agreement (Creatd, Inc.)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any the Securities.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Marathon Patent Group, Inc.), Securities Purchase Agreement (Eyegate Pharmaceuticals Inc), Securities Purchase Agreement (Northwest Biotherapeutics Inc)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person Person (other than any Issuer Covered Personthe Placement Agent) that has been or will be paid (directly or indirectly) remuneration for solicitation of Purchasers or potential purchasers in connection with the sale of any the Securities.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Precipio, Inc.), Securities Purchase Agreement (Precipio, Inc.), Securities Purchase Agreement (Transgenomic Inc)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securitiesthe Notes.
Appears in 5 contracts
Samples: Placement Agency Agreement (Air Industries Group), Placement Agency Agreement (Air Industries Group), Placement Agency Agreement (Air Industries Group)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered Person) Person that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Regulation D Securities.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Trio Petroleum Corp.), Securities Purchase Agreement (Trio Petroleum Corp.), Securities Purchase Agreement (Trio Petroleum Corp.)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any the Securities.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Genius Brands International, Inc.), Securities Purchase Agreement (Real Goods Solar, Inc.), Securities Purchase Agreement (Histogenics Corp)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any SecuritiesRegulation D Shares.
Appears in 5 contracts
Samples: Share Purchase Agreement (NovaBay Pharmaceuticals, Inc.), And Restated Share Purchase Agreement (NovaBay Pharmaceuticals, Inc.), Share Purchase Agreement (NovaBay Pharmaceuticals, Inc.)
Other Covered Persons. Other than the Placement AgentAgent and The Benchmark Company, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Sg Blocks, Inc.), Securities Purchase Agreement (Presidio Property Trust, Inc.), Securities Purchase Agreement (Cinedigm Corp.)
Other Covered Persons. Other than the Placement Agent], the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 5 contracts
Samples: Securities Purchase Agreement (theMaven, Inc.), Securities Purchase Agreement (Polar Power, Inc.), Securities Purchase Agreement (theMaven, Inc.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person Person (other than any Issuer Covered Personthe Placement Agent) that has been or will be paid (directly or indirectly) remuneration for solicitation on behalf of the Company of Buyers or potential purchasers in connection with the sale of any Regulation D Securities.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Grove, Inc.), Securities Purchase Agreement (PAVmed Inc.), Securities Purchase Agreement (PAVmed Inc.)
Other Covered Persons. Other than the Placement Agent, the Company It is not aware of any person (other than any Issuer Covered Person or Placement Agent Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 4 contracts
Samples: Miramar Labs, Inc., ViewRay, Inc., Miramar Labs, Inc.
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person Person (other than any Issuer Covered Personthe Placement Agent or as described on Schedule 3(g)) that has been or will be paid (directly or indirectly) remuneration for solicitation of Buyers or potential purchasers in connection with the sale of any Regulation D Securities.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Helios & Matheson Analytics Inc.), Securities Purchase Agreement (Helios & Matheson Analytics Inc.), Securities Purchase Agreement (Helios & Matheson Analytics Inc.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.. (rr)
Appears in 4 contracts
Samples: Securities Purchase Agreement (Alpha Teknova, Inc.), Securities Purchase Agreement (Comera Life Sciences Holdings, Inc.), Securities Purchase Agreement (Comera Life Sciences Holdings, Inc.)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person Person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers the Purchasers in connection with the sale of any Securities.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Inhibikase Therapeutics, Inc.), Securities Purchase Agreement (Inhibikase Therapeutics, Inc.), Securities Purchase Agreement (Inhibikase Therapeutics, Inc.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person Person (other than any Issuer Covered PersonSelling Agent) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers Investors or potential Investors in connection with the sale of any of the 506 Securities.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Prometheum, Inc.), Common Stock Purchase Agreement (Modular Medical, Inc.), Common Stock Purchase Agreement (Modular Medical, Inc.)
Other Covered Persons. Other than the Placement Agent, A.G.P. and the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any SecuritiesShares.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Genprex, Inc.), Securities Purchase Agreement (Orbital Energy Group, Inc.), Securities Purchase Agreement (Oragenics Inc)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered PersonPerson and the Placement Agent) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Inpixon), Convertible Note Purchase Agreement (Logiq, Inc.), Securities Purchase Agreement (GreenBox POS)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.. (rr)
Appears in 4 contracts
Samples: Eldn Securities Purchase Agreement (Eledon Pharmaceuticals, Inc.), Securities Purchase Agreement (Kineta, Inc./De), Securities Purchase Agreement (Eledon Pharmaceuticals, Inc.)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any the person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Vision Marine Technologies Inc.), Securities Purchase Agreement (Vision Marine Technologies Inc.), Securities Purchase Agreement (Vision Marine Technologies Inc.)
Other Covered Persons. Other than the Placement AgentAgent (and any other agents with which the Placement Agent may have any arrangements), the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Synthesis Energy Systems Inc), Securities Purchase and Exchange Agreement (Synthesis Energy Systems Inc), Securities Purchase Agreement (Synthesis Energy Systems Inc)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.. (tt)
Appears in 3 contracts
Samples: Securities Purchase Agreement (Bionano Genomics, Inc.), Securities Purchase Agreement (Interactive Strength, Inc.), Securities Purchase Agreement (ASLAN Pharmaceuticals LTD)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securitiesthe Common Stock.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Wesbanco Inc), Securities Purchase Agreement (Firstsun Capital Bancorp), Upfront Securities Purchase Agreement (Firstsun Capital Bancorp)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any SecuritiesShares.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Summit Wireless Technologies, Inc.), Securities Purchase Agreement (Cocrystal Pharma, Inc.), Securities Purchase Agreement (Cocrystal Pharma, Inc.)
Other Covered Persons. Other than the Placement AgentAgents, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any SecuritiesShares.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Crinetics Pharmaceuticals, Inc.), Securities Purchase Agreement (MeiraGTx Holdings PLC), Securities Purchase Agreement (MeiraGTx Holdings PLC)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person Person (other than any Issuer Covered Personthe Placement Agent) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers the Investor in connection with the sale of any the Exchange Securities.
Appears in 3 contracts
Samples: Exchange Agreement (ShiftPixy, Inc.), Amendment and Exchange Agreement (ShiftPixy, Inc.), Amendment and Exchange Agreement (ShiftPixy, Inc.)
Other Covered Persons. Other Except as set forth on Schedule 3.2(qq), other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Tenax Therapeutics, Inc.), Securities Purchase Agreement (Tenax Therapeutics, Inc.), Securities Purchase Agreement (Tenax Therapeutics, Inc.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person Person (other than any Issuer Covered Personthe Placement Agents) that has been or will be paid (directly or indirectly) remuneration for solicitation of Buyers or potential purchasers in connection with the sale of any Regulation D Securities.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Cero Therapeutics Holdings, Inc.), Securities Purchase Agreement (Cero Therapeutics Holdings, Inc.), Common Stock Purchase Agreement (Phoenix Biotech Acquisition Corp.)
Other Covered Persons. Other than the Placement AgentFinancial Advisor, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Wisa Technologies, Inc.), Securities Purchase Agreement (Wisa Technologies, Inc.), Securities Purchase Agreement (Wisa Technologies, Inc.)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person Person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Vicinity Motor Corp), Securities Purchase Agreement (Almaden Minerals LTD), Securities Purchase Agreement (Emmaus Life Sciences, Inc.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person Person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Regulation D Securities.
Appears in 3 contracts
Samples: Securities Purchase Agreement (JRjr33, Inc.), Securities Purchase Agreement (ABT Holdings, Inc.), Securities Purchase Agreement (Staffing 360 Solutions, Inc.)
Other Covered Persons. Other than the Placement AgentAgents, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers Participants in connection with the sale of any Securities.
Appears in 2 contracts
Samples: Subscription Agreement (SteadyMed Ltd.), Subscription Agreement (SteadyMed Ltd.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered Person, if applicable) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any SecuritiesShares.
Appears in 2 contracts
Samples: Share Purchase Agreement (Wearable Devices Ltd.), Share Purchase Agreement (Wearable Devices Ltd.)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.. (qq)
Appears in 2 contracts
Samples: Securities Purchase Agreement (Arcadia Biosciences, Inc.), Securities Purchase Agreement (China Natural Resources Inc)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers purchaser in connection with the sale of any Regulation D Securities.
Appears in 2 contracts
Samples: Note Purchase Agreement (AzurRx BioPharma, Inc.), Securities Purchase Agreement (AzurRx BioPharma, Inc.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers Purchaser in connection with the sale of any Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (theMaven, Inc.), Securities Purchase Agreement (Neuralstem, Inc.)
Other Covered Persons. Other than the Placement Agentintroducing broker / financial advisor, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (BioSig Technologies, Inc.), Securities Purchase Agreement (BioSig Technologies, Inc.)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) Person that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Offered Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Genetic Technologies LTD), Securities Purchase Agreement (Genetic Technologies LTD)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any SecuritiesNotes and Warrants.
Appears in 2 contracts
Samples: Securities Purchase and Exchange Agreement (Volcon, Inc.), Securities Purchase and Exchange Agreement (Volcon, Inc.)
Other Covered Persons. Other than each of the Placement AgentAgents, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any SecuritiesShares or Warrants.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Adverum Biotechnologies, Inc.), Securities Purchase Agreement (Harpoon Therapeutics, Inc.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.. (ss)
Appears in 2 contracts
Samples: Securities Purchase Agreement (Soupman, Inc.), Securities Purchase Agreement (Anpath Group, Inc.)
Other Covered Persons. Other than To the Placement Agent, knowledge of the Company there is not aware of any person no Person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers the Purchaser in connection with the sale of any Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (KBL Merger Corp. Iv), Securities Purchase Agreement (KBL Merger Corp. Iv)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.. (ss)
Appears in 2 contracts
Samples: Securities Purchase Agreement (Virax Biolabs Group LTD), Securities Purchase Agreement (Accurexa Inc.)
Other Covered Persons. Other than the Placement AgentFinancial Advisor, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any SecuritiesShares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Presto Automation Inc.), Securities Purchase Agreement (Akerna Corp.)
Other Covered Persons. Other than the Placement AgentAgent and as disclosed on Schedule 3.1(ss), the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (iSpecimen Inc.), Securities Purchase Agreement (Context Therapeutics Inc.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person Person (other than any Issuer Covered Personthe Placement Agent) that has been or will be paid (directly or indirectly) remuneration for solicitation of Buyers or potential purchasers in connection with the sale of any the Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Digital Health Acquisition Corp.), Securities Purchase Agreement (Digital Health Acquisition Corp.)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person Person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Regulation D Securities. The Company will not pay any of its officers, directors or employees any special compensation in connection with the transactions contemplated by the Transaction Documents.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Rosetta Genomics Ltd.), Securities Purchase Agreement (Rosetta Genomics Ltd.)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any the Securities.
Appears in 2 contracts
Samples: Placement Agency Agreement (MultiSensor AI Holdings, Inc.), Placement Agency Agreement (Aytu Bioscience, Inc)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered Person) Person that has been or will be paid (directly or indirectly) remuneration for solicitation of Collateral Agent or any Holder or potential purchasers in connection with the sale of any the Securities.
Appears in 2 contracts
Samples: Note and Warrant Purchase Agreement (Odyssey Marine Exploration Inc), Note and Warrant Purchase Agreement (Odyssey Marine Exploration Inc)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers the Purchaser in connection with the sale of any Securities.securities under Regulation D.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Nemus Bioscience, Inc.), Securities Purchase Agreement (Nemus Bioscience, Inc.)
Other Covered Persons. Other than the Placement AgentAgent and a fee that may be payable in connection with purchases by certain parties referenced in the Placement Agent Agreement, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.. (nn)
Appears in 2 contracts
Samples: Securities Purchase Agreement (Aptevo Therapeutics Inc.), Securities Purchase Agreement (Aptevo Therapeutics Inc.)
Other Covered Persons. Other than the Placement AgentA.G.P. and Xxxxxx Xxxxxx, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any SecuritiesShares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Genprex, Inc.), Securities Purchase Agreement (Genprex, Inc.)
Other Covered Persons. Other than the Placement Agent, Agents and the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any SecuritiesShares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (INVO Bioscience, Inc.), Securities Purchase Agreement (Lixte Biotechnology Holdings, Inc.)
Other Covered Persons. Other Except as disclosed in SEC Reports, other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Checkpoint Therapeutics, Inc.), Securities Purchase Agreement (Checkpoint Therapeutics, Inc.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered Person) Person that has been or will be paid (directly or indirectly) remuneration for solicitation of Buyers or potential purchasers in connection with the sale of any Regulation D Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Fuse Science, Inc.), Securities Purchase Agreement (Eon Communications Corp)
Other Covered Persons. Other than the Placement Agent, the (e). The Company is not aware of any person Person (other than any Issuer Covered Personthe Placement Agent) that has been or will be paid (directly or indirectly) remuneration for solicitation of Buyers or potential purchasers in connection with the sale of any Regulation D Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Aclarion, Inc.), Securities Purchase Agreement (Cannabics Pharmaceuticals Inc.)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.. (nn)
Appears in 2 contracts
Samples: Securities Purchase Agreement (Surrozen, Inc./De), Securities Purchase Agreement (Cineverse Corp.)
Other Covered Persons. Other than the Co-Placement AgentAgents, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Rosetta Genomics Ltd.), Securities Purchase Agreement (Rosetta Genomics Ltd.)
Other Covered Persons. Other than the Placement AgentAgents, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any SecuritiesShares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Upexi, Inc.), Securities Purchase Agreement (Viveve Medical, Inc.)
Other Covered Persons. Other than the Placement AgentAgent and the U.S. Agents, the Company is not aware of any person (other than any Issuer Covered Person) Person that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (IM Cannabis Corp.), Securities Purchase Agreement
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers Acquirers in connection with the sale of any Securities.
Appears in 1 contract
Other Covered Persons. Other than the H.X. Xxxxxxxxxx & Co., LLC (the “Placement Agent”), the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 1 contract
Samples: Securities Purchase Agreement (Windtree Therapeutics Inc /De/)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered PersonPerson or Agent Covered Person (as defined in Sections 2.14 and 11.04)) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securitiesthe Units.
Appears in 1 contract
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered Person or Placement Agent Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any the Securities.
Appears in 1 contract
Samples: First Amendment (Symbid Corp.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person Person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of Buyer or potential purchasers in connection with the sale of any Regulation D Securities.
Appears in 1 contract
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any SecuritiesRegulation D securities.
Appears in 1 contract
Samples: Securities Purchase Agreement (Beamz Interactive Inc)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers any of the Buyers in connection with the sale of any Regulation D Securities.
Appears in 1 contract
Samples: Share Purchase Agreement (Sino-Global Shipping America, Ltd.)
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any SecuritiesSecurities or the Insider Offering.
Appears in 1 contract
Other Covered Persons. Other than the Placement AgentAgent or sub-placement agents thereof, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Regulation D Securities.
Appears in 1 contract
Other Covered Persons. Other than the Placement Agent, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the offer and sale of any Securities.
Appears in 1 contract
Samples: Securities Purchase Agreement (Verb Technology Company, Inc.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any SecuritiesPurchased Shares or Pre-Funded Warrants.
Appears in 1 contract
Samples: Securities Purchase Agreement (Kymera Therapeutics, Inc.)
Other Covered Persons. Other than the Placement AgentAgents, the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.. (rr)
Appears in 1 contract
Samples: Securities Purchase Agreement (Achieve Life Sciences, Inc.)
Other Covered Persons. Other than the Placement AgentX.X. Xxxxxxxx & Co., the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Regulation D Securities.
Appears in 1 contract
Other Covered Persons. Other than the Placement AgentAgent (including its employees and other personnel), the Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securities.
Appears in 1 contract
Samples: Securities Purchase Agreement (Superconductor Technologies Inc)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person Person (other than the Placement Agent and it agents, if applicable, and any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Regulation D Securities.
Appears in 1 contract
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person Person (other than any Issuer Company Covered PersonPerson or Placement Agent Covered Person (as defined in Section 2.3(a))) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of any Securitiesthe Securities pursuant to this Agreement.
Appears in 1 contract
Samples: Securities Purchase Agreement (Lion Biotechnologies, Inc.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person Person (other than any Issuer Covered Personthe Placement Agent) that has been or will be paid (directly or indirectly) remuneration for solicitation of Buyers or potential purchasers in connection with the sale of any Regulation D Securities.. (rr) No Additional Agreements. The Company does not have any agreement or understanding with any Buyer with respect to the transactions contemplated by the Transaction Documents other than as specified in the Transaction Documents. (ss)
Appears in 1 contract
Samples: Execution Copy Securities Purchase Agreement (Phunware, Inc.)
Other Covered Persons. Other than the Placement Agent, the The Company is not aware of any person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers Holder in connection with the sale issuance of any Securities.
Appears in 1 contract
Samples: Securities Exchange Agreement (AgEagle Aerial Systems Inc.)
