Common use of OTHER INFORMATION AND SERVICES Clause in Contracts

OTHER INFORMATION AND SERVICES. Client acknowledges that Client has completed the Account Application. At least annually, Introducing Firm will contact Client and request current information about Client to determine whether there have been any changes in the information provided in the Account Application. Client agrees to inform Introducing Firm in writing of any material change in the information included in the Account Application or otherwise in Client's financial circumstances that might affect the manner in which Client's assets should be invested. Client may contact Introducing Firm during normal business hours to consult with Introducing Firm concerning the management of the Account. Accounts are carried by First Clearing, a trade name used by Xxxxx Fargo Clearing Services, LLC, when operating in its capacity as a clearing broker-dealer ("Clearing Agent"). Clearing Agent on behalf of Introducing Firm will send confirmations of transactions in the Account and periodic Account statements. Client may elect above to have Clearing Agent on behalf of Introducing Firm furnish a periodic statement of Account activity in lieu of transaction-by-transaction confirmations. Client understands that the Manager or Sub-Advisor will continue to receive trade-by-trade confirmations and may also receive daily transactional information electronically, unless client otherwise instructs Introducing Firm. Client's election to receive a periodic statement of account activity in lieu of transaction-by-transaction confirmations is not a condition to entering into or continuing participation in the Program and Client will not pay a different fee based on the decision to waive receipt of confirmations. Client understands that waiving the right to receive confirmations is not a condition to entering into or continuing participation in the Program and that Client will not pay a different fee based on the decision to waive confirmations. Client may request, at no additional cost to Client, transaction confirmations for any transaction at any time and may rescind this waiver at any time at no additional cost. Introducing Firm will provide or cause to be provided to Client periodically a portfolio monitoring report on the Account to assist in Client's monitoring and evaluation of the Account's performance. Client agrees to review this material and report any discrepancies to Introducing Firm as soon as possible. The performance monitoring report will include a reminder to Client to contact Introducing Firm if there are any changes in Client's financial situation or other information included in the Account Application and will also disclose a method by which Client may make such contact.

OTHER INFORMATION AND SERVICES. Client acknowledges that Client has completed the Account ApplicationClient Profile. At least annually, Introducing Firm will contact Client and request current information about Client to determine whether there have been any changes in the information provided in the Account ApplicationClient Profile. Client agrees to inform Introducing Firm in writing of any material change in the information included in the Account Application Client Profile or otherwise in Client's financial circumstances that which might affect the manner in which Client's assets should be invested. Client may contact Introducing Firm during normal business hours to consult with Introducing Firm concerning the management of the Account. Accounts are carried by First Clearing, a trade name used by Xxxxx Fargo Clearing Services, LLC, when operating in its capacity as a clearing broker-dealer ("Clearing Agent"Client's Account(s). Clearing Agent Agent, on behalf of Introducing Firm Firm, will send confirmations of transactions in the Account Account(s) and periodic Account statements. Client may elect above to have , except that Clearing Agent Agent, on behalf of Introducing Firm Firm, may furnish a periodic statement statements of Account activity in lieu of transaction-by-transaction confirmationsconfirmations to the extent and in the manner permitted by Rule 10b-10 under the Securities Exchange Act of 1934, as amended. Client understands that the Masters Manager or Sub-Advisor will continue to receive trade-by-trade confirmations and may also receive daily transactional information electronically, unless client Client otherwise instructs Introducing Firm. Client's election to receive a periodic statement of account Account activity in lieu of transaction-by-transaction confirmations is not a condition to entering into or continuing participation in the Program Service and Client will not pay a different fee based on the decision to waive receipt of confirmations. Client understands that waiving the right to receive confirmations is not a condition to entering into or continuing participation in the Program and that Client will not pay a different fee based on the decision to waive confirmations. Client may request, at no additional cost to Client, transaction confirmations for any transaction at any time and may rescind this waiver at any time at no additional cost. Introducing Firm A performance monitoring report will provide or cause to also be provided to Client periodically a portfolio monitoring report on the Account quarterly to assist in Client's monitoring and evaluation of the each Account's performance. Client agrees to review this material and report any discrepancies to Introducing Firm as soon as possible. The performance monitoring report will include a reminder to Client to contact Introducing Firm if there are any changes in Client's financial situation or other information included in the Account Application Client Profile and will also disclose a method by which Client may make such contact.

OTHER INFORMATION AND SERVICES. Client acknowledges that Client has completed the Account Application. At least annually, Introducing Firm will contact Client and request current information about Client to determine whether there have been any changes in the information provided in the Account Application. Client agrees to inform Introducing Firm in writing of any material change in the information included in the Account Application or otherwise in Client's financial circumstances that might affect the manner in which Client's assets should be invested. Client may contact Introducing Firm during normal business hours to consult with Introducing Firm concerning the management of the Account. Accounts are carried by First Clearing, a trade name used by Xxxxx Fargo Clearing Services, LLC, when operating in its capacity as a clearing broker-dealer ("Clearing Agent"). Clearing Agent , on behalf of Introducing Firm Firm, will send confirmations of transactions in the Account and periodic Account statements. Client may elect above to have Clearing Agent Agent, on behalf of Introducing Firm Firm, furnish a periodic statement of Account activity in lieu of transaction-by-transaction confirmations. Client understands that the Manager or Sub-Advisor will continue to receive trade-by-trade confirmations and may also receive daily transactional information electronically, unless client otherwise instructs Introducing Firm. Client's election to receive a periodic statement of account activity in lieu of transaction-by-transaction confirmations is not a condition to entering into or continuing participation in the Program and Client will not pay a different fee based on the decision to waive receipt of confirmations. Client understands that waiving the right to receive confirmations is not a condition to entering into or continuing participation in the Program and that Client will not pay a different fee based on the decision to waive confirmations. Client may request, at no additional cost to Client, transaction confirmations for any transaction at any time and may rescind this waiver at any time at no additional cost. Introducing Firm will provide or cause to be provided to Client periodically a portfolio monitoring report on the Account to assist in Client's monitoring and evaluation of the Account's performancereport. Client agrees to review this material and report any discrepancies to Introducing Firm as soon as possible. The performance monitoring report will include a reminder to Client to contact Introducing Firm if there are any changes in Client's financial situation or other information included in the Account Application and will also disclose a method by which Client may make such contact. In the event that this Agreement is executed in conjunction with an agreement to provide institutional consulting services and performance monitoring report services are selected, these reports will be provided pursuant to the agreement for institutional consulting services.

OTHER INFORMATION AND SERVICES. Client acknowledges that Client has completed the Account Application. At least annually, Introducing Firm will contact the Client and request current information about the Client to determine whether there have been any changes in the information provided in the Account Application. Client agrees to inform Introducing Firm in writing of any material change in the information included in the Account Application or otherwise in Client's financial circumstances that which might affect the manner in which Client's assets should be invested. Client may contact Introducing Firm during normal business hours to consult with Introducing Firm concerning the management of the Account. Accounts are carried by First Clearing, a trade name used by Xxxxx Fargo Clearing Services, LLC, when operating in its capacity as a clearing broker-dealer ("Clearing Agent"Account(s). Clearing Agent Agent, on behalf of Introducing Firm Firm, will send confirmations of transactions in the Account and periodic Account statements. Client may elect above to have Clearing Agent on behalf of Introducing Firm furnish a periodic statement of Account activity in lieu of transaction-by-transaction confirmations. Client understands that the Manager or Sub-Advisor will continue to receive trade-by-trade confirmations and may also receive daily transactional information electronically, unless client otherwise instructs Introducing Firm. Client's election to receive a periodic statement of account activity in lieu of transaction-by-transaction confirmations is not a condition to entering into or continuing participation in the Program and Client will not pay a different fee based on the decision to waive receipt of confirmations. Client understands that waiving the right to receive confirmations is not a condition to entering into or continuing participation to participate in the Program and that Client will not pay a different fee based on the decision to waive confirmations. Client may request, at no additional cost to Clientthe client, transaction confirmations for any transaction at any time and may rescind this waiver at any time at no additional cost. Introducing Firm will provide or cause to be provided to Client periodically a portfolio monitoring report on the Account to assist in Client's monitoring and evaluation of the Account's performance. Client agrees to review this material and report any discrepancies to Introducing Firm as soon as possible. The performance monitoring report will include a reminder to Client to contact Introducing Firm if there are any changes in Client's financial situation or other information included in the Account Application and will also disclose a method by which Client may make such contact. Client understands that Introducing Firm, WFA, and its affiliates and agents perform, among other things, research, brokerage, and investment advisory services for clients other than those participating in the Program. Client acknowledges that Introducing Firm, WFA, and its affiliates or agents may give advice and take action in the performance of its duties to other clients (including those who may also be participants in the Program), which may differ from advice given, or the timing and nature of action taken, with respect to the Account. Neither Introducing Firm, WFA, nor its affiliates or agents shall be liable to Client for any error of judgment or mistake of law or for any loss arising out of any investment or for any act or omission in the management of any Account or the performance of their respective duties under this Agreement, except for (1) willful misfeasance, bad faith, or gross negligence in the performance of their duties and obligations under this Agreement, and (2) any liabilities that cannot be waived under state or federal law, including state and federal securities laws.

OTHER INFORMATION AND SERVICES. Client acknowledges that Client has completed the Account Application. At least annually, Introducing Firm will contact the Client and request current information about the Client to determine whether there have been any changes in the information provided in the Account Application. Client agrees to inform Introducing Firm in writing of any material change in the information included in the Account Application or otherwise in Client's financial circumstances that which might affect the manner in which Client's assets should be invested. Client may contact Introducing Firm during normal business hours to consult with Introducing Firm concerning the management of the Account. Accounts are carried by First Clearing, a trade name used by Xxxxx Fargo Clearing Services, LLC, when operating in its capacity as a clearing broker-dealer ("Clearing Agent"Account(s). Clearing Agent Agent, on behalf of Introducing Firm Firm, will send confirmations of transactions in the Account and periodic Account statements. Client may elect above to have Clearing Agent on behalf of Introducing Firm furnish a periodic statement of Account activity in lieu of transaction-by-transaction confirmations. Client understands that the Manager or Sub-Advisor will continue to receive trade-by-trade confirmations and may also receive daily transactional information electronically, unless client otherwise instructs Introducing Firm. Client's election to receive a periodic statement of account activity in lieu of transaction-by-transaction confirmations is not a condition to entering into or continuing participation in the Program and Client will not pay a different fee based on the decision to waive receipt of confirmations. Client understands that waiving the right to receive confirmations is not a condition to entering into or continuing participation to participate in the Program and that Client will not pay a different fee based on the decision to waive confirmations. Client may request, at no additional cost to the Client, transaction confirmations for any transaction at any time and may rescind this waiver at any time at no additional cost. Introducing Firm will provide or cause to be provided to Client periodically a portfolio monitoring report on the Account to assist in Client's monitoring and evaluation of the Account's performance. Client agrees to review this material and report any discrepancies to Introducing Firm as soon as possible. The performance monitoring report will include a reminder to Client to contact Introducing Firm if there are any changes in Client's financial situation or other information included in the Account Application and will also disclose a method by which Client may make such contact. Client understands that Introducing Firm and WFA and its affiliates and agents perform, among other things, research, brokerage, and investment advisory services for clients other than those participating in the Program. Client acknowledges that Introducing Firm and WFA and its affiliates or agents may give advice and take action in the performance of its duties to other clients (including those who may also be participants in the Program), which may differ from advice given, or the timing and nature of action taken, with respect to the Account. Neither Introducing Firm nor WFA or its affiliates or agents shall be liable to Client for any error of judgment or mistake of law or for any loss arising out of any investment or for any act or omission in the management of any Account or the performance of their respective duties under this Agreement, except for (1) willful misfeasance, bad faith, or gross negligence in the performance of their duties and obligations under this Agreement; and (2) any liabilities that cannot be waived under state or federal law, including state and federal securities laws.

OTHER INFORMATION AND SERVICES. Client acknowledges that Client has completed the Account Application. At least annually, Introducing Firm will contact Client and request current information about Client to determine whether there have been any changes in the information provided in the Account Application. Client agrees to inform Introducing Firm in writing of any material change in the information included in the Account Application or otherwise in Client's financial circumstances that which might affect the manner in which Client's assets should be invested. Client may contact Introducing Firm during normal business hours to consult with Introducing Firm concerning the management of the Account. Accounts are carried by First Clearing, a trade name used by Xxxxx Fargo Clearing Services, LLC, when operating in its capacity as a clearing broker-dealer ("Clearing Agent"Client's Account(s). Clearing Agent Agent, on behalf of Introducing Firm Firm, will send confirmations of transactions in the Account Account(s) and periodic Account statements. Client may elect above to have , except that Clearing Agent Agent, on behalf of Introducing Firm Firm, may furnish a periodic statement statements of Account activity in lieu of transaction-transaction- by-transaction confirmationsconfirmations to the extent and in the manner permitted by Rule 10b-10 under the Securities Exchange Act of 1934, as amended. Client understands that the Masters Manager or Sub-Advisor will continue to receive trade-trade- by-trade confirmations and may also receive daily transactional information electronically, unless client Client otherwise instructs Introducing Firm. Client's election to receive a periodic statement of account Account activity in lieu of transaction-by-transaction confirmations is not a condition to entering into or continuing participation in the Program Service, and Client will not pay a different fee based on the decision to waive receipt of confirmations. Client understands that waiving the right to receive confirmations is not a condition to entering into or continuing participation in the Program and that Client will not pay a different fee based on the decision to waive confirmations. Client may request, at no additional cost to Client, transaction confirmations for any transaction at any time and may rescind this waiver at any time at no additional cost. Introducing Firm will provide or cause to be provided to Client periodically a portfolio monitoring report on the Account to assist in Client's monitoring and evaluation of the Account's performance. Client agrees to review this material and report any discrepancies to Introducing Firm as soon as possible. The performance monitoring report will include a reminder to Client to contact Introducing Firm if there are any changes in Client's financial situation or other information included in the Account Application and will also disclose a method by which Client may make such contact. In the event that this Agreement is executed in conjunction with an agreement to provide institutional consulting services and performance monitoring report services are selected, these reports will be provided pursuant to the agreement for institutional consulting services.