Other Offerings. The Company has not sold, issued or distributed any Securities during the six-month period preceding the date hereof, including any sales pursuant to Rule 144A under, or Regulation D or Regulation S of, the Act, other than Securities issued pursuant to employee benefit plans, qualified stock option plans or other employee compensation plans or pursuant to outstanding options, rights or warrants.
Appears in 7 contracts
Samples: Underwriting Agreement (BKV Corp), Underwriting Agreement (Spinal Elements Holdings, Inc.), Underwriting Agreement (Spinal Elements Holdings, Inc.)
Other Offerings. The Company has not sold, issued or distributed any Securities common shares during the six-month period preceding the date hereof, including any sales pursuant to Rule 144A under, or Regulation D or Regulation S of, the Act, other than Securities common shares issued pursuant to employee benefit plans, qualified stock option plans or other employee compensation plans or pursuant to outstanding options, rights or warrants.
Appears in 6 contracts
Samples: Underwriting Agreement (FTS International, Inc.), Underwriting Agreement (Ute Energy Upstream Holdings LLC), Underwriting Agreement (Tremor Video Inc.)
Other Offerings. The Company has not sold, issued or distributed any Securities Common Stock during the six-month period preceding the date hereof, including any sales pursuant to Rule 144A under, or Regulation D or Regulation S of, the Act, other than Securities Common Stock issued pursuant to employee benefit plans, qualified stock option plans or other employee compensation plans or pursuant to outstanding options, rights or warrants.
Appears in 5 contracts
Samples: Underwriting Agreement (GMS Inc.), Underwriting Agreement (GMS Inc.), Underwriting Agreement (GMS Inc.)
Other Offerings. The Company has not sold, issued or distributed any Securities during the six-month period preceding the date hereof, including any sales issuances pursuant to Rule 144A under, or Regulation D or Regulation S of, the Act, other than Securities issued pursuant to employee benefit plans, qualified stock option plans or other employee compensation plans or pursuant to outstanding options, rights or warrants.
Appears in 1 contract
Other Offerings. The Company has not sold, issued or distributed any Securities during the six-month period preceding the date hereof, including any sales pursuant to Rule 144A under, or Regulation D or Regulation S of, the Act, other than Securities issued pursuant to employee benefit plans, qualified stock option plans or other employee compensation plans or pursuant to outstanding options, rights or warrants.
Appears in 1 contract
Other Offerings. The Company has not sold, issued or distributed any Securities during the six-month period preceding the date hereof, including any sales pursuant to Rule 144A under, or Regulation D or Regulation S of, the Act, other than Securities issued pursuant to to: (a) the Company’s sale of shares of its Series H preferred stock, (b) employee benefit plans, (c) qualified stock option plans or other employee compensation plans or pursuant to (d) outstanding options, rights or warrants.
Appears in 1 contract
Other Offerings. The Company has not sold, issued or distributed any Securities securities during the six-month period preceding the date hereof, including any sales pursuant to Rule 144A under, or Regulation D or Regulation S of, the Securities Act, other than Securities securities issued pursuant to equity incentive plans, employee benefit plans, qualified stock share option plans or other employee compensation plans or pursuant to outstanding options, rights or warrants.
Appears in 1 contract
