Common use of Other Restrictions Clause in Contracts

Other Restrictions. (a) The Restricted Stock Units shall be subject to the requirement that, if at any time the Committee shall determine that (i) the listing, registration or qualification of the Shares subject or related thereto upon any securities exchange or under any state or federal law is required, or (ii) the consent or approval of any government regulatory body is required, then in any such event, the grant of Restricted Stock Units shall not be effective unless such listing, registration, qualification, consent or approval shall have been effected or obtained free of any conditions not acceptable to the Committee. (b) If the Employee is an insider as described under the Company’s Xxxxxxx Xxxxxxx Policy (as in effect from time to time and any successor policies), the Employee shall be required to obtain pre-clearance from the General Counsel or Securities Counsel of the Company prior to purchasing or selling any of the Company’s securities, including any shares issued upon vesting of the Restricted Stock Units, and may be prohibited from selling such securities other than during an open trading window. The Employee further acknowledges that, in its discretion, the Company may prohibit the Employee from selling such securities even during an open trading window if the Company has concerns over the potential for xxxxxxx xxxxxxx.

Appears in 9 contracts

Samples: Restricted Stock Unit Agreement (Unum Group), Restricted Stock Unit Agreement (Unum Group), Restricted Stock Unit Agreement (Unum Group)

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Other Restrictions. (a) The Restricted Stock Performance Share Units shall be subject to the requirement that, if at any time the Committee shall determine that (i) the listing, registration or qualification of the Shares subject or related thereto upon any securities exchange or under any state or federal law is required, or (ii) the consent or approval of any government regulatory body is required, then in any such event, the grant of Restricted Stock Performance Share Units shall not be effective unless such listing, registration, qualification, consent or approval shall have been effected or obtained free of any conditions not acceptable to the Committee. (b) If the Employee is an insider as described under the Company’s Xxxxxxx Xxxxxxx Policy (as in effect from time to time and any successor policies), the Employee shall be required to obtain pre-clearance from the General Counsel or Securities Counsel of the Company prior to purchasing or selling any of the Company’s securities, including any shares issued upon vesting of the Restricted Stock Performance Share Units, and may be prohibited from selling such securities other than during an open trading window. The Employee further acknowledges that, in its discretion, the Company may prohibit the Employee from selling such securities even during an open trading window if the Company has concerns over the potential for xxxxxxx xxxxxxx.

Appears in 9 contracts

Samples: Performance Share Unit Agreement (Unum Group), Performance Share Unit Agreement (Unum Group), Performance Share Unit Agreement (Unum Group)

Other Restrictions. (a) The Restricted Stock Units shall be subject to the requirement that, if at any time the Committee shall determine that (i) the listing, registration or qualification of the Shares subject or related thereto upon any securities exchange or under any state or federal applicable law is required, or (ii) the consent or approval of any government regulatory body is required, then in any such event, the grant of Restricted Stock Units shall not be effective unless such listing, registration, qualification, consent or approval shall have been effected or obtained free of any conditions not acceptable to the Committee. (b) If the Employee is an insider as described under the Company’s Xxxxxxx Xxxxxxx Policy (as in effect from time to time and any successor policies), the Employee shall be required to obtain pre-clearance from the General Counsel or Securities Counsel of the Company prior to purchasing or selling any of the Company’s securities, including any shares issued upon vesting of the Restricted Stock Units, and may be prohibited from selling such securities other than during an open trading window. The Employee further acknowledges that, in its discretion, the Company may prohibit the Employee from selling such securities even during an open trading window if the Company has concerns over the potential for xxxxxxx xxxxxxx.

Appears in 7 contracts

Samples: Restricted Stock Unit Agreement (Unum Group), Restricted Stock Unit Agreement (Unum Group), Restricted Stock Unit Agreement (Unum Group)

Other Restrictions. (a) The Restricted Stock Units shall be subject to the requirement that, if at any time the Committee shall determine that (i) the listing, registration or qualification of the Shares subject or related thereto upon any securities exchange or under any state or federal law is required, or (ii) the consent or approval of any government regulatory body is required, then in any such event, the grant of Restricted Stock Units shall not be effective unless such listing, registration, qualification, consent or approval shall have been effected or obtained free of any conditions not acceptable to the Committee. (b) If the Employee is an insider as described under subject to the Company’s Xxxxxxx Xxxxxxx Policy (as in effect from time to time and any successor policies), the Employee shall be required to obtain pre-clearance from the General Counsel or Securities Counsel or of the Company prior to purchasing or selling any of the Company’s securities, including any shares Shares issued upon vesting of the Restricted Stock UnitsStock, and may be prohibited from selling such securities Shares other than during an open trading window. The Employee further acknowledges that, in its discretion, the Company may prohibit the Employee from selling such securities Shares even during an open trading window if the Company has concerns over the potential for xxxxxxx xxxxxxx.

Appears in 4 contracts

Samples: Restricted Stock Agreement (Unum Group), Restricted Stock Agreement (Unum Group), Performance Based Restricted Stock Agreement (Unum Group)

Other Restrictions. (a) The Restricted Stock Performance Share Units shall be subject to the requirement that, if at any time the Committee shall determine that (i) the listing, registration or qualification of the Shares subject or related thereto upon any securities exchange or under any state or federal applicable law is required, or (ii) the consent or approval of any government regulatory body is required, then in any such event, the grant of Restricted Stock Performance Share Units shall not be effective unless such listing, registration, qualification, consent or approval shall have been effected or obtained free of any conditions not acceptable to the Committee. (b) If the Employee is an insider as described under the Company’s Xxxxxxx Xxxxxxx Policy (as in effect from time to time and any successor policies), the Employee shall be required to obtain pre-clearance from the General Counsel or Securities Counsel of the Company prior to purchasing or selling any of the Company’s securities, including any shares issued upon vesting of the Restricted Stock Performance Share Units, and may be prohibited from selling such securities other than during an open trading window. The Employee further acknowledges that, in its discretion, the Company may prohibit the Employee from selling such securities even during an open trading window if the Company has concerns over the potential for xxxxxxx xxxxxxx.

Appears in 4 contracts

Samples: Performance Share Unit Agreement (Unum Group), Performance Share Unit Agreement (Unum Group), Performance Share Unit Agreement (Unum Group)

Other Restrictions. (a) The Restricted Stock Units SSUs shall be subject to the requirement that, if at any time the Committee shall determine that (i) the listing, registration or qualification of the Shares subject or related thereto upon any securities exchange or under any state or federal applicable law is required, or (ii) the consent or approval of any government regulatory body is required, then in any such event, the grant of Restricted Stock Units SSUs shall not be effective unless such listing, registration, qualification, consent or approval shall have been effected or obtained free of any conditions not acceptable to the Committee. (b) If the Employee is an insider as described under the Company’s Xxxxxxx Xxxxxxx Policy (as in effect from time to time and any successor policies), the Employee shall be required to obtain pre-clearance from the General Counsel or Securities Counsel of the Company prior to purchasing or selling any of the Company’s securities, including any shares Shares issued upon vesting of the Restricted Stock UnitsSSUs, and may be prohibited from selling such securities other than during an open trading window. The Employee further acknowledges that, in its discretion, the Company may prohibit the Employee from selling such securities even during an open trading window if the Company has concerns over the potential for xxxxxxx xxxxxxx.

Appears in 2 contracts

Samples: Cash Success Unit and Stock Success Unit Agreement (Unum Group), Cash Success Unit and Stock Success Unit Agreement (Unum Group)

Other Restrictions. (a) The Restricted Stock Units shall be subject to the requirement that, if at any time the Committee shall determine that (i) the listing, registration or qualification of the Shares subject or related thereto upon any securities exchange or under any state or federal applicable law is required, or (ii) the consent or approval of any government regulatory body is required, then in any such event, the grant of Restricted Stock Units shall not be effective unless such listing, registration, qualification, consent or approval shall have been effected or obtained free of any conditions not acceptable to the Committee. (b) If the Employee is an insider as described under the Company’s Xxxxxxx Xxxxxxx Policy (as in effect from time to time and any successor policies), the Employee shall be required to obtain pre-clearance from the General Counsel or Securities Counsel of the Company prior to purchasing or selling any of the Company’s securities, including any shares issued upon vesting of the Restricted Stock Units, and may be prohibited from selling such securities other than during an open trading window. The Employee further acknowledges that, in its discretion, the Company may prohibit the Employee from selling such securities even during an open trading window if the Company has concerns over the potential for xxxxxxx xxxxxxx.

Appears in 2 contracts

Samples: Restricted Stock Unit Agreement (Unum Group), Restricted Stock Unit Agreement (Unum Group)

Other Restrictions. (a) The Restricted Stock Units shall be subject to the requirement that, if at any time the Committee shall determine that (i) the listing, registration or qualification of the Shares subject or related thereto upon any securities exchange or under any state or federal law is required, or (ii) the consent or approval of any government regulatory body is required, then in any such event, the grant of Restricted Stock Units shall not be effective unless such listing, registration, qualification, consent or approval shall have been effected or obtained free of any conditions not acceptable to the Committee. (b) If the Employee The Director is an insider as described under the Company’s 's Xxxxxxx Xxxxxxx Policy (as in effect from time to time and any successor policies). Accordingly, the Employee Director shall be required to obtain pre-clearance from the General Counsel or Securities Counsel of the Company prior to purchasing or selling any of the Company’s 's securities, including any shares Shares issued upon vesting of the Restricted Stock Units, and may be prohibited from selling such securities other than during an open trading window. The Employee Director further acknowledges that, in its discretion, the Company may prohibit the Employee Director from selling such securities even during an open trading window if the Company has concerns over the potential for xxxxxxx xxxxxxx.

Appears in 1 contract

Samples: Restricted Stock Unit Agreement (Unum Group)

Other Restrictions. (a) The Restricted Stock Units shall be subject to the requirement that, if at any time the Committee shall determine that (i) the listing, registration or qualification of the Shares subject or related thereto upon any securities exchange or under any state or federal applicable law is required, or (ii) the consent or approval of any government regulatory body is required, then in any such event, the grant of Restricted Stock Units shall not be effective unless such listing, registration, qualification, consent or approval shall have been effected or obtained free of any conditions not acceptable to the Committee. (b) If the Employee is an insider as described under the Company’s Xxxxxxx Xxxxxxx Policy (as in effect from time to time and any successor policies), the Employee shall be required to obtain pre-pre- clearance from the General Counsel or Securities Counsel of the Company prior to purchasing or selling any of the Company’s securities, including any shares issued upon vesting of the Restricted Stock Units, and may be prohibited from selling such securities other than during an open trading window. The Employee further acknowledges that, in its discretion, the Company may prohibit the Employee from selling such securities even during an open trading window if the Company has concerns over the potential for xxxxxxx xxxxxxx.

Appears in 1 contract

Samples: Restricted Stock Unit Agreement (Unum Group)

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Other Restrictions. (a) The Restricted Stock Units shall be subject to the requirement that, if at any time the Committee shall determine that (i) the listing, registration or qualification of the Shares subject or related thereto upon any securities exchange or under any state or federal law is required, or (ii) the consent or approval of any government regulatory body is required, then in any such event, the grant of Restricted Stock Units shall not be effective unless such listing, registration, qualification, consent or approval shall have been effected or obtained free of any conditions not acceptable to the Committee. (b) If the Employee The Director is an insider as described a Restricted Person under the Company’s Xxxxxxx Xxxxxxx Policy (as in effect from time to time and any successor policies). Accordingly, the Employee Director shall be required to obtain pre-clearance from the General Counsel or Securities Counsel of the Company prior to purchasing or selling any of the Company’s securities, including any shares issued upon vesting of the Restricted Stock Units, and may be prohibited from selling such securities shares other than during an open trading window. The Employee Director further acknowledges that, in its discretion, the Company may prohibit the Employee Director from selling such securities shares even during an open trading window if the Company has concerns over the potential for xxxxxxx xxxxxxx.

Appears in 1 contract

Samples: Restricted Stock Unit Agreement (Unum Group)

Other Restrictions. (a) The Restricted Stock Units shall be subject to the requirement that, if at any time the Committee shall determine that (i) the listing, registration or qualification of the Shares subject or related thereto upon any securities exchange or under any state or federal applicable law is required, or (ii) the consent or approval of any government regulatory body is required, then in any such event, the grant of Restricted Stock Units shall not be effective unless such listing, registration, qualification, consent or approval shall have been effected or obtained free of any conditions not acceptable to the Committee. (b) If the Employee Director is an insider as described under the Company’s Xxxxxxx Xxxxxxx Policy (as in effect from time to time and any successor policies), the Employee Director shall be required to obtain pre-clearance from the General Counsel or Securities Counsel of the Company prior to purchasing or selling any of the Company’s securities, including any shares Shares issued upon vesting of the Restricted Stock Units, and may be prohibited from selling such securities other than during an open trading window. The Employee Director further acknowledges that, in its discretion, the Company may prohibit the Employee Director from selling such securities even during an open trading window if the Company has concerns over the potential for xxxxxxx xxxxxxx.

Appears in 1 contract

Samples: Restricted Stock Unit Agreement (Unum Group)

Other Restrictions. (a) The Restricted Stock Units shall be subject to the requirement that, if at any time the Committee shall determine that (i) the listing, registration or qualification of the Shares subject or related thereto upon any securities exchange or under any state or federal law is required, or (ii) the consent or approval of any government regulatory body is required, then in any such event, the grant of Restricted Stock Units shall not be effective unless such listing, registration, qualification, consent or approval shall have been effected or obtained free of any conditions not acceptable to the Committee. (b) If the Employee The Director is an insider as described a Restricted Person under the Company’s Xxxxxxx Xxxxxxx Policy (as in effect from time to time and any successor policies). Accordingly, the Employee Director shall be required to obtain pre-clearance from the General Counsel or Securities Counsel of the Company prior to purchasing or selling any of the Company’s securities, including any shares Shares issued upon vesting of the Restricted Stock Units, and may be prohibited from selling such securities Shares other than during an open trading window. The Employee Director further acknowledges that, in its discretion, the Company may prohibit the Employee Director from selling such securities Shares even during an open trading window if the Company has concerns over the potential for with respect to xxxxxxx xxxxxxx.

Appears in 1 contract

Samples: Restricted Stock Unit Agreement (Unum Group)

Other Restrictions. (a) The Restricted Stock Performance Share Units shall be subject to the requirement that, if at any time the Committee shall determine that (i) the listing, registration or qualification of the Shares subject or related thereto upon any securities exchange or under any state or federal law is required, or (ii) the consent or approval of any government regulatory body is required, then in any such event, the grant of Restricted Stock Performance Share Units shall not be effective unless such listing, registration, qualification, consent or approval shall have been effected or obtained free of any conditions not acceptable to the Committee. (b) If the Employee is an insider as described under the Company’s 's Xxxxxxx Xxxxxxx Policy (as in effect from time to time and any successor policies), the Employee shall be required to obtain pre-clearance from the General Counsel or Securities Counsel of the Company prior to purchasing or selling any of the Company’s 's securities, including any shares issued upon vesting of the Restricted Stock Performance Share Units, and may be prohibited from selling such securities other than during an open trading window. The Employee further acknowledges that, in its discretion, the Company may prohibit the Employee from selling such securities even during an open trading window if the Company has concerns over the potential for xxxxxxx xxxxxxx.

Appears in 1 contract

Samples: Performance Share Unit Agreement (Unum Group)

Other Restrictions. (a) The Restricted Stock Units shall be subject to the requirement that, if at any time the Committee shall determine that (i) the listing, registration or qualification of the Shares subject or related thereto upon any securities exchange or under any state or federal law is required, or (ii) the consent or approval of any government regulatory body is required, then in any such event, the grant of Restricted Stock Units shall not be effective unless such listing, registration, qualification, consent or approval shall have been effected or obtained free of any conditions not acceptable to the Committee. (b) If the Employee The Director is an insider as described under the Company’s Xxxxxxx Xxxxxxx Policy (as in effect from time to time and any successor policies). Accordingly, the Employee Director shall be required to obtain pre-clearance from the General Counsel or Securities Counsel of the Company prior to purchasing or selling any of the Company’s securities, including any shares Shares issued upon vesting of the Restricted Stock Units, and may be prohibited from selling such securities other than during an open trading window. The Employee Director further acknowledges that, in its discretion, the Company may prohibit the Employee Director from selling such securities even during an open trading window if the Company has concerns over the potential for xxxxxxx xxxxxxx.

Appears in 1 contract

Samples: Restricted Stock Unit Agreement (Unum Group)

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