Oversight of Service Providers. The CCO is responsible for overseeing, on behalf of the Fund, adherence to the written compliance policies and procedures of the Fund’s service providers, including the Fund’s investment adviser, X-Shares Advisors, LLC (the “Investment Adviser”), the Fund’s administrator, transfer agent and investment subadviser, and the Fund’s distributor, ALPS Distributors, Inc. (the “Distributor”), (for purposes of this Exhibit A, the Investment Adviser, the Investment Subadviser and the Distributor, collectively, the “Service Providers”). In furtherance of this duty,
Appears in 1 contract
Samples: Chief Compliance Officer Services Agreement (HealthShares (TM) Inc.)
Oversight of Service Providers. The CCO is responsible for overseeing, on behalf of the FundTrust, adherence to the written compliance policies and procedures of the Fund’s Trust's service providers, including the Fund’s Trust's investment adviser, X-Shares AdvisorsXxxxxxx Capital Management, LLC LLC. (the “"Investment Adviser”"), the Fund’s Trust's administrator, transfer agent and investment subadviseraccounting services agent, UMB Fund Services, LLC (the "Administrator"), and the Fund’s Trust's distributor, ALPS DistributorsGrand Distribution Services, Inc. LLC (the “"Distributor”"), (for purposes of this Exhibit A, the Investment Adviser, the Investment Subadviser Administrator and the Distributor, collectively, the “"Service Providers”"). In furtherance of this duty,
Appears in 1 contract
Samples: Administration Agreement (Stewart Capital Mutual Funds)
Oversight of Service Providers. The CCO is responsible for overseeing, on behalf of the Fund, adherence to the written compliance policies and procedures of the Fund’s 's service providers, including the Fund’s 's investment adviser, X-X Shares Advisors, Advisors LLC (the “"Investment Adviser”"), the Fund’s 's administrator, transfer agent and investment subadviser, and the Fund’s 's distributor, ALPS Distributors, Inc. (the “"Distributor”"), (for purposes of this Exhibit A, the Investment Adviser, the Investment Subadviser and the Distributor, collectively, the “"Service Providers”"). In furtherance of this duty,
Appears in 1 contract
Samples: Chief Compliance Officer Services Agreement (TDAX Funds, Inc.)
Oversight of Service Providers. The CCO is responsible for overseeing, on behalf of the Fund, adherence to the written compliance policies and procedures of the Fund’s 's service providers, including the Fund’s 's investment adviser, X-Shares XShares Advisors, LLC (the “"Investment Adviser”"), the Fund’s 's administrator, transfer agent and investment subadviser, and the Fund’s 's distributor, ALPS Distributors, Inc. (the “"Distributor”"), (for purposes of this Exhibit A, the Investment Adviser, the Investment Subadviser and the Distributor, collectively, the “"Service Providers”"). In furtherance of this duty,
Appears in 1 contract
Samples: Chief Compliance Officer Services Agreement (Realty Funds, Inc.)