Common use of Ownership and Transfer of Shares and Preferred Securities Clause in Contracts

Ownership and Transfer of Shares and Preferred Securities. The Trust or a transfer or similar agent for the Trust shall maintain a register containing the names and addresses of the Shareholders of each Series and Class thereof, the number of Shares and Preferred Securities of each Series and Class held by such Shareholders, and a record of all Share and Preferred Security transfers. The register shall be conclusive as to the identity of Shareholders of Shares and Preferred Securities of record and the number of Shares and Preferred Securities held by them from time to time. The Trustees may authorize the issuance of certificates representing Shares and Preferred Securities and adopt rules governing their use. The Trustees may make rules governing the transfer of Shares and Preferred Securities, whether or not represented by certificates. Except as otherwise provided by the Trustees, Shares and Preferred Securities shall be transferable on the books of the Trust only by the record holder thereof or by his duly authorized agent upon delivery to the Trustees or the Trust’s transfer agent of a duly executed instrument of transfer, together with a Share or Preferred Security certificate if one is outstanding, and such evidence or the genuineness of each such execution and authorization and of such other matters as may be required by the Trustees. Upon such delivery, and subject to any further requirements specified by the Trustees or contained in the By-Laws, the transfer shall be recorded on the books of the Trust. Until a transfer is so recorded, the Shareholder of record of Shares or Preferred Securities shall be deemed to be the holder of such Shares or Preferred Securities for all purposes hereunder and neither the Trustees nor the Trust, nor any transfer agent or registrar or any officer, employee or agent of the Trust, shall be affected by any notice of a proposed transfer. For the avoidance of doubt, provisions (including without limitation additional and/or differing provisions) relating to the ownership and transfer of securities issued pursuant to Article V, Section 7 may be set forth in the Securities Designation of such securities.

Appears in 7 contracts

Samples: Agreement and Declaration of Trust (Calamos Global Convertible & Dynamic Income Trust), Agreement and Declaration of Trust (Calamos Convertible & High Income Fund), Agreement and Declaration of Trust (Calamos Global Total Return Fund)

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Ownership and Transfer of Shares and Preferred Securities. The Trust or a transfer or similar agent for the Trust shall maintain a register containing the names and addresses of the Shareholders of each Series and Class thereof, the number of Shares and Preferred Securities of each Series and Class held by such Shareholders, and a record of all Share and Preferred Security transfers. The register shall be conclusive as to the identity of Shareholders of Shares and Preferred Securities of record and the number of Shares and Preferred Securities held by them from time to time. The Trustees may authorize the issuance of certificates representing Shares and Preferred Securities and adopt rules governing their use. The Trustees may make rules governing the transfer of Shares and Preferred Securities, whether or not represented by certificates. Except as otherwise provided by the Trustees, Shares and Preferred Securities shall be transferable on the books of the Trust only by the record holder thereof or by his duly authorized agent upon delivery to the Trustees or the Trust’s transfer agent of a duly executed instrument of transfer, together with a Share or Preferred Security certificate if one is outstanding, and such evidence or the genuineness of each such execution and authorization and of such 12966669/2 other matters as may be required by the Trustees. Upon such delivery, and subject to any further requirements specified by the Trustees or contained in the By-Laws, the transfer shall be recorded on the books of the Trust. Until a transfer is so recorded, the Shareholder of record of Shares or Preferred Securities shall be deemed to be the holder of such Shares or Preferred Securities for all purposes hereunder and neither the Trustees nor the Trust, nor any transfer agent or registrar or any officer, employee or agent of the Trust, shall be affected by any notice of a proposed transfer. For the avoidance of doubt, provisions (including without limitation additional and/or differing provisions) relating to the ownership and transfer of securities issued pursuant to Article V, Section 7 may be set forth in the Securities Designation of such securities.

Appears in 5 contracts

Samples: Agreement and Declaration of Trust (Calamos Global Dynamic Income Fund), Agreement and Declaration of Trust (Calamos Strategic Total Return Fund), Agreement and Declaration of Trust (Calamos Convertible & High Income Fund)

Ownership and Transfer of Shares and Preferred Securities. The Trust or a transfer or similar agent for the Trust shall maintain a register containing the names and addresses of the Shareholders of each Series and Class thereof, the number of Shares and Preferred Securities of each Series and Class held by such Shareholders, and a record of all Share and Preferred Security transfers. The register shall be conclusive as to the identity of Shareholders of Shares and Preferred Securities of record and the number of Shares and Preferred Securities held by them from time to time. The Trustees may authorize the issuance of certificates representing Shares and Preferred Securities and adopt rules governing their use. The Trustees may make rules governing the transfer of Shares and Preferred Securities, whether or not represented by certificates. Except as otherwise provided by the Trustees, Shares and Preferred Securities shall be transferable on the books of the Trust only by the record holder 12966669/2 thereof or by his duly authorized agent upon delivery to the Trustees or the Trust’s transfer agent of a duly executed instrument of transfer, together with a Share or Preferred Security certificate if one is outstanding, and such evidence or the genuineness of each such execution and authorization and of such other matters as may be required by the Trustees. Upon such delivery, and subject to any further requirements specified by the Trustees or contained in the By-Laws, the transfer shall be recorded on the books of the Trust. Until a transfer is so recorded, the Shareholder of record of Shares or Preferred Securities shall be deemed to be the holder of such Shares or Preferred Securities for all purposes hereunder and neither the Trustees nor the Trust, nor any transfer agent or registrar or any officer, employee or agent of the Trust, shall be affected by any notice of a proposed transfer. For the avoidance of doubt, provisions (including without limitation additional and/or differing provisions) relating to the ownership and transfer of securities issued pursuant to Article V, Section 7 may be set forth in the Securities Designation of such securities.

Appears in 1 contract

Samples: Agreement and Declaration of Trust (Calamos Dynamic Convertible & Income Fund)

Ownership and Transfer of Shares and Preferred Securities. The Trust or a transfer or similar agent for the Trust shall maintain a register containing the names and addresses of the Shareholders of each Series and Class thereof, the number of Shares and Preferred Securities of each Series and Class held by such Shareholders, and a record of all Share and Preferred Security transfers. The register shall be conclusive as to the identity of Shareholders of Shares and Preferred Securities of record and the number of Shares and Preferred Securities held by them from time to time. The Trustees may authorize the issuance of certificates representing Shares and Preferred Securities and adopt rules governing their use. The Trustees may make rules governing the transfer of Shares and Preferred Securities, whether or not represented by certificates. Except as otherwise provided by the Trustees, Shares and Preferred Securities shall be transferable on the books of the Trust only by the record holder thereof or by his duly authorized agent upon delivery to the Trustees or the Trust’s 's transfer agent of a duly executed instrument of transfer, together with a Share or Preferred Security certificate if one is outstanding, and such evidence or the genuineness of each such execution and authorization and of such 12966669/2 Agreements and Declarations of Trust - CSQ Third A&R Agreement and Declaration of Trust other matters as may be required by the Trustees. Upon such delivery, and subject to any further requirements specified by the Trustees or contained in the By-Laws, the transfer shall be recorded on the books of the Trust. Until a transfer is so recorded, the Shareholder of record of Shares or Preferred Securities shall be deemed to be the holder of such Shares or Preferred Securities for all purposes hereunder and neither the Trustees nor the Trust, nor any transfer agent or registrar or any officer, employee or agent of the Trust, shall be affected by any notice of a proposed transfer. For the avoidance of doubt, provisions (including without limitation additional and/or differing provisions) relating to the ownership and transfer of securities issued pursuant to Article V, Section 7 may be set forth in the Securities Designation of such securities.

Appears in 1 contract

Samples: Agreement and Declaration of Trust (Calamos Strategic Total Return Fund)

Ownership and Transfer of Shares and Preferred Securities. The Trust or a transfer or similar agent for the Trust shall maintain a register containing the names and addresses of the Shareholders of each Series and Class thereof, the number of Shares and Preferred Securities of each Series and Class held by such Shareholders, and a record of all Share and Preferred Security transfers. The register shall be conclusive as to the identity of Shareholders of Shares and Preferred Securities of record and the number of Shares and Preferred Securities held by them from time to time. The Trustees may authorize the issuance of certificates representing Shares and Preferred Securities and adopt rules governing their use. The Trustees may make rules governing the transfer of Shares and Preferred Securities, whether or not represented by certificates. Except as otherwise provided by the Trustees, Shares and Preferred Securities shall be transferable on the books of the Trust only by the record holder 12966669/2 184 Agreements and Declarations of Trust - CCD Fourth A&R Agreement and Declaration of Trust thereof or by his duly authorized agent upon delivery to the Trustees or the Trust’s 's transfer agent of a duly executed instrument of transfer, together with a Share or Preferred Security certificate if one is outstanding, and such evidence or the genuineness of each such execution and authorization and of such other matters as may be required by the Trustees. Upon such delivery, and subject to any further requirements specified by the Trustees or contained in the By-Laws, the transfer shall be recorded on the books of the Trust. Until a transfer is so recorded, the Shareholder of record of Shares or Preferred Securities shall be deemed to be the holder of such Shares or Preferred Securities for all purposes hereunder and neither the Trustees nor the Trust, nor any transfer agent or registrar or any officer, employee or agent of the Trust, shall be affected by any notice of a proposed transfer. For the avoidance of doubt, provisions (including without limitation additional and/or differing provisions) relating to the ownership and transfer of securities issued pursuant to Article V, Section 7 may be set forth in the Securities Designation of such securities.

Appears in 1 contract

Samples: Agreement and Declaration of Trust (Calamos Dynamic Convertible & Income Fund)

Ownership and Transfer of Shares and Preferred Securities. The Trust or a transfer or similar agent for the Trust shall maintain a register containing the names and addresses of the Shareholders of each Series and Class thereof, the number of Shares and Preferred Securities of each Series and Class held by such Shareholders, and a record of all Share and Preferred Security transfers. The register shall be conclusive as to the identity of Shareholders of Shares and Preferred Securities of record and the number of Shares and Preferred Securities held by them from time to time. The Trustees may authorize the issuance of certificates representing Shares and Preferred Securities and adopt rules governing their use. The Trustees may make rules governing the transfer of Shares and Preferred Securities, whether or not represented by certificates. Except as otherwise provided by the Trustees, Shares and Preferred Securities shall be transferable on the books of the Trust only by the record holder thereof or by his duly authorized agent upon delivery to the Trustees or the Trust’s 's transfer agent of a duly executed instrument of transfer, together with a Share or Preferred Security certificate if one is outstanding, and such evidence or the genuineness of each such execution and authorization and of such 12966669/2 151 Agreements and Declarations of Trust - CHW Second A&R Agreement and Declaration of Trust other matters as may be required by the Trustees. Upon such delivery, and subject to any further requirements specified by the Trustees or contained in the By-Laws, the transfer shall be recorded on the books of the Trust. Until a transfer is so recorded, the Shareholder of record of Shares or Preferred Securities shall be deemed to be the holder of such Shares or Preferred Securities for all purposes hereunder and neither the Trustees nor the Trust, nor any transfer agent or registrar or any officer, employee or agent of the Trust, shall be affected by any notice of a proposed transfer. For the avoidance of doubt, provisions (including without limitation additional and/or differing provisions) relating to the ownership and transfer of securities issued pursuant to Article V, Section 7 may be set forth in the Securities Designation of such securities.

Appears in 1 contract

Samples: Agreement and Declaration of Trust (Calamos Global Dynamic Income Fund)

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Ownership and Transfer of Shares and Preferred Securities. The Trust or a transfer or similar agent for the Trust shall maintain a register containing the names and addresses of the Shareholders of each Series and Class thereof, the number of Shares and Preferred Securities of each Series and Class held by such Shareholders, and a record of all Share and Preferred Security transfers. The register shall be conclusive as to the identity of Shareholders of Shares and Preferred Securities of record and the number of Shares and Preferred Securities held by them from time to time. The Trustees may authorize the issuance of certificates representing Shares and Preferred Securities and adopt rules governing their use. The Trustees may make rules governing the transfer of Shares and Preferred Securities, whether or not represented by certificates. Except as otherwise provided by the Trustees, Shares and Preferred Securities shall be transferable on the books of the Trust only by the record holder thereof or by his duly authorized agent upon delivery to the Trustees or the Trust’s 's transfer agent of a duly executed instrument of transfer, together with a Share or Preferred Security certificate if one is outstanding, and such evidence or the genuineness of each such execution and authorization and of such 12966669/2 Agreements and Declarations of Trust - CHI Third A&R Agreement and Declaration of Trust other matters as may be required by the Trustees. Upon such delivery, and subject to any further requirements specified by the Trustees or contained in the By-Laws, the transfer shall be recorded on the books of the Trust. Until a transfer is so recorded, the Shareholder of record of Shares or Preferred Securities shall be deemed to be the holder of such Shares or Preferred Securities for all purposes hereunder and neither the Trustees nor the Trust, nor any transfer agent or registrar or any officer, employee or agent of the Trust, shall be affected by any notice of a proposed transfer. For the avoidance of doubt, provisions (including without limitation additional and/or differing provisions) relating to the ownership and transfer of securities issued pursuant to Article V, Section 7 may be set forth in the Securities Designation of such securities.

Appears in 1 contract

Samples: Agreement and Declaration of Trust (Calamos Convertible Opportunities & Income Fund)

Ownership and Transfer of Shares and Preferred Securities. The Trust or a transfer or similar agent for the Trust shall maintain a register containing the names and addresses of the Shareholders of each Series and Class thereof, the number of Shares and Preferred Securities of each Series and Class held by such Shareholders, and a record of all Share and Preferred Security transfers. The register shall be conclusive as to the identity of Shareholders of Shares and Preferred Securities of record and the number of Shares and Preferred Securities held by them from time to time. The Trustees may authorize the issuance of certificates representing Shares and Preferred Securities and adopt rules governing their use. The Trustees may make rules governing the transfer of Shares and Preferred Securities, whether or not represented by certificates. Except as otherwise provided by the Trustees, Shares and Preferred Securities shall be transferable on the books of the Trust only by the record holder thereof or by his duly authorized agent upon delivery to the Trustees or the Trust’s 's transfer agent of a duly executed instrument of transfer, together with a Share or Preferred Security certificate if one is outstanding, and such evidence or the genuineness of each such execution and authorization and of such 12966669/2 52 Agreements and Declarations of Trust - CHY Third A&R Agreement and Declaration of Trust other matters as may be required by the Trustees. Upon such delivery, and subject to any further requirements specified by the Trustees or contained in the By-Laws, the transfer shall be recorded on the books of the Trust. Until a transfer is so recorded, the Shareholder of record of Shares or Preferred Securities shall be deemed to be the holder of such Shares or Preferred Securities for all purposes hereunder and neither the Trustees nor the Trust, nor any transfer agent or registrar or any officer, employee or agent of the Trust, shall be affected by any notice of a proposed transfer. For the avoidance of doubt, provisions (including without limitation additional and/or differing provisions) relating to the ownership and transfer of securities issued pursuant to Article V, Section 7 may be set forth in the Securities Designation of such securities.

Appears in 1 contract

Samples: Agreement and Declaration of Trust (Calamos Convertible & High Income Fund)

Ownership and Transfer of Shares and Preferred Securities. The Trust or a transfer or similar agent for the Trust shall maintain a register containing the names and addresses of the Shareholders of each Series and Class thereof, the number of Shares and Preferred Securities of each Series and Class held by such Shareholders, and a record of all Share and Preferred Security transfers. The register shall be conclusive as to the identity of Shareholders of Shares and Preferred Securities of record and the number of Shares and Preferred Securities held by them from time to time. The Trustees may authorize the issuance of certificates representing Shares and Preferred Securities and adopt rules governing their use. The Trustees may make rules governing the transfer of Shares and Preferred Securities, whether or not represented by certificates. Except as otherwise provided by the Trustees, Shares and Preferred Securities shall be transferable on the books of the Trust only by the record holder thereof or by his duly authorized agent upon delivery to the Trustees or the Trust’s 's transfer agent of a duly executed instrument of transfer, together with a Share or Preferred Security certificate if one is outstanding, and such evidence or the genuineness of each such execution and authorization and of such 12966669/2 118 Agreements and Declarations of Trust - CGO Third A&R Agreement and Declaration of Trust other matters as may be required by the Trustees. Upon such delivery, and subject to any further requirements specified by the Trustees or contained in the By-Laws, the transfer shall be recorded on the books of the Trust. Until a transfer is so recorded, the Shareholder of record of Shares or Preferred Securities shall be deemed to be the holder of such Shares or Preferred Securities for all purposes hereunder and neither the Trustees nor the Trust, nor any transfer agent or registrar or any officer, employee or agent of the Trust, shall be affected by any notice of a proposed transfer. For the avoidance of doubt, provisions (including without limitation additional and/or differing provisions) relating to the ownership and transfer of securities issued pursuant to Article V, Section 7 may be set forth in the Securities Designation of such securities.

Appears in 1 contract

Samples: Agreement and Declaration of Trust (Calamos Global Total Return Fund)

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