Ownership of FINRA Member Securities. Except as disclosed in the Questionnaires provided to the Representatives, to the Company’s knowledge, no Company Affiliate is an owner of stock or other securities of any Member (other than securities purchased on the open market).
Appears in 87 contracts
Samples: Underwriting Agreement (Spring Valley Acquisition Corp. II), Underwriting Agreement (Spring Valley Acquisition Corp. II), Underwriting Agreement (Patria Latin American Opportunity Acquisition Corp.)
Ownership of FINRA Member Securities. Except as disclosed in the Questionnaires provided to the RepresentativesRepresentative, to the Company’s knowledge, no Company Affiliate is an owner of stock or other securities of any Member (other than securities purchased on the open market).
Appears in 78 contracts
Samples: Underwriting Agreement (Trailblazer Merger Corp I), Underwriting Agreement (Trailblazer Merger Corp I), Underwriting Agreement (Lakeshore Acquisition II Corp.)
Ownership of FINRA Member Securities. Except as disclosed in the FINRA Questionnaires provided to the RepresentativesRepresentative, to the Company’s knowledge, no Company Affiliate is an owner of stock or other securities of any Member (other than securities purchased on the open market).
Appears in 45 contracts
Samples: Underwriting Agreement (LF Capital Acquisition Corp. II), Underwriting Agreement (LF Capital Acquisition Corp. II), Underwriting Agreement (Social Capital Hedosophia Holdings Corp. IV)
Ownership of FINRA Member Securities. Except as disclosed in the FINRA Questionnaires provided to the Representatives, to the Company’s knowledge, no Company Affiliate is an owner of stock or other securities of any Member (other than securities purchased on the open market).
Appears in 31 contracts
Samples: Underwriting Agreement (VMG Consumer Acquisition Corp.), Underwriting Agreement (VMG Consumer Acquisition Corp.), Underwriting Agreement (Tiga Acquisition Corp. III)
Ownership of FINRA Member Securities. Except as disclosed in the Questionnaires provided to the Representatives, to the Company’s knowledge, no No Company Affiliate is an owner of stock or other securities of any Member (other than securities purchased on the open market).
Appears in 19 contracts
Samples: Underwriting Agreement (Ivanhoe Capital Acquisition Corp.), Underwriting Agreement (Chenghe Acquisition Co.), Underwriting Agreement (Chenghe Acquisition Co.)
Ownership of FINRA Member Securities. Except as disclosed in the FINRA Questionnaires provided to the Representatives, to the Company’s knowledgeRepresentative, no Company Affiliate is an owner of stock shares or other securities stock of any Member (other than securities purchased on the open market).
Appears in 10 contracts
Samples: Underwriting Agreement (JAWS Spitfire Acquisition Corp), Underwriting Agreement (Trajectory Alpha Acquisition Corp.), Underwriting Agreement (Trajectory Alpha Acquisition Corp.)
Ownership of FINRA Member Securities. Except as disclosed in the FINRA Questionnaires provided to the Representatives, to the Company’s knowledge, no Company Affiliate is an owner of stock shares or other securities stock of any Member (other than securities purchased on the open market).
Appears in 9 contracts
Samples: Underwriting Agreement (AEA-Bridges Impact Corp.), Underwriting Agreement (AEA-Bridges Impact Corp.), Underwriting Agreement (Jaws Hurricane Acquisition Corp)
Ownership of FINRA Member Securities. Except as disclosed in the FINRA Questionnaires provided to the Representatives, to the Company’s knowledge, no Company Affiliate is an owner of stock shares or other securities of any Member (other than securities purchased on the open market).
Appears in 6 contracts
Samples: Underwriting Agreement (Jack Creek Investment Corp.), Underwriting Agreement (Artisan Acquisition Corp.), Underwriting Agreement (Anthropos Capital Corp)
Ownership of FINRA Member Securities. Except as disclosed in the FINRA Questionnaires provided to the Representatives, to the Company’s knowledge, knowledge no Company Affiliate is an owner of stock shares or other securities stock of any Member (other than securities purchased on the open market).
Appears in 6 contracts
Samples: Underwriting Agreement (Kismet Acquisition One Corp), Underwriting Agreement (Kismet Acquisition Two Corp.), Underwriting Agreement (Kismet Acquisition Three Corp.)
Ownership of FINRA Member Securities. Except as disclosed in the Questionnaires provided to the RepresentativesRepresentative, to the Company’s knowledge, no Company Affiliate is an owner of stock shares or other securities of any Member (other than securities purchased on the open market).
Appears in 5 contracts
Samples: Underwriting Agreement (PROTONIQ Acquisition Corp), Underwriting Agreement (Bombax Healthcare Acquisition Corp), Underwriting Agreement (ScION Tech Growth II)
Ownership of FINRA Member Securities. Except as disclosed in the FINRA Questionnaires provided to the RepresentativesRepresentative, to the Company’s knowledge, no Company Affiliate is an owner of stock shares or other securities stock of any Member (other than securities purchased on the open market).
Appears in 5 contracts
Samples: Underwriting Agreement (Aspirational Consumer Lifestyle Corp. II), Underwriting Agreement (Aspirational Consumer Lifestyle Corp.), Underwriting Agreement (Aspirational Consumer Lifestyle Corp.)
Ownership of FINRA Member Securities. Except To the knowledge of the Company, except as disclosed in the FINRA Questionnaires provided to the Representatives, to the Company’s knowledge, no Company Affiliate is an owner of stock shares or other securities stock of any Member (other than securities purchased on the open market).
Appears in 5 contracts
Samples: Underwriting Agreement (Poema Global Holdings Corp.), Underwriting Agreement (POEMA Global Holdings Corp.), Underwriting Agreement (Bluescape Opportunities Acquisition Corp.)
Ownership of FINRA Member Securities. Except as disclosed in the Questionnaires provided to the Representatives, to the Company’s knowledge, no Company Affiliate is an owner of stock or other securities of any Participating Member (other than securities purchased on the open market).
Appears in 4 contracts
Samples: Underwriting Agreement (Graf Acquisition Corp. IV), Underwriting Agreement (Graf Acquisition Corp. III), Underwriting Agreement (Graf Acquisition Corp. IV)
Ownership of FINRA Member Securities. Except To the knowledge of the Company, except as disclosed in the Questionnaires FINRA questionnaires provided to the Representatives, to the Company’s knowledge, no Company Affiliate is an owner of stock shares or other securities of any Member (other than securities purchased on the open market).
Appears in 3 contracts
Samples: Underwriting Agreement (Zimmer Energy Transition Acquisition Corp.), Underwriting Agreement (Zimmer Energy Transition Acquisition Corp.), Underwriting Agreement (Zimmer Energy Transition Acquisition Corp.)
Ownership of FINRA Member Securities. Except as disclosed in the FINRA Questionnaires provided to the RepresentativesRepresentative, to the Company’s knowledge, no Company Affiliate is an owner of stock shares or other securities stock of any Member (other than securities purchased on the open market).. (fff)
Appears in 3 contracts
Samples: Underwriting Agreement (Artius II Acquisition Inc.), Underwriting Agreement (Artius II Acquisition Inc.), Underwriting Agreement (Artius II Acquisition Inc.)
Ownership of FINRA Member Securities. Except as disclosed in the Questionnaires provided to the Representatives, to the Company’s knowledgeRepresentative, no Company Affiliate is an owner of stock shares or other securities stock of any Member (other than securities purchased on the open market).
Appears in 3 contracts
Samples: Underwriting Agreement (World Quantum Growth Acquisition Corp.), Underwriting Agreement (World Quantum Growth Acquisition Corp.), Underwriting Agreement (World Quantum Growth Acquisition Corp.)
Ownership of FINRA Member Securities. Except as disclosed in the Questionnaires provided to the RepresentativesUnderwriter, to the Company’s knowledge, no Company Affiliate is an owner of stock or other securities of any Member (other than securities purchased on the open market).
Appears in 2 contracts
Samples: Underwriting Agreement (AF Acquisition Corp.), Underwriting Agreement (AF Acquisition Corp.)
Ownership of FINRA Member Securities. Except as disclosed in the Questionnaires provided to the Representatives, to the Company’s knowledge, no No Company Affiliate is an owner of shares of capital stock or other securities of any Member (other than securities purchased on the open market).
Appears in 2 contracts
Samples: Underwriting Agreement (Catalyst Partners Acquisition Corp.), Underwriting Agreement (Catalyst Partners Acquisition Corp.)
Ownership of FINRA Member Securities. Except as disclosed in the FINRA Questionnaires provided to the Representatives, to the Company’s knowledge, no Company Affiliate is an owner of stock or other securities of any Member (other than securities purchased on the open market).
Appears in 2 contracts
Samples: Underwriting Agreement (Primavera Capital Acquisition Corp.), Underwriting Agreement (Primavera Capital Acquisition Corp.)
Ownership of FINRA Member Securities. Except as disclosed in the Questionnaires provided to the Representatives, to the Company’s knowledge, no Company Affiliate is an owner of stock shares or other securities of any Member (other than securities purchased on the open market).
Appears in 2 contracts
Samples: Underwriting Agreement (ScION Tech Growth I), Underwriting Agreement (ScION Tech Growth I)
Ownership of FINRA Member Securities. Except as disclosed in the FINRA Questionnaires provided to the Representatives, to the Company’s knowledgeRepresentative, no Company Affiliate is an owner of stock shares or other securities stock of any Member (other than securities purchased on the open market).. n
Appears in 1 contract
Samples: Underwriting Agreement (JAWS Spitfire Acquisition Corp)
Ownership of FINRA Member Securities. Except as disclosed in the FINRA Questionnaires provided to the RepresentativesRepresentative, to the Company’s knowledge, no Company Affiliate is an owner of stock shares or other securities of any Member (other than securities purchased on the open market).
Appears in 1 contract
Samples: Underwriting Agreement (Infinite Acquisition Corp.)
Ownership of FINRA Member Securities. Except as disclosed in the FINRA Questionnaires provided to the RepresentativesUnderwriter, to the Company’s knowledge, no Company Affiliate is an owner of stock or other securities of any Member (other than securities purchased on the open market).
Appears in 1 contract
Samples: Underwriting Agreement (B Capital Technology Opportunities Corp.)
