Common use of Participating Broker-Dealers Clause in Contracts

Participating Broker-Dealers. Broker-dealers who are members of the Financial Industry Regulatory Authority, Inc., or that are exempt from broker-dealer registration, and who, in either case, have executed participating broker-dealer or other agreements with the Dealer Manager to sell Shares in an Offering.

Appears in 13 contracts

Samples: Advisory Agreement (RREEF Property Trust, Inc.), Advisory Agreement (Jones Lang LaSalle Income Property Trust, Inc.), Advisory Agreement (RREEF Property Trust, Inc.)

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Participating Broker-Dealers. Broker-dealers who are members of the Financial Industry Regulatory Authority, Inc., or that are exempt from broker-dealer registration, and who, in either case, have executed participating broker-dealer or other agreements with the Dealer Manager to sell Shares in an Offering.

Appears in 7 contracts

Samples: Advisory Agreement (Jones Lang LaSalle Income Property Trust, Inc.), Advisory Agreement (Jones Lang LaSalle Income Property Trust, Inc.), Advisory Agreement (Jones Lang LaSalle Income Property Trust, Inc.)

Participating Broker-Dealers. Broker-dealers who are members of the Financial Industry Regulatory Authority, Inc., or that are exempt from broker-dealer registration, and who, in either case, have executed participating broker-dealer or other agreements with the Dealer Manager to sell Shares in an Offering.

Appears in 3 contracts

Samples: Form of Advisory Agreement (Clarion Property Trust Inc.), Form of Advisory Agreement (Clarion Property Trust Inc.), Form of Advisory Agreement (Clarion Property Trust Inc.)

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Participating Broker-Dealers. Broker-dealers who are members of the Financial Industry Regulatory Authority, Authority Inc., or that are exempt from broker-dealer registration, and who, in either case, have executed participating broker-dealer or other agreements with the Dealer Manager to sell Shares in an Offering.

Appears in 1 contract

Samples: Form of Advisory Agreement (Clarion Property Trust Inc.)

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