Partnership and Limited Liability Company Interests. Except as set forth in Schedule 3(1)(b) hereto, none of the Pledged Equity consisting of an interest in a partnership or a limited liability company (i) is dealt in or traded on a securities exchange or in a securities market, (ii) by its terms expressly provides that it is a Security governed by Article 8 of the UCC, (iii) is an Investment Company Security, (iv) is held in a Securities Account or (v) constitutes a Security or a Financial Asset.
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Samples: Security and Pledge Agreement (StoneX Group Inc.), Indenture (Intl Fcstone Inc.)
Partnership and Limited Liability Company Interests. Except as set forth in on Schedule 3(1)(b3(f) heretoand except for certificated Equity Interests issued by the corporate Grantors and pledged to Administrative Agent hereunder, none of the Pledged Equity consisting of an interest in a partnership or a limited liability company Interests (i) is dealt in or traded on a securities exchange or in a securities market, (ii) by its terms expressly provides that it is a Security governed by Article 8 of the UCC, (iii) is an Investment Company Securityinvestment company security, (iv) is held in a Securities Account or (v) constitutes a Security or a Financial Asset.
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Partnership and Limited Liability Company Interests. Except as set forth in previously disclosed on Schedule 3(1)(b3.16(e) heretoto the Credit Agreement, none of the Pledged Equity Interests consisting of an interest in a partnership or a limited liability company interests (i) is dealt in or traded on a securities exchange or in a securities market, (ii) by its terms expressly provides that it is a Security governed by Article 8 of the UCC, (iii) is an Investment Company Security, (iv) is held in a Securities Account or (v) constitutes a Security or a Financial Asset.
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