Patriot Act. Neither the Company nor, to the Company’s knowledge, any officer, director or Initial Shareholder has violated: (i) the Bank Secrecy Act, as amended; (ii) the Money Laundering Control Act of 1986, as amended; or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 170 contracts
Samples: Underwriting Agreement (Bellevue Life Sciences Acquisition Corp.), Underwriting Agreement (Bellevue Life Sciences Acquisition Corp.), Underwriting Agreement (Alphatime Acquisition Corp)
Patriot Act. Neither the Company nor, to the Company’s knowledge, any officer, director or Initial Shareholder Stockholder has violated: (i) the Bank Secrecy Act, as amended; (ii) the Money Laundering Control Act of 1986, as amended; or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 52 contracts
Samples: Underwriting Agreement (Global Lights Acquisition Corp), Underwriting Agreement (Hudson Acquisition I Corp.), Underwriting Agreement (Hudson Acquisition I Corp.)
Patriot Act. Neither the Company nor, to the Company’s knowledge, nor any officer, director or Initial Shareholder Company Affiliate has violated: (i) the Bank Secrecy Act, as amended; , (ii) the Money Laundering Control Act of 1986, as amended; , or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 21 contracts
Samples: Underwriting Agreement (FMG Acquisition Corp), Underwriting Agreement (International Brands Management Group LTD), Underwriting Agreement (TM Entertainment & Media, Inc.)
Patriot Act. Neither the Company nor, to the Company’s knowledge, nor any officer, director or Initial Shareholder has Company affiliates have violated: (i) the Bank Secrecy Act, as amended; , (ii) the Money Laundering Control Act of 1986, as amended; , or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 18 contracts
Samples: Underwriting Agreement (Pacific Monument Acquisition Corp), Underwriting Agreement (Pacific Monument Acquisition Corp), Underwriting Agreement (Nautilus Marine Acquisition Corp)
Patriot Act. Neither the Company nor, to the Company’s knowledge, nor any officer, director or Initial Shareholder Stockholder has violated: (i) the Bank Secrecy Act, as amended; (ii) the Money Laundering Control Act of 1986, as amended; or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 12 contracts
Samples: Underwriting Agreement (Star Maritime Acquisition Corp.), Underwriting Agreement (Star Maritime Acquisition Corp.), Underwriting Agreement (Argyle Security Acquisition CORP)
Patriot Act. Neither the Company nor, nor to the Company’s knowledge, assuming reasonable inquiry, any officerCompany Affiliate, director or Initial Shareholder has violated: (i) the Bank Secrecy ActAct of 1970, as amended; , or (ii) the Money Laundering Control Act of 1986, as amended; or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 10 contracts
Samples: Underwriting Agreement (KBL Merger Corp. Iv), Underwriting Agreement (KBL Merger Corp. Iv), Underwriting Agreement (KBL Merger Corp. Iv)
Patriot Act. Neither the Company nor, to the Company’s knowledge, nor any officer, director or Initial Shareholder Stockholder has violated: (i) the Bank Secrecy Act, as amended; , (ii) the Money Laundering Control Act of 1986, as amended; , or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 9 contracts
Samples: Underwriting Agreement (Affinity Media International Corp.,), Underwriting Agreement (Industrial Services Acquisition Corp.), Underwriting Agreement (Energy Infrastructure Acquisition Corp.)
Patriot Act. Neither the Company nor, to the Company’s knowledge, nor any officer, director or Initial Shareholder Company Affiliate has violated: (i) the Bank Secrecy Act, as amended; (ii) the Money Laundering Control Act of 1986, as amended; or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 9 contracts
Samples: Underwriting Agreement (Seanergy Maritime Corp.), Underwriting Agreement (Korea Milestone Acquisition CORP), Underwriting Agreement (Korea Milestone Acquisition CORP)
Patriot Act. Neither the Company nor, to the Company’s knowledge, nor any officer, director or Initial Shareholder Stockholder has violated: (ia) the Bank Secrecy Act, as amended; , (iib) the Money Laundering Control Act of 1986, as amended; , or (iiic) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 7 contracts
Samples: Underwriting Agreement (Affinity Media International Corp.,), Underwriting Agreement (Healthcare Acquisition Corp), Underwriting Agreement (Echo Healthcare Acquisition Corp.)
Patriot Act. Neither of the Company nor, to the Company’s knowledge, any officer, director Director/Officer or Initial Shareholder any Special Advisor or any other person acting on behalf of the Company has violated: (i) the Bank Secrecy Act, as amended; , (ii) the Money Laundering Control Act of 1986, as amended; , or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 6 contracts
Samples: Underwriting Agreement (United Refining Energy Corp), Underwriting Agreement (TransTech Services Partners Inc.), Underwriting Agreement (TransTech Services Partners Inc.)
Patriot Act. Neither the Company nor, to the Company’s knowledge, any officer, director or Initial Shareholder Stockholder has violated: (i) the Bank Secrecy Act, as amended; , (ii) the Money Laundering Control Act of 1986, as amended; , or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 6 contracts
Samples: Underwriting Agreement (Asia Special Situation Acquisition Corp), Underwriting Agreement (Asia Special Situation Acquisition Corp), Underwriting Agreement (Asia Special Situation Acquisition Corp)
Patriot Act. Neither the Company nor, to the Company’s knowledge, any officer, director or Initial Shareholder has Company affiliates have violated: (i) the Bank Secrecy Act, as amended; , (ii) the Money Laundering Control Act of 1986, as amended; , or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 5 contracts
Samples: Underwriting Agreement (Camden Learning CORP), Underwriting Agreement (Redstar Partners, Inc.), Underwriting Agreement (Camden Learning CORP)
Patriot Act. Neither the Company nor, to the best of the Company’s knowledge, any officer, director or Initial Shareholder officer of the Company, the Sponsor or any other person acting on behalf of the Company has violated: (i) the Bank Secrecy Act, as amended; , (ii) the Money Laundering Control Act of 1986, as amended; , or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 4 contracts
Samples: Underwriting Agreement (Chart Acquisition Corp.), Underwriting Agreement (Chart Acquisition Corp.), Underwriting Agreement (Chart Acquisition Corp.)
Patriot Act. Neither of the Company nor, to the Company’s knowledge, any officer, director Director/Officer or Initial Shareholder any other person acting on behalf of the Company has violated: (i) the Bank Secrecy Act, as amended; , (ii) the Money Laundering Control Act of 1986, as amended; , or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 3 contracts
Samples: Underwriting Agreement (United Refining Energy Corp), Underwriting Agreement (United Refining Energy Corp), Underwriting Agreement (Longwei Petroleum Investment Holding LTD)
Patriot Act. Neither the Company nor, to nor any affiliate of the Company’s knowledge, any officer, director or Initial Shareholder Company has violated: (i) the Bank Secrecy Act, as amended; , (ii) the Money Laundering Control Act of 1986, as amended; , or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 3 contracts
Samples: Underwriting Agreement (Stone Tan China Acquisition Corp.), Underwriting Agreement (Stone Tan China Acquisition Corp.), Underwriting Agreement (Stone Tan China Acquisition Corp.)
Patriot Act. Neither the Company nor, to the best of the Company’s knowledge, any officer, director or Initial Shareholder has violated: (i) the Bank Secrecy Act, as amended; (ii) the Money Laundering Control Act of 1986, as amended; or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 2 contracts
Samples: Underwriting Agreement (M I Acquisitions, Inc.), Underwriting Agreement (M I Acquisitions, Inc.)
Patriot Act. Neither the Company nor, to To the Company’s knowledge, neither the Company nor any officer, director or Initial Shareholder Company Affiliate has violated: (i) the Bank Secrecy Act, as amended; (ii) the Money Laundering Control Act of 1986, as amended; or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 2 contracts
Samples: Underwriting Agreement (Chardan 2008 China Acquisition Corp.), Underwriting Agreement (GSME Acquisition Partners I)
Patriot Act. Neither the Company nor any of the Subsidiaries, nor, to the Company’s knowledge, any of the affiliates or any director, officer, director agent or Initial Shareholder has violated: (i) employee of, or other person associated with or acting on behalf of, the Company, has, violated any applicable provisions of the Bank Secrecy Act, as amended; (ii) the Money Laundering Control Act of 1986, as amended; or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act (USA PATRIOT ACT) Act of 2001, and/or 2001 or the rules and regulations promulgated under any such law, law or any successor law.
Appears in 2 contracts
Samples: Underwriting Agreement (Turning Point Brands, Inc.), Underwriting Agreement (Standard Diversified Inc.)
Patriot Act. Neither the Company nor any of its subsidiaries, nor, to the Company’s 's knowledge, any director, officer, director agent or Initial Shareholder employee of, or other person associated with or acting on behalf of, the Company, has violated: (i) violated the Bank Secrecy Act, as amended; (ii) the Money Laundering Control Act of 1986, as amended; or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act (USA PATRIOT ACT) Act of 2001, and/or 2001 or the rules and regulations promulgated under any such law, law or any successor law.
Appears in 2 contracts
Samples: Purchase Agreement (Caribou Coffee Company, Inc.), Purchase Agreement (Caribou Coffee Company, Inc.)
Patriot Act. Neither of the Company nor, to the Company’s 's knowledge, any officer, director Director/Officer or Initial Shareholder any Special Advisor or any other person acting on behalf of the Company has violated: (i) the Bank Secrecy Act, as amended; , (ii) the Money Laundering Control Act of 1986, as amended; , or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 2 contracts
Samples: Underwriting Agreement (China Resources Ltd.), Underwriting Agreement (China Energy & Resources LTD)
Patriot Act. Neither the Company nor, to the Company’s knowledge, nor any officer, director or Initial Shareholder Securityholder has violated: (ia) the Bank Secrecy Act, as amended; , (iib) the Money Laundering Control Act of 1986, as amended; , or (iiic) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 2 contracts
Samples: Underwriting Agreement (Viceroy Acquisition CORP), Underwriting Agreement (Santa Monica Media CORP)
Patriot Act. Neither the Company nor, to the best knowledge of the Company’s knowledge, any officer, director or Initial Shareholder Stockholder has violated: (i) the Bank Secrecy Act, as amended; , (ii) the Money Laundering Control Act of 1986, as amended; , or (iii) the Uniting and Maxim Group LLC _________________, 2007 Page 17 of 50 Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 2 contracts
Samples: Underwriting Agreement (Alpha Security Group CORP), Underwriting Agreement (Alpha Security Group CORP)
Patriot Act. Neither the Company nor, nor to the Company’s knowledge, after reasonable inquiry, any officer, director or Initial Shareholder Company Affiliate has violated: (i) the Bank Secrecy ActAct of 1970, as amended; , or (ii) the Money Laundering Control Act of 1986, as amended; or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 2 contracts
Samples: Underwriting Agreement (E-Compass Acquisition Corp.), Underwriting Agreement (E-Compass Acquisition Corp.)
Patriot Act. Neither the Company nor, to the Company’s knowledge, any officer, director or Initial Shareholder any initial stockholder has violated: (i) the Bank Secrecy Act, as amended; (ii) the Money Laundering Control Act of 1986, as amended; or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 2 contracts
Samples: Underwriting Agreement (Mana Capital Acquisition Corp.), Underwriting Agreement (Mana Capital Acquisition Corp.)
Patriot Act. Neither the Company nor, to the Company’s knowledge, any officer, any director or any of the Initial Shareholder Shareholders has violated: (i) the Bank Secrecy Act, as amended; (ii) the Money Laundering Control Act of 1986, as amended; or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 2 contracts
Samples: Underwriting Agreement (Bayview Acquisition Corp), Underwriting Agreement (Bayview Acquisition Corp)
Patriot Act. Neither the Company nor, to the Company’s knowledge, any officer, director or Initial Shareholder the Sponsor has violated: (i) the Bank Secrecy Act, as amended; (ii) the Money Laundering Control Act of 1986, as amended; or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 2 contracts
Samples: Underwriting Agreement (RichSpace Acquisition Corp.), Underwriting Agreement (RichSpace Acquisition Corp.)
Patriot Act. Neither the Company nor, to the Company’s knowledge, nor any officer, director or Initial Shareholder Company Affiliate has violated: (i) the Bank Secrecy Act, as amended; (ii) the Money Laundering Control Act of 1986, as amended; or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACTPatriot Act) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 1 contract
Samples: Underwriting Agreement (China Fundamental Acquisition Corp)
Patriot Act. Neither None of the Company, the Insiders or any officer or director of the Company nor, to the Company’s knowledge, any officer, director or Initial Shareholder has violated: (ia) the Bank Secrecy Act, as amended; , (iib) the Money Laundering Control Act of 1986Laws, as amended; or (iiic) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 1 contract
Samples: Underwriting Agreement (China Evergreen Acquisition Corp.)
Patriot Act. Neither the Company nor, to the Company’s knowledge, nor any officer, director or Initial Shareholder person who controls the Company within the meaning of Section 15 of the Securities Act or Section 20 of the Exchange Act has violated: violated (ia) the Bank Secrecy Act, as amended; (iib) the Money Laundering Control Act of 1986, as amended; or (iiic) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism ("USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 1 contract
Patriot Act. Neither the Company nor, nor to the knowledge of the Company’s knowledge, any officer, director or Initial Shareholder has Company affiliates have violated: (i) the Bank Secrecy Act, as amended; , (ii) the Money Laundering Control Act of 1986, as amended; , or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 1 contract
Samples: Underwriting Agreement (Pacific Monument Acquisition Corp)
Patriot Act. Neither the Company nor, to the Company’s knowledge, nor any officer, director or Initial Shareholder Company Affiliate has violated: (i) the Bank Secrecy Act, as amended; (ii) the Money Laundering Control Act of 1986, as amended; or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACTPatriot Act) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 1 contract
Samples: Underwriting Agreement (Indas Green Acquisition CORP)
Patriot Act. Neither the Company nor, to the best knowledge of the Company’s knowledge, any officer, director or Initial Shareholder Stockholder has violated: (i) the Bank Secrecy Act, as amended; , (ii) the Money Laundering Control Act of 1986, as amended; , or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 1 contract
Patriot Act. Neither the Company nor, to the Company’s knowledge, nor any officer, director or Initial Shareholder Stockholder has violated: (ia) the Bank Secrecy Act, as amended; , (iib) the Money Laundering Control Act of 1986, as amended; , or (iiic) the Uniting and Strengthening of America by Providing Maxim Group LLC _________, 2005 Page 14 of 44 Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 1 contract
Samples: Underwriting Agreement (Key Hospitality Acquisition CORP)
Patriot Act. Neither the Company nor, to the Company’s knowledge, nor any officer, director or Initial Shareholder Company Affiliate has violated: (i) the Bank Secrecy Act, as amended; (ii) the Money Laundering Control Act of 1986, as amended; or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.. Maxim Group LLC , 2007 Page 17 of 45
Appears in 1 contract
Patriot Act. Neither the Company nor, to the Company’s knowledge, nor any officer, director or Initial Shareholder Stockholder has violated: (ia) the Bank Secrecy Act, as amended; , (iib) the Money Laundering Control Act of 1986, as amended; , or (iiic) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.. , 2005
Appears in 1 contract
Samples: Underwriting Agreement (Boulder Specialty Brands, Inc.)
Patriot Act. Neither the Company nor, to the Company’s knowledge, nor any officer, director or Initial Shareholder Company Affiliate has violated: (i) the Bank Secrecy Act, Act as amended; , (ii) the Money Laundering Control Act of 1986, as amended; , or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACTPatriot Act) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 1 contract
Patriot Act. Neither the Company nor, to None of the Company’s knowledge, any officer, director Director/Officer or Initial Shareholder any Special Advisor has violated: (i) the Bank Secrecy Act, as amended; , (ii) the Money Laundering Control Act of 1986, as amended; , or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 1 contract
Samples: Underwriting Agreement (TransTech Services Partners Inc.)
Patriot Act. Neither the Company nor, to nor any Company affiliates (including the Company’s knowledge, any officer, director or Initial Shareholder has Security Corp) have violated: (i) the Bank Secrecy Act, as amended; , (ii) the Money Laundering Control Act of 1986, as amended; , or (iii) the Uniting and Strengthening of America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism (USA PATRIOT ACT) Act of 2001, and/or the rules and regulations promulgated under any such law, or any successor law.
Appears in 1 contract
