Common use of Payments to Current Participants Clause in Contracts

Payments to Current Participants. Current Participants will not be required to submit a Former Participant Claim Form to receive a settlement payment. 6.4.1 Within two (2) business days after the Settlement Administrator has completed all payment calculations for all Current Participants, the Settlement Administrator will provide to each of the Plan’s recordkeepers an Excel spreadsheet containing the name, Social Security number, and the amount of the settlement payment to be made by that recordkeeper into the Active Account(s) for each Current Participant. 6.4.2 Thereafter, within ten (10) business days’ written notice to Defendant (or its designee), the Settlement Administrator shall effect a transfer from the Qualified Settlement Fund to each of the Plan’s recordkeepers of the aggregate amount of all settlement payments payable to Current Participants with that recordkeeper, as reflected in the spreadsheets provided by the Settlement Administrator. 6.4.3 Defendant (or its designee) shall direct the Plan’s recordkeepers to credit the individual Active Account(s) of each Current Participant in an amount equal to that stated on the spreadsheets provided by the Settlement Administrator in relation to such Current Participant. 6.4.4 The settlement payment for each Current Participant with each recordkeeper will be invested in accordance with and proportionate to such Current Participant’s investment elections then on file for new contributions with that recordkeeper. If there is no investment election for new contributions on file for any Current Participant with a recordkeeper, then such Current Participant shall be deemed to have directed such payment to be invested in the relevant Plan’s “Qualified Default Investment Alternative” as defined in 29 C.F.R. § 2550.404c-5. 6.4.5 The Plan’s recordkeepers shall process all Current Participant transactions within thirty (30) calendar days of receiving direction from Defendant (or its designee) for any Current Participant.

Payments to Current Participants. Current Participants will not be required to submit a Former Participant Claim Form to automatically receive a settlement paymentpayment to their accounts in the Plans. 6.4.1 6.5.1 Within two five (25) business days Business Days after the Settlement Administrator has completed all payment calculations for all Current Participants, the Settlement Administrator will provide to each of Defendants (or their designee) and the Plan’s recordkeepers Plans’ recordkeeper, in a format and via a delivery method mutually agreed upon by the Settlement Administrator and Defendants, with an Excel spreadsheet (or other format acceptable to the Plans’ recordkeeper) containing the name, Social Security number, and the amount of the settlement payment for each of the Current Participants, and any other information requested by Defendants or the Plans’ recordkeeper as necessary to effectuate this provision. This shall include a breakdown showing which portion of the settlement payment shall be made by that recordkeeper into the Active Account(s) for allocated to each Current Participant’s account in the Mercy Plan, which portion shall be allocated to each Current Participant’s account in the RHP Plan, and which portion shall be allocated to each Current Participant’s account in the RHS Plan. For each Current Participant, this breakdown shall be proportional to their account balances in each of the Plans as of September 30, 2021 based on account balance data provided by the Plans’ recordkeeper. 6.4.2 6.5.2 Thereafter, within ten upon giving five (105) business daysBusiness Days’ written notice to Defendant Defendants (or its their designee, i.e., the Plans’ recordkeeper), the Settlement Administrator shall effect a transfer from the Qualified Settlement Fund to each of the Plan’s recordkeepers Plans of the aggregate amount of all settlement payments payable to Current Participants with that recordkeeperParticipants, as reflected in the spreadsheets provided by the Settlement Administrator.a 6.4.3 Defendant (or its designee) shall direct the Plan’s recordkeepers to credit the individual Active Account(s) of each Current Participant in an amount equal to that stated on the spreadsheets provided by the Settlement Administrator in relation to such Current Participant. 6.4.4 6.5.3 The settlement payment for each Current Participant with each recordkeeper will be invested in accordance with and proportionate to such Current Participant’s investment elections then on file for new contributions with that recordkeepercontributions. If there is no the Current Participant does not have an investment election for new contributions on file for any Current Participant with a recordkeeperfile, then such Current Participant shall be deemed to have directed such payment to be invested in the relevant Plan’s Plans’ “Qualified Default Investment Alternative,” as defined in 29 C.F.R. § 2550.404c-5. 6.4.5 6.5.4 The Plan’s recordkeepers Plans’ recordkeeper shall process all Current Participant transactions within thirty forty-five (3045) calendar days of receiving direction direction, including the completed settlement calculations for Current Participants and the transfer from Defendant (or its designee) the Qualified Settlement Fund to the Plans of the aggregate amount of all settlement payments payable to Current Participants, from the Settlement Administrator for any Current Participant. 6.5.5 The Plans may be amended, to the extent necessary, to reflect the settlement allocation to Current Participants’ Active Account(s) in accordance with this Article 6. 6.5.6 If, as of the date when distributions pursuant to this Settlement Agreement are made, a Current Participant no longer has an Active Account, he or she will be treated as a Former Participant for purposes of the settlement distribution only and will receive his or her payment from the Settlement Administrator in the form of a check as described in

Payments to Current Participants. Current Participants will not be required to submit a Former Participant Claim Form to receive a settlement payment. 6.4.1 Within two 6.5.1 No later than forty-five (245) business calendar days after the Settlement Administrator has completed all payment calculations for all Current ParticipantsEffective Date, the Settlement Administrator will provide to each of NRECA, in a format and via a delivery method mutually agreed upon by the Plan’s recordkeepers Settlement Administrator and NRECA, with an Excel spreadsheet containing the name, Social Security number, and the amount of the settlement payment to be made by that recordkeeper into the Active Account(s) for each of the Current ParticipantParticipants, and any other information requested by NRECA as necessary to effectuate this provision. 6.4.2 Thereafter, within ten 6.5.2 No later than sixty (1060) business days’ written notice to Defendant (or its designee)days following the Settlement Effective Date, the Settlement Administrator shall effect a transfer from the Qualified Settlement Fund to each of the Plan’s recordkeepers Plan of the aggregate amount of all settlement payments payable to Current Participants with that recordkeeperParticipants, as reflected in the spreadsheets a spreadsheet provided by the Settlement Administrator. 6.4.3 Defendant . NRECA (or its designee) shall direct as the Plan’s recordkeepers to recordkeeper) shall therefore credit the individual Active Account(s) of each Current Participant in an amount equal to that stated on the spreadsheets provided by the Settlement Administrator in relation to such Current Participant.Active 6.4.4 6.5.3 The settlement payment for each Current Participant with each recordkeeper will be invested in accordance with and proportionate to such Current Participant’s investment elections then on file for new contributions with that recordkeepercontributions. If there is no the Current Participant does not have an investment election for new contributions on file for any Current Participant with a recordkeeperfile, then such Current Participant shall be deemed to have directed such payment to be invested in the relevant Plan’s “Qualified Default Investment Alternative,” as defined in 29 C.F.R. § 2550.404c-5. 6.4.5 The 6.5.4 NRECA (as the Plan’s recordkeepers recordkeeper) shall process all Current Participant transactions within thirty (30) calendar days of receiving after the Net Settlement Amount is paid to the Plan, so long as NRECA has timely received direction from Defendant (or its designee) the Settlement Administrator for any Current ParticipantParticipant in accordance with section 6.5.1. 6.5.5 The Plan may be amended, to the extent necessary, to reflect the settlement allocation to Current Participants’ Active Account(s) in accordance with this Article 6. 6.5.6 If, as of the date when distributions pursuant to this Settlement Agreement are made, a Current Participant no longer has an Active Account, he or she will be treated as an Authorized Former Participant for purposes of the settlement distribution only and will receive his or her payment from the Settlement Administrator in the form of a check as described in Paragraph 6.6. A Current Participant who no longer has an Active Account on the date of his or her Settlement distribution need not complete a Former Participant Claim Form.

Payments to Current Participants. Current Participants will not be required to submit a Former Participant Claim Form to receive a settlement payment. The Settlement Administrator shall complete all payment calculations for all Current Participants and Authorized Former Participants within thirty (30) business days after the Settlement Effective Date. 6.4.1 6.5.1 Within two (2) business days after the Settlement Administrator has completed all payment calculations for all Current Participants, the Settlement Administrator will provide to each of the Duke Defendants (or designee) with an Excel spreadsheet in a form approved by the Plan’s recordkeepers an Excel spreadsheet primary recordkeeper containing the name, Social Security numbernumber or other unique identifier, and the amount of the settlement payment to be made by that recordkeeper into the Active Account(s) Plan account for each of the Current ParticipantParticipants. 6.4.2 6.5.2 Thereafter, within ten (10) business days’ written notice to Defendant the Duke Defendants (or its designee), the Settlement Administrator shall effect a transfer from the Qualified Settlement Fund to each of the Plan’s recordkeepers primary recordkeeper of the aggregate amount of all settlement payments payable to Current Participants with that recordkeeperParticipants, as reflected in the spreadsheets spreadsheet provided by the Settlement Administrator. 6.4.3 Defendant . The Duke Defendants (or its designee) shall direct the Plan’s recordkeepers primary recordkeeper to credit the individual Active Account(s) Plan accounts of each Current Participant in an amount equal to that stated on the spreadsheets spreadsheet provided by the Settlement Administrator in relation to such Current Participant. 6.4.4 6.5.3 The settlement payment for each Current Participant with each recordkeeper will be invested in accordance with and proportionate to such Current Participant’s investment elections then on file for new contributions with that into investment options for which the Plan’s primary recordkeeper is the recordkeeper. If there is no investment election for new contributions on file for any Current Participant with a recordkeeperParticipant, then such Current Participant shall be deemed to have directed such payment to be invested in the relevant Plan’s “Qualified Default Investment Alternative,” as defined in 29 C.F.R. § 2550.404c-5. 6.4.5 6.5.4 The Plan’s recordkeepers primary recordkeeper shall process all Current Participant transactions within thirty (30) calendar days of receiving direction from Defendant the Duke Defendants (or its designee) for any Current Participant.

Payments to Current Participants. Current Participants will not be required to submit a Former Participant Claim Form to receive a settlement payment. 6.4.1 6.7.1 Within two (2) business days after the Settlement Administrator has completed all payment calculations for all Current Participants, the Settlement Administrator will provide to each of the Plan’s Plans’ recordkeepers an Excel spreadsheet containing the name, Social Security number, and the amount of the settlement payment to be made by that recordkeeper into the Active Account(s) for each Current Participant. 6.4.2 6.7.2 Thereafter, within ten (10) business days’ written notice to Defendant Defendants (or its their designee), the Settlement Administrator shall effect a transfer from the Qualified Settlement Fund to each of the Plan’s Plans’ recordkeepers of the aggregate amount of all settlement payments payable to Current Participants with that recordkeeper, as reflected in the spreadsheets provided by the Settlement Administrator. 6.4.3 Defendant 6.7.3 The Cornell Defendants (or its their designee) shall direct the Plan’s Plans’ recordkeepers to credit the individual Active Account(s) of each Current Participant in an amount equal to that stated on the spreadsheets provided by the Settlement Administrator in relation to such Current Participant. 6.4.4 6.7.4 If the Current Participant has multiple accounts, the payment shall be deposited into the account in which the TIAA-CREF Lifecycle Funds were held between August 17, 2010 and April 17, 2012. If the Current Participant invested in the TIAA-CREF Lifecycle Funds in more than one account, the payment shall be deposited into the account that currently has the highest account balance. If the Current Participant invested in the TIAA-CREF Lifecycle Funds in an account that is no longer active, the payment shall be deposited into the Current Participant’s active account with the highest account balance. 6.7.5 The settlement payment for each Current Participant with each recordkeeper will be invested in accordance with and proportionate to such Current Participant’s investment elections then on file for new contributions with that recordkeeper. . 6.7.6 If there is no investment election for new contributions on file for any the Current Participant with has a recordkeeperzero account balance, then such Current Participant the settlement payment shall be deemed to have directed such payment to be invested in the relevant Plan’s “Qualified Default Investment Alternative” as defined in 29 C.F.R. § 2550.404c-5. 6.4.5 6.7.7 The Plansettlement payment will be reflected in the Current Participant’s Plan account as additional earnings. 6.7.8 The Plans’ recordkeepers shall process all Current Participant transactions within thirty (30) calendar days of receiving direction from Defendant Defendants (or its their designee) for any Current Participant.

Payments to Current Participants. Current Participants will not be required to submit a Former Participant Claim Form to receive a settlement payment. The Settlement Administrator shall complete all payment calculations for all Current Participants and Authorized Former Participants within thirty (30) business days after the Settlement Effective Date. 6.4.1 6.5.1 Within two (2) business days after the Settlement Administrator has completed all payment calculations for all Current Participants, the Settlement Administrator will provide to each of the Plan’s recordkeepers ATH Holding Company, LLC (or its designee) with an Excel spreadsheet containing the name, Social Security numbernumber or other unique identifier, and the amount of the settlement payment to be made by that recordkeeper into the Active Account(s) Plan account for each of the Current ParticipantParticipants. 6.4.2 6.5.2 Thereafter, within ten (10) business days’ written notice to Defendant ATH Holding Company, LLC (or its designee), the Settlement Administrator shall effect a transfer from the Qualified Settlement Fund to each of the Plan’s recordkeepers trustee of the aggregate amount of all settlement payments payable to Current Participants with that recordkeeperParticipants, as reflected in the spreadsheets spreadsheet provided by the Settlement Administrator. 6.4.3 Defendant . ATH Holding Company, LLC (or its designee) shall direct the Plan’s recordkeepers trustee to credit the individual Active Account(s) Plan accounts of each Current Participant in an amount equal to that stated on the spreadsheets spreadsheet provided by the Settlement Administrator in relation to such Current Participant. 6.4.4 6.5.3 The settlement payment for each Current Participant with each recordkeeper will be invested in accordance with and proportionate to such Current Participant’s investment elections then on file for new contributions with that recordkeepercontributions. If there is no investment election for new contributions on file for any Current Participant with a recordkeeperParticipant, then such Current Participant shall be deemed to have directed such payment to be invested in the relevant Plan’s “Qualified Default Investment Alternative,” as defined in 29 C.F.R. § 2550.404c-5. 6.4.5 6.5.4 The Plan’s recordkeepers recordkeeper shall process all Plan of Allocation transactions to Current Participant transactions Participants as provided in Paragraph 6.5 within thirty (30) calendar days of receiving direction from Defendant ATH Holding Company, LLC (or its designee) ). Allocations to Current Participant accounts shall be treated for any Current Participantadministrative and reporting purposes as investment earnings.

Payments to Current Participants. Current Participants will not be required to submit a Former Participant Claim Form to receive a settlement payment. 6.4.1 Within two (2) business days after the Settlement Administrator has completed all payment calculations for all Current Participants, the Settlement Administrator will provide notice to Defendant and send to each of the Plan’s Plans’ recordkeepers an Excel spreadsheet containing the name, Social Security number, and the amount of the settlement payment to be made by that recordkeeper into the Active Account(s) for each Current Participant. 6.4.2 Within five (5) business days after the Settlement Administrator provides the Current Participant information detailed in Paragraph 6.4.1 to each of the Plans’ recordkeepers, the recordkeepers will provide the Settlement Administrator a list of which Current Participants (if any) is a Zero Account Balance Current Participant. 6.4.3 Thereafter, within ten (10) business days’ written notice to Defendant (or its designee)) as provided in Paragraph 6.4.1, the Settlement Administrator shall effect a transfer from the Qualified Settlement Fund to each of the Plan’s Plans’ recordkeepers of the aggregate amount of all settlement payments payable to Current Participants with that recordkeeper, as reflected in the spreadsheets provided by the Settlement Administrator, less the amount of all settlement payments payable to Zero Account Balance Current Participants. 6.4.3 6.4.4 Defendant (or its designee) shall direct the Plan’s Plans’ recordkeepers to credit the individual Active Account(s) of each Current Participant who is not a Zero Account Balance Current Participant in an amount equal to that stated on the spreadsheets provided by the Settlement Administrator in relation to such Current Participant. 6.4.4 6.4.5 The settlement payment for each Current Participant who is not a Zero Account Balance Current Participant with each recordkeeper will be invested in accordance with and proportionate to such Current Participant’s investment elections then on file for new contributions with that recordkeeper. If there is no investment election for new contributions on file for any Current Participant who is not a Zero Account Balance Current Participant with a recordkeeper, then such Current Participant shall be deemed to have directed such payment to be invested in the relevant Plan’s “Qualified Default Investment Alternative” as defined in 29 C.F.R. § 2550.404c-5.to 6.4.5 6.4.6 The Plan’s Plans’ recordkeepers shall process all Plan of Allocation transactions for Current Participant transactions Participants who are not Zero Account Balance Current Participants within thirty (30) calendar days of receiving direction from Defendant (or its designee) for any such Current Participant.

Payments to Current Participants. Current Participants will not be required to submit a Former Participant Claim Form to receive a settlement payment. 6.4.1 Within two (2) business days after the Settlement Administrator has completed all payment calculations for all Current Participants, the Settlement Administrator will provide to each of the Plan’s recordkeepers recordkeeper an Excel spreadsheet containing the name, Social Security number, and the amount of the settlement payment to be made by that recordkeeper into the Active Account(s) for each Current Participant. 6.4.2 Thereafter, within ten (10) business days’ written notice to Defendant (or its designee), the Settlement Administrator shall effect a transfer from the Qualified Settlement Fund to each of the Plan’s recordkeepers recordkeeper of the aggregate amount of all settlement payments payable to Current Participants with that recordkeeper, as reflected in the spreadsheets provided by the Settlement Administrator.Current 6.4.3 Defendant (or its designee) shall direct the Plan’s recordkeepers of the ELCA Plan to credit the individual Active Account(s) of each Current Participant in an amount equal to that stated on the spreadsheets provided by the Settlement Administrator in relation to such Current Participant. 6.4.4 Defendant (or its designee) shall also request, in writing, that the administrator of the Good Samaritan Plan direct the recordkeeper of the Good Samaritan Plan to credit the individual Active Account(s) of each Current Participant in an amount equal to that stated on the spreadsheets provided by the Settlement Administrator in relation to such Current Participant. 6.4.5 The settlement payment for each Current Participant with each recordkeeper will be invested in accordance with and proportionate to such Current Participant’s investment elections then on file for new contributions with that recordkeeper. If there is no investment election for new contributions on file for any Current Participant with a recordkeeper, then such Current Participant shall be deemed to have directed such payment to be invested in the relevant Plan’s “Qualified Default Investment Alternative” as defined in 29 C.F.R. § 2550.404c-52550.404c-5 or the Minnesota state law or regulation equivalent. 6.4.5 6.4.6 The Plan’s recordkeepers shall process all Current Participant transactions within thirty (30) calendar days of receiving direction from Defendant (or Defendant, its designee) , or the administrator of the Good Samaritan Plan, for any Current Participant.

Payments to Current Participants. Current Participants will not be required to submit a Former Participant Claim Form to receive a settlement payment. 6.4.1 6.5.1 Within two five (25) business days Business Days after the Settlement Administrator has completed all payment calculations for all Current Participants, the Settlement Administrator will provide to each of the Plan’s recordkeepers an Excel spreadsheet containing the name, Social Security number, MFS (or its designee) and the amount of Plans’ recordkeeper, in a format and via a delivery method mutually agreed upon by the settlement payment to be made by that recordkeeper into the Active Account(s) for each Current Participant.Settlement Administrator and 6.4.2 6.5.2 Thereafter, within upon giving ten (10) business daysBusiness Days’ written notice to Defendant MFS (or its designee, i.e., the Plans’ recordkeeper), the Settlement Administrator shall effect a transfer from the Qualified Settlement Fund to each of the Plan’s recordkeepers Plans of the aggregate amount of all settlement payments payable to Current Participants with that recordkeeperParticipants, as reflected in the spreadsheets a spreadsheet provided by the Settlement Administrator. 6.4.3 Defendant (or its designee) . The Plans’ recordkeeper shall direct the Plan’s recordkeepers to therefore credit the individual Active Account(s) of each Current Participant in an amount equal to that stated on the spreadsheets spreadsheet provided by the Settlement Administrator in relation to such Current Participant. 6.4.4 6.5.3 The settlement payment for each Current Participant with each recordkeeper will be invested in accordance with and proportionate to such Current Participant’s investment elections then on file for new contributions with that recordkeepercontributions. If there is no the Current Participant does not have an investment election for new contributions on file for any Current Participant with a recordkeeperfile, then such Current Participant shall be deemed to have directed such payment to be invested in the relevant Plan’s Plans’ “Qualified Default Investment Alternative,” as defined in 29 C.F.R. § 2550.404c-5. 6.4.5 6.5.4 The Plan’s recordkeepers Plans’ recordkeeper shall process all Current Participant transactions within thirty (30) calendar days of receiving direction from Defendant (or its designee) the Settlement Administrator for any Current Participant. 6.5.5 The Plans may be amended, to the extent necessary, to reflect the 6.5.6 If, as of the date when distributions pursuant to this Settlement Agreement are made, a Current Participant no longer has an Active Account, he or she will be treated as an Authorized Former Participant for purposes of the settlement distribution only and will receive his or her payment from the Settlement Administrator in the form of a check as described in Paragraph 6.6. A Current Participant who no longer has an Active Account on the date of his or her Settlement distribution need not complete a Former Participant Claim Form.

Payments to Current Participants. Current Participants will not be required to submit a Former Participant Claim Form to receive a settlement payment. 6.4.1 Within two (2) business days after the Settlement Administrator has completed all payment calculations for all Current Participants, the Settlement Administrator will provide notice to each of Defendants and send to the Successor Plan’s recordkeepers recordkeeper an Excel spreadsheet containing the name, Social Security number, and the amount of the settlement payment to be made by that recordkeeper into the Active Account(s) for each Current Participant. 6.4.2 Within five (5) business days after the Settlement Administrator provides the Current Participant information detailed in Paragraph 6.4.1 to the Successor Plan’s recordkeeper, the recordkeeper will provide the Settlement Administrator a list of which Current Participants (if any) is a Zero Account Balance Current Participant. 6.4.3 Thereafter, within ten (10) business days’ written notice to Defendant Defendants (or its their designee)) as provided in Paragraph 6.4.1, the Settlement Administrator shall effect a transfer from the Qualified Settlement Fund to each of the Successor Plan’s recordkeepers recordkeeper of the aggregate amount of all settlement payments payable to Current Participants with that recordkeeperParticipants, as reflected in the spreadsheets provided by the Settlement Administrator, less the amount of all settlement payments payable to Zero Account Balance Current Participants. 6.4.3 Defendant 6.4.4 Defendants (or its their designee) shall direct the Successor Plan’s recordkeepers recordkeeper to credit the individual Active Account(s) of each Current Participant who is not a Zero Account Balance Current Participant in an amount equal to that stated on the spreadsheets provided by the Settlement Administrator in relation to such Current Participant. 6.4.4 6.4.5 The settlement payment for each Current Participant with each recordkeeper who is not a Zero Account Balance Current Participant will be invested in accordance with and proportionate to such Current Participant’s investment elections then on file for new contributions with that recordkeepercontributions. If there is no investment election for new contributions on file for any Current Participant with who is not a recordkeeperZero Account Balance Current Participant, then such Current Participant shall be deemed to have directed such payment to be invested in the relevant Plan’s “Qualified Default Investment Alternative” as defined in 29 C.F.R. § 2550.404c-5. 6.4.5 6.4.6 The Successor Plan’s recordkeepers recordkeeper shall process all transactions for Current Participant transactions Participants who are not Zero Account Balance Current Participants within thirty forty-five (3045) calendar days of receiving direction from Defendant Defendants (or its their designee) for any such Current Participant.

Payments to Current Participants. Current Participants will not be required to submit a Former Participant Claim Form to receive a settlement payment. 6.4.1 6.5.1 Within two five (25) business days Business Days after the Settlement Administrator has completed all payment calculations for all Current Participants, the Settlement Administrator will provide to each of SEI (or its designee) and the Plan’s recordkeepers an Excel spreadsheet containing the namerecordkeeper, Social Security number, and the amount of the settlement payment to be made by that recordkeeper into the Active Account(s) for each Current Participant.in a format 6.4.2 6.5.2 Thereafter, within upon giving ten (10) business daysBusiness Days’ written notice to Defendant SEI (or its designee)) and the Plan’s recordkeeper, the Settlement Administrator shall effect a transfer from the Qualified Settlement Fund to each of the Plan’s recordkeepers Plan of the aggregate amount of all settlement payments payable to Current Participants with that recordkeeperParticipants, as reflected in the spreadsheets a spreadsheet provided by the Settlement Administrator. 6.4.3 Defendant (or its designee) shall direct the . The Plan’s recordkeepers to recordkeeper shall therefore credit the individual Active Account(s) of each Current Participant in an amount equal to that stated on the spreadsheets spreadsheet provided by the Settlement Administrator in relation to such Current Participant. 6.4.4 6.5.3 The settlement payment for each Current Participant with each recordkeeper will be invested in accordance with and proportionate to such Current Participant’s investment elections then on file for new contributions with that recordkeepercontributions. If there is no the Current Participant does not have an investment election for new contributions on file for any Current Participant with a recordkeeperfile, then such Current Participant shall be deemed to have directed such payment to be invested in the relevant Plan’s “Qualified Default Investment Alternative,” as defined in 29 C.F.R. § 2550.404c-5. 6.4.5 6.5.4 The Plan’s recordkeepers recordkeeper shall process all Current Participant transactions within thirty (30) calendar days of receiving direction from Defendant (or its designee) the Settlement Administrator for any Current Participant. 6.5.5 The Plan may be amended, to the extent necessary, to reflect the settlement allocation to Current Participants’ Active Account(s) in accordance with this Article 6. 6.5.6 If, as of the date when distributions pursuant to this Settlement Agreement are made, a Current Participant no longer has an Active Account, he or she will be treated as an Authorized Former Participant for purposes of the settlement distribution only and will receive his or her payment from the Settlement Administrator in the form of a check as described in Paragraph 6.6. A Current Participant who no longer has an Active Account on the date of his or her Settlement distribution need not complete a Former Participant Claim Form.

Payments to Current Participants. and Beneficiaries or Alternate Payees with Active Accounts. Current Participants Participants, and Beneficiaries or Alternate Payees who have Active Accounts, will not be required to submit a Former Participant Claim Form to receive a settlement payment. 6.4.1 1.6.1 Within two (2) business days a reasonable time after the Settlement Administrator has completed all payment calculations for all Current Participants, and Beneficiaries or Alternate Payees who have Active Accounts, the Settlement Administrator will provide to each of the Plan’s recordkeepers Recordkeeper, in a format and via a delivery method mutually agreed upon by the Settlement Administrator and the Plan’s Recordkeeper, with an Excel spreadsheet containing the name, Social Security numbernumber (or alternative identifier(s) mutually acceptable), and the amount of the settlement payment to be made by that recordkeeper into the Active Account(s) for each Current Participantof these persons. In the event the Excel spreadsheet includes Social Security numbers, the Settlement Administrator will transmit the spreadsheet in a manner to protect the confidentiality of any such Social Security numbers. 6.4.2 1.6.2 Thereafter, within ten (10) business days’ written notice to Defendant (or its designee)the Plan and the Plan’s Recordkeeper, the Settlement Administrator shall effect a transfer from the Qualified Settlement Fund to each of the Plan’s recordkeepers trust for the Plan of the aggregate amount of all settlement payments payable to Current Participants with that recordkeeperParticipants, and Beneficiaries or Alternate Payees who have Active Accounts, as reflected in the spreadsheets spreadsheet provided by the Settlement Administrator. 6.4.3 Defendant . Defendants (or its their designee) shall direct the Plan’s recordkeepers Recordkeeper to credit the individual Active Account(s) of each Current Participant such person in an the amount equal to that stated on the spreadsheets spreadsheet provided by the Settlement Administrator in relation to each such Current Participantperson. 6.4.4 1.6.3 The settlement payment for each Current Participant with each recordkeeper who is an active participant in the Plan (i.e., has the right to make contributions to the Plan), will be invested in accordance with and proportionate to such Current Participantparticipant’s investment elections then on file for new contributions with that recordkeepercontributions. If there the Current Participant is no longer an active participant in the Plan, or does not have an investment election for new contributions on file for any Current Participant with a recordkeeperfile, then such Current Participant participant shall be deemed to have directed such payment to be invested in the relevant Plan’s “Qualified Default Investment Alternative” as defined default investment option. Likewise, the settlement payment to each Beneficiary or Alternate Payee who has an Active Account will be invested in 29 C.F.R. § 2550.404c-5accordance with and proportionate to such person’s investment elections then on file, or if such a person does not have investment elections on file, then such persons will be deemed to have directed such payments to be invested in the Plan’s default investment option. 6.4.5 1.6.4 The Plan’s recordkeepers Recordkeeper shall process all settlement payments to Current Participant transactions within thirty (30Participants, and Beneficiaries or Alternate Payees who have Active Accounts, as soon as administratively feasible after the Plan receives the payment from the Qualified Settlement Fund and the Excel spreadsheet containing the agreed-upon information. 1.6.5 The Plan may be amended, to the extent necessary, to reflect the settlement allocation to Active Account(s) calendar days in accordance with this Plan of receiving direction from Defendant (or its designee) for any Allocation. 1.6.6 If, as of the date when payments pursuant to this Settlement Agreement are made, a Current Participant., or Beneficiary or Alternate Payee who had an Active Account when the Settlement Administrator provided the information described in Section 1.6.1, no longer has an Active Account, he, she, or they will be treated as a Former Participant for purposes of the settlement distribution only and will receive his, her, or their payment from the Settlement Administrator in the form of a check or rollover as described in Paragraph

Payments to Current Participants. Current Participants will not be required to submit a Former Participant Claim Form to receive a settlement payment. 6.4.1 6.5.1 Within two five (25) business days Business Days after the Settlement Administrator has completed all payment calculations for all Current Participants, the Settlement Administrator will provide to each of M&T Bank (or its designee) and the Plan’s recordkeepers recordkeeper, in a format and via a delivery method mutually agreed upon by the Settlement Administrator and M&T Bank, with an Excel spreadsheet containing the name, Social Security number, and the amount of the settlement payment to be made by that recordkeeper into the Active Account(s) for each of the Current ParticipantParticipants, and any other information reasonably requested by M&T Bank or the Plan’s recordkeeper as necessary to effectuate this provision. 6.4.2 6.5.2 Thereafter, within upon giving ten (10) business daysBusiness Days’ written notice to Defendant M&T Bank (or its designee)) and the Plan’s recordkeeper, the Settlement Administrator shall effect a transfer from the Qualified Settlement Fund to each of the Plan’s recordkeepers Plan of the aggregate amount of all settlement payments payable to Current Participants with that recordkeeperParticipants, as reflected in the spreadsheets provided by the Settlement Administrator.a spreadsheet 6.4.3 Defendant (or its designee) shall direct the Plan’s recordkeepers to credit the individual Active Account(s) of each Current Participant in an amount equal to that stated on the spreadsheets provided by the Settlement Administrator in relation to such Current Participant. 6.4.4 6.5.3 The settlement payment for each Current Participant with each recordkeeper will be invested in accordance with and proportionate to such Current Participant’s investment elections then on file for new contributions with that recordkeepercontributions. If there is no the Current Participant does not have an investment election for new contributions on file for any Current Participant with a recordkeeperfile, then such Current Participant shall be deemed to have directed such payment to be invested in the relevant Plan’s “Qualified Default Investment Alternative,” as defined in 29 C.F.R. § 2550.404c-5. 6.4.5 6.5.4 The Plan’s recordkeepers recordkeeper shall process all Current Participant transactions within thirty (30) calendar days of receiving direction from Defendant (or its designee) the Settlement Administrator for any Current Participant. 6.5.5 The Plan may be amended, to the extent necessary, to reflect the 6.5.6 If, as of the date when distributions pursuant to this Settlement Agreement are made, a Current Participant no longer has an Active Account, he or she will be treated as an Authorized Former Participant for purposes of the settlement distribution only and will receive his or her payment from the Settlement Administrator in the form of a check as described in Paragraph 6.6. A Current Participant who no longer has an Active Account on the date of his or her Settlement distribution need not complete a Former Participant Claim Form.

Payments to Current Participants. For Current Participants with an Active Account at the time of the Settlement Payments, any distribution will not be required made into their accounts in the Plan. As described below, the Settlement Administrator shall cause an amount equal to submit a Former Participant Claim Form the portion of the Net Settlement Amount allocated under the Plan of Allocation to receive a the Current Participants, along with data and other supporting information identifying the settlement paymentshare amount owed to each Current Participant, to be transferred to the Plan’s existing recordkeeper in accordance with the recordkeeper’s requirements for receiving same. The Plan’s recordkeeper will then distribute the individual settlement shares to the Current Participants with Active Accounts pursuant to the data and other supporting information provided by the Settlement Administrator, and in accordance with instructions from Class Counsel and the Plan of Allocation. All such amounts shall be retained in the Qualified Settlement Fund for distribution under this Article 6. 6.4.1 6.9.1 Within two three (23) business days after the Settlement Administrator has completed all payment calculations for all Current Participants, the Settlement Administrator will provide notice to each of Defendants and send to the Plan’s recordkeepers recordkeeper an Excel spreadsheet in a form requested by the Plan’s recordkeeper containing the name, Social Security number, name and the amount of the settlement payment Settlement Payment to be made by that recordkeeper into the Active Account(s) for each Current Participant, along with other identifying information as requested by the recordkeeper. 6.4.2 6.9.2 Within ten (10) business days after the Settlement Administrator provides the Current Participant information described in Paragraph 6.9.1 to the Plan’s recordkeeper, such recordkeeper will provide the Settlement Administrator a list of which Current Participants (if any) no longer have an Active Account. 6.9.3 Thereafter, within ten (10) business days’ written notice to Defendant (or its designee)days after receiving confirmation as provided in Paragraph 6.9.2, the Settlement Administrator shall effect a transfer from the Qualified Settlement Fund to each of the Plan’s recordkeepers recordkeeper of the aggregate amount of all settlement payments Settlement Payments payable to Current Participants with that recordkeeperParticipants, as reflected in the spreadsheets provided by the Settlement Administrator. 6.4.3 Defendant 6.9.4 Defendants (or its their designee) shall direct the Plan’s recordkeepers recordkeeper to credit the individual Active Account(s) of each Current Participant in an amount equal to that stated on the spreadsheets provided by the Settlement Administrator in relation to such Current Participant. 6.4.4 6.9.5 The settlement payment Settlement Payment for each Current Participant with each recordkeeper will be invested in accordance with and proportionate to such Current Participant’s investment elections then on file for new contributions with that the recordkeeper. If there is no investment election for new contributions on file for any Current Participant with a recordkeeper, then such Current Participant shall be deemed to have directed such payment to be invested in the relevant Plan’s “Qualified Default Investment Alternative” as defined in 29 C.F.R. § 2550.404c-5. 6.4.5 The Plan’s recordkeepers shall process all Current Participant transactions within thirty (30) calendar days of receiving direction from Defendant (or its designee) for any Current Participant.

Payments to Current Participants. Current Participants will not be required to submit a Former Participant Claim Form to receive a settlement payment. The Settlement Administrator shall complete all payment calculations for all Current Participants and Authorized Former Participants within thirty (30) business days after the Settlement Effective Date. 6.4.1 6.5.1 Within two (2) business days after the Settlement Administrator has completed all payment calculations for all Current Participants, the Settlement Administrator will provide to each of the Plan’s recordkeepers Vanderbilt Defendants (or designee) with an Excel spreadsheet in a form approved by the Plan's current recordkeeper containing the name, Social Security numbernumber or other unique identifier, and the amount of the settlement payment to be made by that recordkeeper into the Active Account(s) Plan account for each of the Current ParticipantParticipants. 6.4.2 6.5.2 Thereafter, within ten (10) business days’ ' written notice to Defendant the Vanderbilt Defendants (or its designee), the Settlement Administrator shall effect a transfer from the Qualified Settlement Fund to each of the Plan’s 's and the Vanderbilt University Medical Center Retirement Plan's current recordkeepers of the aggregate amount of all settlement payments payable to Current Participants with that recordkeeperParticipants, as reflected in the spreadsheets spreadsheet provided by the Settlement Administrator. 6.4.3 Defendant . The Vanderbilt Defendants (or its designee) shall direct the Plan’s 's and the Vanderbilt University Medical Center Retirement Plan's primary recordkeepers to credit the individual Active Account(s) Plan accounts of each Current Participant in an amount equal to that stated on the spreadsheets spreadsheet provided by the Settlement Administrator in relation to such Current Participant. 6.4.4 6.5.3 The settlement payment for each Current Participant with each recordkeeper will be invested in accordance with and proportionate to such Current Participant’s 's investment elections then on file for new contributions with that into investment options for which the Plan's primary recordkeeper is the recordkeeper. If there is no investment election for new contributions on file for any Current Participant with a recordkeeperParticipant, then such Current Participant shall be deemed to have directed such payment to be invested in the relevant Plan’s 's “Qualified Default Investment Alternative,” as defined in 29 C.F.R. § 2550.404c-5.C.F.R. 6.4.5 6.5.4 The Plan’s recordkeepers 's primary recordkeeper shall process all Current Participant transactions within thirty (30) calendar days of receiving direction from Defendant the Vanderbilt Defendants (or its designee) for any Current Participant.