Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 663 contracts
Samples: Selling Group Agreement (Deutsche DWS Market Trust), Distribution Agreement (Advisor Managed Portfolios), Amendment to Selling Group Agreement (Cash Account Trust)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 ninety (90) days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 ninety (90) days from the date of the request as it the Fund deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund. The Fund reserves the right to request the information set forth in Section I. (1) for each trading day and you agree, if so directed by the Fund, to provide the information.
Appears in 285 contracts
Samples: Dealer Agreement (Natixis Funds Trust IV), Dealer Agreement (Natixis Funds Trust II), Dealer Agreement (Natixis Funds Trust I)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 180 days from the date of the request, Request for which transaction information is sought. The Fund may request transaction information older than 90 180 days from the date of the request Request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fundits Shares.
Appears in 89 contracts
Samples: Participation Agreement (SBL Variable Annuity Account Xiv), Fund Participation Agreement (Mutual of America Separate Account No 2), Fund Participation Agreement (Principal Life Insurance Co Variable Life Separate Account)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 180 calendar days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 180 calendar days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares Shares issued by the Fund.
Appears in 85 contracts
Samples: Broker Dealer Selling Agreement (CION Grosvenor Infrastructure Fund), Shareholder Servicer Selling Agreement (List Income Opportunities Fund), Broker Dealer Selling Agreement (List Income Opportunities Fund)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 ninety (90) days from the date of the request, for which transaction information is sought. The Fund or its designee may request transaction information older than 90 ninety (90) days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 55 contracts
Samples: Shareholder Information Agreement (WoodmenLife Variable Annuity Account), Shareholder Information Agreement (Talcott Resolution Life & Annuity Insurance Co Separate Account Seven), Shareholder Information Agreement (C M Life Variable Life Separate Account I)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days from the date of the request, for which transaction information is sought. The Fund may request transaction information data older than 90 days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of to the value of the outstanding shares issued by the Fund.
Appears in 27 contracts
Samples: Supplemental Agreement (Principal Life Insurance Co Variable Life Sep Account), Supplemental Agreement (Principal Life Insurance Co Separate Account B), Supplemental Agreement (Variable Account I of AGL of Delaware)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 180 days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 180 days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose purposes of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund. If requested by the Fund, Intermediary agrees to provide the information specified in 17.1 for each trading day.
Appears in 26 contracts
Samples: Sales Agreement (Virtus Alternative Solutions Trust), Sales Agreement (Virtus Alternative Solutions Trust), Sales Agreement (Virtus Equity Trust)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days 12 months from the date of the request, for which transaction information is sought. The A Fund may request transaction information older than 90 days 12 months from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 23 contracts
Samples: Servicing Agreement (Aberdeen Funds), Dealer Agreement (Aberdeen Funds), Dealer Agreement (Aberdeen Funds)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 calendar days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 calendar days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 23 contracts
Samples: Shareholder Information Agreement (Transamerica Corporate Separate Account Sixteen), Participation Agreement (Separate Account VA QQ), Participation Agreement (Separate Account VA QQ)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 calendar days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 calendar days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares Shares issued by the Fund.
Appears in 21 contracts
Samples: Fund/Serv Agreement (List Income Opportunities Fund), Fund/Serv Agreement (ALPS Series Trust), Intermediary Agreement (Firsthand Funds)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days from the date of the request, for which transaction information is sought. The Fund or its designee may request transaction information older than 90 days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 21 contracts
Samples: Shareholder Information Agreement (Talcott Resolution Life Insurance Co Separate Account Seven), Shareholder Information Agreement (Talcott Resolution Life & Annuity Insurance Co Separate Account Seven), Shareholder Information Agreement (Talcott Resolution Life & Annuity Insurance Co Separate Account Seven)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 ninety (90) days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 ninety (90) days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares Shares issued by the Fund.
Appears in 17 contracts
Samples: Agreement Relating to Transactions in Mutual Fund Shares (Columbia Funds Series Trust), Agreement Relating to Transactions in Mutual Fund Shares (Columbia Funds Series Trust II), Agreement Relating to Transactions in Mutual Fund Shares (Columbia Funds Series Trust II)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days from the date of the request, period for which transaction information is sought, which generally will not exceed ninety (90) days (or any three (3) month period, as applicable) of transaction information. The Fund or its designee may request transaction information older than 90 ninety (90) days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares Shares issued by the Fund.
Appears in 16 contracts
Samples: Selling and/or Services Agreement (Highland Global Allocation Fund), Selling Agreement (Nexpoint Event-Driven Fund), Selling and/or Services Agreement (Highland Global Allocation Fund Ii)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 days from the date of the request as it deems is deemed necessary to investigate compliance with policies established by the Fund for the purpose purposes of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 14 contracts
Samples: Shareholder Information Agreement (Cuna Mutual Life Variable Annuity Account), Shareholder Information Agreement (Cuna Mutual Variable Annuity Account), Shareholder Information Agreement (Cuna Mutual Life Variable Account)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days from the date of the request, period for which transaction information is sought, which will not exceed ninety (90) calendar days of transaction information. The Fund may will not request transaction information older than 90 ninety (90) calendar days from the date of the request as unless the Fund deems it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 13 contracts
Samples: Rule 22c 2 Shareholder Information Agreement (Equitrust Life Variable Account Ii), Rule 22c 2 Shareholder Information Agreement (Farm Bureau Life Annuity Account), Shareholder Information Agreement (American Equity Life Annuity Account)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 180 days from the date of the request, for which transaction information is sought. The Fund Funds may request transaction information older than 90 180 days from the date of the request as it deems they deem necessary to investigate compliance with policies established by the Fund Funds for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the FundFunds.
Appears in 13 contracts
Samples: Selling Agreement (Hartford Mutual Funds Inc/Ct), Selling Agreement (Hartford Mutual Funds Ii Inc), Selling Agreement (Hartford Mutual Funds Ii Inc)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days from the date of the request, for which transaction information is sought. The Fund may request transaction information data older than 90 days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of to the value of the outstanding shares issued by the Fund, and the Fund shall pay the reasonable costs incurred by the Intermediary in complying with any such request older than 90 days from the date of the request.
Appears in 12 contracts
Samples: Supplemental Agreement (Equitrust Life Variable Account Ii), Supplemental Agreement (Modern Woodmen of America Variable Annuity Account), Supplemental Agreement (Equitrust Life Annuity Account Ii)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days from the date of the request, for which transaction information Shareholder Information is sought. The Notwithstanding the foregoing, the Fund and/or us may request transaction information Shareholder Information older than 90 days from the date of the request as it deems deemed necessary or desirable to investigate compliance with policies established from time to time by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 12 contracts
Samples: Dealer Sales Contract (Putnam Sustainable Leaders Fund), Financial Institution Sales Contract (Putnam Sustainable Leaders Fund), Dealer Sales Contract (Putnam Funds Trust)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 180 days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 180 days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 12 contracts
Samples: Shareholder Information Agreement (Variable Account D of Union Security Insurance Co), Dealer Agreement (Americafirst Quantitative Funds), Dealer Agreement (Monteagle Funds)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 180 days from the date of the request, for which transaction information is sought. The Fund Funds and their designee may request transaction information older than 90 180 days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the FundFunds.
Appears in 11 contracts
Samples: Fund Participation Agreement (Separate Account a of Union Security Life Ins Co of New York), Fund Participation Agreement (Talcott Resolution Life & Annuity Insurance Co Separate Account One), Fund Participation Agreement (Talcott Resolution Life & Annuity Insurance Co Separate Account Seven)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days from the date of the request, for or which transaction information is sought. The Fund may request transaction information older than 90 days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any Anti-dilution of the value of the outstanding shares issued by the FundPolicies.
Appears in 10 contracts
Samples: Shareholder Information Agreement (C M Life Variable Life Separate Account I), Shareholder Information Agreement (Massachusetts Mutual Variable Life Separate Account I), Shareholder Information Agreement (C M Life Variable Life Separate Account I)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 ninety (90) days from the date of the request, for which transaction information is sought. The Fund or its designee may request transaction information older than 90 ninety (90) days from the date of the request as it the Fund or its designee deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund, and shall pay the reasonable expenses of the Intermediary in directly complying with the request.
Appears in 10 contracts
Samples: Rule 22c 2 Shareholder Information Agreement (Equitrust Life Annuity Account), Shareholder Information Agreement (Farm Bureau Life Variable Account), Rule 22c 2 Shareholder Information Agreement (Equitrust Life Annuity Account Ii)
Period Covered by Request. Requests must set forth a specific period, generally not to exceed 90 days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund, but shall not make a request for any information older than 12 months from the date of the request.
Appears in 10 contracts
Samples: Shareholder Information Agreement (KILICO Variable Annuity Separate Account - 3), Shareholder Information Agreement (American Fidelity Separate Account B), Shareholder Information Agreement (American Fidelity Separate Account C)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 180 days from the date of the request, for which transaction information is sought. The Fund Agent may request transaction information older than 90 180 days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund a Company for the purpose of eliminating or reducing any dilution of the value of the outstanding shares Shares issued by a Fund. If mutually agreed upon by Fund Agent and Intermediary, Intermediary will provide the Fundinformation specified for each trading day in the period.
Appears in 9 contracts
Samples: Sales Agreement (Pimco Funds), Sales Agreement (PIMCO Flexible Municipal Income Fund), Sales Agreement (Pimco Funds)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares Shares issued by the Fund.
Appears in 9 contracts
Samples: Fund Participation Agreement (Pruco Life of New Jersey Variable Appreciable Account), Fund Participation Agreement (Prudential Annuities Life Assurance Corp Variable Account B), Fund Participation Agreement (Prudential Annuities Life Assurance Corp Variable Account B)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days from the date of the request, period for which transaction information is sought, which will generally not exceed ninety (90) calendar days of transaction information. The Fund may Fund, or Fund’s designee, will not request transaction information older than 90 days twelve (12) months from the date of the request as unless the Fund deems it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 9 contracts
Samples: Shareholder Information Agreement (PLAIC Variable Annuity Account S), Rule 22c 2 Shareholder Information Agreement (PLICO Variable Annuity Account S), Participation Agreement (Mutual of America Separate Account No 2)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days from the date of the request, for which transaction information is sought. The Fund or its designee may request transaction information older than 90 days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares Shares issued by the Fund.
Appears in 9 contracts
Samples: Dealer Agreement (MFS Series Trust V), Dealer Agreement (MFS Series Trust Xiii), Dealer Agreement (MFS Series Trust V)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 _180_ days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 _180_ days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose purposes of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund. If requested by the Fund, Intermediary agrees to provide the information specified in 1.1 for each trading day.
Appears in 9 contracts
Samples: Sales Agreement (Phoenix Equity Trust), Sales Agreement (Virtus Opportunities Trust), Sales Agreement (Phoenix Series Fund)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days from the date of the request, period for which transaction information is sought, which will not exceed ninety (90) calendar days of transaction information. The Fund may or its designee will not request transaction information older than 90 ninety (90) days from the date of the request as unless the Fund deems it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares Shares issued by the Fund.
Appears in 9 contracts
Samples: Rule 22c 2 Agreement (Zalico Variable Annuity Separate Account), Rule 22c 2 Agreement (KILICO Variable Annuity Separate Account - 3), Participation Agreement (KILICO Variable Annuity Separate Account - 3)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 180 calendar days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 180 calendar days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 8 contracts
Samples: Broker Dealer Selling Agreement (FS Multi-Alternative Income Fund), Broker Dealer Selling Agreement (FS Series Trust), Broker Dealer Selling Agreement (FS Multi-Alternative Income Fund)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days 12 months from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 days 12 months from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 8 contracts
Samples: Selected Dealer Agreement (Pace Select Advisors Trust), Selected Dealer Agreement (Ubs Money Series), Selected Dealer Agreement (Ubs Money Series)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days from prior to the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 days from prior to the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 8 contracts
Samples: Participation Agreement (Separate Account I of National Integrity Life Ins Co), Participation Agreement (Separate Account I of Integrity Life Insurance Co), Participation Agreement (KILICO Variable Annuity Separate Account - 3)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days from the date of the request, . for which transaction information is sought. The Fund may request transaction information older than 90 days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares Shares issued by the Fund.
Appears in 8 contracts
Samples: Shareholder Information Agreement (Pruco Life Flexible Premium Variable Annuity Account), Shareholder Agreement (Prudential Variable Contract Account Gi-2), Shareholder Information Agreement (Pruco Life of New Jersey Variable Appreciable Account)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 ninety (90) days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 ninety (90) days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 7 contracts
Samples: Retail Fund Participation Agreement (Talcott Resolution Life Insurance Co Separate Account 11), Services Agreement (Bridgeway Funds Inc), Participation Agreement (Standard Insurance Co)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days from the date of the request, period for which transaction information is sought, which will not exceed 90 calendar days of transaction information. The Fund may will not request transaction information older than 90 calendar days from the date of the request as unless the Fund deems it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund, but shall not make a request for any information older than 12 months from the date of the request.
Appears in 7 contracts
Samples: Shareholder Information Agreement (Modern Woodmen of America Variable Annuity Account), Shareholder Information Agreement (Equitrust Life Annuity Account), Shareholder Information Agreement (Country Investors Variable Annuity Account)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days from the date of the request, for which transaction information is sought. The Fund Agent may request transaction information older than 90 days from the date of the request as it deems necessary to investigate compliance with policies established or utilized by the a Trust or Fund Agent for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by a Fund. If requested by Fund Agent, Intermediary will provide the Fundinformation specified in Section A.1 above for each trading day.
Appears in 6 contracts
Samples: Participation Agreement (Lincoln Life Flexible Premium Variable Life Account S), Participation Agreement (Lincoln Life & Annuity Flexible Premium Variable Life Account M), Participation Agreement (Lincoln Life Flexible Premium Variable Life Account M)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 180 days from the date of the request, for which transaction information is sought. The Fund Funds may request transaction information older than 90 180 days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund Funds for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the FundFunds.
Appears in 6 contracts
Samples: Dealer Distribution, Shareholder Servicing and Fee Based Program Agreement (Nuveen Investment Trust V), Rule 22c 2 Agreement (Nuveen Multistate Trust I), Rule 22c 2 Agreement (Nuveen Investment Trust V)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund, provided that the Fund shall pay the actual, reasonable, out-of-pocket expenses of the Insurer in complying with requests for information regarding transactions that occurred more than 180 days prior to the date of such request.
Appears in 6 contracts
Samples: Shareholder Information Agreement (Farm Bureau Life Annuity Account), Shareholder Information Agreement (Farm Bureau Life Variable Account), Shareholder Information Agreement (Farm Bureau Life Annuity Account)
Period Covered by Request. Requests must set forth a specific period, generally not to exceed 90 days from the date of the request, for which transaction information is sought. The Fund and/or its designee may request transaction information older than 90 days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 6 contracts
Samples: Rule 22c 2 Information Sharing Agreement (Kilico Variable Annuity Separate Account), Rule 22c 2 Information Sharing Agreement (Titanium Universal Life Variable Account), Rule 22c 2 Information Sharing Agreement (ALAC Separate Account 1)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days from the date of the request, for which transaction information is sought. The Fund Funds may request transaction information older than 90 days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund Funds for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the FundFunds.
Appears in 6 contracts
Samples: Distribution Agreement (MoA Funds Corp), Distribution Agreement (MoA Funds Corp), Distribution Agreement (Aristotle Funds Series Trust)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 ninety (90) business days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 ninety (90) business days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 5 contracts
Samples: Rule 22c 2 Agreement (Allianz Life Variable Account B), Shareholder Information Agreement (FSL Separate Account M), Shareholder Information Agreement (Minnesota Life Individual Variable Universal Life Account)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 180 days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 180 days from the date of the request as it deems necessary to investigate compliance with policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution market timing and abusive trading practices. The Fund shall pay the reasonable expenses of the value of the outstanding shares issued by the FundInsurance Company in complying with requests for transaction information older than 180 days.
Appears in 5 contracts
Samples: Fund Participation Agreement (Equitrust Life Annuity Account), Fund Participation Agreement (Equitrust Life Annuity Account Ii), Fund Participation Agreement (Equitrust Life Variable Account Ii)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 180 days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 180 days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose purposes of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund. If requested by the Fund, Intermediary agrees to provide the information specified in 16.1 for each trading day.
Appears in 5 contracts
Samples: Sales Agreement (Virtus Alternative Solutions Trust), Sales Agreement (Virtus Asset Trust), Sales Agreement (Virtus Asset Trust)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 180 days from the date of the request, for which transaction information is sought. The Fund Agent may request transaction information older than 90 180 days from the date of the request as it deems necessary to investigate compliance with policies established by the a Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the a Fund.
Appears in 5 contracts
Samples: Variable Annuity Shareholder Information Agreement (Protective Variable Annuity Separate Account), Variable Annuity Shareholder Information Agreement (Variable Annuity Account a of Protective Life), Variable Annuity Shareholder Information Agreement (Variable Account Ii Aig Life Insurance Co)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days from the date of the request, period for which transaction information is sought, which will generally not exceed ninety (90) calendar days of transaction information. The Fund may or its designee will not request transaction information older than 90 days twelve (12) months from the date of the request as unless the Fund deems it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares Shares issued by the Fund.
Appears in 5 contracts
Samples: Shareholder Information Agreement (Sage Variable Annuity Account A), Participation Agreement (Variable Annuity Fund I of Southwestern Life), Shareholder Information Agreement (Sage Variable Annuity Account A)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 180 days from the date of the request, for which transaction information is sought. The Fund Agent may request transaction information older than 90 180 days from the date of the request as it deems necessary to investigate compliance with policies established or utilized by the a Trust or Fund Agent for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by a Fund. If requested by Fund Agent, Intermediary will provide the Fundinformation specified in Section A.1 above for each trading day.
Appears in 5 contracts
Samples: Participation Agreement (Zalico Variable Annuity Separate Account), Participation Agreement (KILICO Variable Annuity Separate Account - 3), Participation Agreement (ALAC Separate Account 1)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 ninety (90) days from the date of the request, for which transaction information is soughtsought and which shall cover a period ending no earlier than ten (10) business days preceding Intermediary's receipt of the written request. The Fund or its designee may request transaction information older than 90 ninety (90) days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 5 contracts
Samples: Shareholder Information Agreement (Variable Account II of AGL of Delaware), Shareholder Information Agreement (Variable Account B American Intl Life Assur Co of New York), Shareholder Information Agreement (Variable Account Ii Aig Life Insurance Co)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 180 days from the date of the request, for which transaction information is sought. The Fund Agent may request transaction information older than 90 180 days from the date of the request as it deems is deemed necessary to investigate compliance with policies established by the Fund Agent for the purpose purposes of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 5 contracts
Samples: Mutual Fund Dealer Selling and Servicing Agreement (Madison Funds), Mutual Fund Dealer Selling and Servicing Agreement (Madison Funds), Mutual Fund Dealer Selling and Servicing Agreement (Madison Funds)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 ninety (90) days from the date of the request, for which transaction information is sought. The Fund Funds may request transaction information older than 90 ninety (90) days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund Funds for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the FundFunds. Unless otherwise directed by the Funds, Dealer agrees to provide this information in (i) for each trading day.
Appears in 5 contracts
Samples: Dealer Agreement (TCW Funds Inc), Dealer Agreement (TCW Funds Inc), Dealer Agreement (TCW Funds Inc)
Period Covered by Request. Requests must set forth a specific period, generally not to exceed 90 days six (6) months from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 days six (6) months from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 4 contracts
Samples: Selling Agreement (Principal Funds Inc), Selling Agreement (Principal Funds Inc), Selling Agreement (Principal Funds Inc)
Period Covered by Request. Requests must set forth a specific periodperiod to be examined, not to exceed 90 180 days from the date of the request, for and which transaction information is soughtshall cover a period ending no earlier than 10 business days preceding Intermediary's receipt of the written request. The Fund may request transaction information older than 90 180 days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 4 contracts
Samples: Rule 22c 2 Information Sharing and Restricted Trading Agreement (Agl Separate Account Vl-R), Rule 22c 2 Information Sharing and Restricted Trading Agreement (Variable Account Ii Aig Life Insurance Co), Rule 22c 2 Information Sharing and Restricted Trading Agreement (Usl Separate Account Usl Vl-R)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 180 days from the date of the request, for which transaction information is sought. The Fund Agent may request transaction information older than 90 180 days from the date of the request as it deems necessary to investigate compliance with policies established or utilized by the a Trust or Fund Agent for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the a Fund.
Appears in 4 contracts
Samples: Participation Agreement (Variable Account Ii Aig Life Insurance Co), Participation Agreement (Variable Account B American Intl Life Assur Co of New York), Participation Agreement (Usl Separate Account Usl Vl-R)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 ninety (90) days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 ninety (90) days from the date of the request as it the Fund deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund. The Fund reserves the right to request the information set forth in Section I. (1) for each trading day and Intermediary agrees, if so directed by the Fund, to provide the information.
Appears in 4 contracts
Samples: Dealer Agreement (Loomis Sayles Funds Ii), Dealer Agreement (IXIS Advisor Funds Trust II), Dealer Agreement (Loomis Sayles Funds Ii)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 180 days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 180 days from the date of the request as it deems necessary to investigate compliance with policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution market timing and abusive trading practices. The Fund shall pay the reasonable expenses of the value of the outstanding shares issued by the FundInsurance Company in complying with requests for transaction information older than 180 days. .
Appears in 4 contracts
Samples: Fund Participation Agreement (Farm Bureau Life Variable Account), Fund Participation Agreement (Farm Bureau Life Annuity Account), Fund Participation Agreement (Farm Bureau Life Annuity Account)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days from the date of the request, period for which transaction information is sought, which will generally not exceed ninety (90) calendar days of transaction information. The Fund may will not request transaction information older than 90 days twelve (12) months from the date of the request as unless the Fund deems it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 4 contracts
Samples: Shareholder Information Agreement (Cuna Mutual Life Variable Account), Shareholder Information Agreement (Cuna Mutual Life Variable Annuity Account), Shareholder Information Agreement (Cuna Mutual Life Variable Account)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days twenty-four months from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 days twenty-four months from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 4 contracts
Samples: Rule 22c 2 Agreement (State Farm Life Insurance Co Variable Life Separate Account), Rule 22c 2 Agreement (State Farm Life & Accident Ass Co Var Ann Sep Acct), Rule 22c 2 Agreement (State Farm Life Insurance Co Variable Annuity Separate Act)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days from the date of the request, period for which transaction information is sought, which will generally not exceed ninety (90) calendar days of transaction information. The Fund may will not request transaction information older than 90 days twelve (12) months from the date of the request as unless the Fund deems it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares Shares issued by the Fund.
Appears in 4 contracts
Samples: Shareholder Information Agreement (Southern Farm Bureau Life Variable Life Account), Shareholder Information Agreement (Southern Farm Bureau Life Variable Account), Shareholder Information Agreement (Southern Farm Bureau Life Variable Account)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 ninety (90) days from the date of the request, for which transaction information is sought. The Fund or its designee may request transaction information older than 90 ninety (90) days from the date of the request as it the Fund or its designee deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 4 contracts
Samples: Financial Intermediary Selling Agreement (State Funds), Trust Fund/Serv Agreement (State Funds), Rule 22c 2 Shareholder Information Agreement
Period Covered by Request. Requests must set forth a specific period, generally not to exceed 90 ninety (90) calendar days from the date of the request, for which transaction information is sought. The Fund or its designee may request transaction information older than 90 ninety (90) calendar days from the date of the request as if the Fund deems it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 3 contracts
Samples: Shareholder Information Agreement (Tiaa-Cref Life Separate Account Vli-1), Shareholder Information Agreement (Kilico Variable Annuity Separate Account), Shareholder Information Agreement (Minnesota Life Variable Life Account)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 ninety (90) calendar days from prior to the date of the request, for which transaction information is sought. The Fund or the Adviser may request transaction information older than 90 ninety (90) calendar days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund or Intermediary for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 3 contracts
Samples: Participation Agreement (Hancock John Variable Life Account U), Participation Agreement (Hancock John Variable Annuity Account H), Participation Agreement (Hancock John Variable Annuity Account H)
Period Covered by Request. Requests must set forth a specific period, which will generally not to exceed 90 one hundred eighty (180) days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 one hundred eighty (180) days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares Shares issued by the Fund.
Appears in 3 contracts
Samples: Selling and Service Agreement (Maxim Series Fund Inc), Shareholder Information Agreement (Maxim Series Account of Great West Life & Annuity Ins Co), Shareholder Information Agreement (Maxim Series Fund Inc)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days from the date of the request, period for which transaction information is sought, which will not exceed 90 calendar days of transaction information. The Fund may will not request transaction information older than 90 calendar days from the date of the request as unless the Fund deems it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund, but shall not make a request for any information older than 12months from the date of the request.
Appears in 3 contracts
Samples: Shareholder Information Agreement (Farm Bureau Life Annuity Account), Shareholder Information Agreement (Farm Bureau Life Annuity Account), Shareholder Information Agreement (Farm Bureau Life Variable Account)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 180 calendar days from the date of the request, for which transaction information is sought. The Fund Funds may request transaction information older than 90 180 calendar days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund Funds for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the FundFunds.
Appears in 3 contracts
Samples: Participation Agreement (TIAA Separate Account VA-3), Shareholder Information Agreement (Tiaa Cref Life Separate Account Va-1), Shareholder Information Agreement (Tiaa Cref Life Fund)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the a Fund.
Appears in 3 contracts
Samples: Operating Agreement (Tributary Funds, Inc.), Operating Agreement (Tributary Funds, Inc.), Operating Agreement (First Focus Funds Inc)
Period Covered by Request. Requests must set forth a specific period, generally not to exceed 90 days from the date of the request, for which transaction information is sought. The Fund or its designee may request transaction information older than 90 days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund or if the Funds or Dimensional believe that any combination of trading activity in Shareholder accounts is potentially disruptive to a Fund.
Appears in 3 contracts
Samples: Participation Agreement (Symetra Separate Account Sl), Participation Agreement (First Symetra National Life Insurance Co of Ny Sep Acct S), Participation Agreement (Symetra Resource Variable Account B)
Period Covered by Request. Requests must shall set forth a specific period, not to exceed 90 days from the date of the request, period for which transaction information is sought, which will generally not exceed ninety (90) calendar days of transaction information. The Fund may will not request transaction information older than 90 days twelve (12) months from the date of the request as unless the Fund deems it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 3 contracts
Samples: Rule 22c 2 Shareholder Information Agreement (Lincoln National Variable Annuity Account C), Shareholder Information Agreement (Titanium Universal Life Variable Account), Rule 22c 2 Shareholder Information Agreement (Lincoln National Variable Annuity Account C)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 ninety (90) calendar days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 ninety (90) calendar days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 3 contracts
Samples: Services Agreement (Aul American Unit Trust), Selling Agreement (Principal Funds Inc), Selling Agreement (Principal Funds Inc)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days from the date of the request, for which transaction information is sought. The Fund or its designee may request transaction information older than 90 days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund Funds for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the a Fund.
Appears in 3 contracts
Samples: Service Agreement (GMO Series Trust), Service Agreement (GMO Series Trust), Service Agreement (GMO Series Trust)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 calendar days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 calendar days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund. The Fund acknowledges, however, that requests for transaction information older than 90 calendar days from the date of the Fund’s request may require a longer response time.
Appears in 3 contracts
Samples: Shareholder Servicing Agreement (Schwartz Investment Trust), Shareholder Servicing Agreement (Schwartz Investment Trust), Shareholder Servicing Agreement (Schwartz Investment Trust)
Period Covered by Request. Requests must set forth a specific period, generally not to exceed 90 180 days from the date of the request, for which transaction information is sought. The However, the Fund may request transaction information older than 90 180 days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 3 contracts
Samples: Dealer Assistance Agreement (Marsico Investment Fund), Dealer Assistance Agreement (Marsico Investment Fund), Dealer Assistance Agreement (Smead Funds Trust)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 ninety days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 ninety days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 3 contracts
Samples: Participation Agreement (Merger Fund Vl), Participation Agreement (Jefferson National Life Annuity Account G), Participation Agreement (Jefferson National Life Annuity Account G)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 days from the date of the request as it deems they deem necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund. If requested by the Fund, the Servicer agrees to provide the information specified in 1.1 for each trading day.
Appears in 3 contracts
Samples: Rule 22c 2 Agreement (SBL Variable Annuity Account Xiv), Rule 22c 2 Agreement (SBL Variable Annuity Account Xiv), Rule 22c 2 Agreement (Variable Annuity Account A)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 180 days from the date of the request, for which transaction information is sought. The Fund or its designee may request transaction information older than 90 180 days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund Funds for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the a Fund.
Appears in 3 contracts
Samples: Service Agreement (GMO Series Trust), Service Agreement (GMO Series Trust), Service Agreement (GMO Series Trust)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 ninety (90) calendar days from the date of the request, for which transaction information is sought. The Fund or its designee may request transaction information older than 90 ninety (90) calendar days from the date of the request as it the Fund deems necessary to investigate monitor compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 2 contracts
Samples: Shareholder Information Agreement (Transamerica Corporate Separate Account Sixteen), Shareholder Information Agreement (WRL Series Life Corporate Account)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the FundShares.
Appears in 2 contracts
Samples: Distribution Agreement (Trust for Professional Managers), Broker Dealer Agreement (Fairholme Funds Inc)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 calendar days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 calendar days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund. In no event will the request for data cover periods longer than 18 calendar months from the date of the request.
Appears in 2 contracts
Samples: Shareholder Information Agreement (WRL Series Life Corporate Account), Shareholder Information Agreement (Transamerica Corporate Separate Account Sixteen)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 180 days from the date of the request, Request for which transaction information is sought. The Fund may request transaction information older than 90 180 days from the date of the request Request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fundits shares.
Appears in 2 contracts
Samples: Fund Participation Agreement (Lincoln Variable Insurance Products Trust), Fund Participation Agreement (Lincoln Variable Insurance Products Trust)
Period Covered by Request. Requests must set forth a specific period, which generally will not to exceed 90 days from the date of the request, for which transaction information is sought. The Underwriter and/or the Fund may request transaction information older than 90 days from the date of the request as it deems they deem necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares Shares issued by the Fund.
Appears in 2 contracts
Samples: Fund Participation Agreement (Riversource Variable Account 10), Fund Participation Agreement (Riversource of New York Variable Annuity Account)
Period Covered by Request. Requests must shall set forth a specific period, not to exceed 90 days from the date of the request, period for which transaction information is sought, which will generally not exceed twelve (12) months of transaction information. The Fund may will not request transaction information older than 90 days twelve (12) months from the date of the request as unless the Fund deems it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 2 contracts
Samples: Shareholder Information Agreement (SBL Variable Annuity Account Xiv), Shareholder Information Agreement (Variable Annuity Account B)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 calendar days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 calendar days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund. Furthermore, data requests may not cover periods prior to the later of the effective date of this Agreement or October 15, 2007.
Appears in 2 contracts
Samples: Shareholder Information Sharing Agreement (Transamerica Corporate Separate Account Sixteen), Shareholder Information Sharing Agreement (WRL Series Life Corporate Account)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 ninety (90) calendar days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 ninety (90) days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund, as set forth in Rule 22c-2 of the Investment Company Act of 1940 (“SEC Rule 22c-2”).
Appears in 2 contracts
Samples: Participation Agreement (SBL Variable Annuity Account Xiv), Participation Agreement (SBL Variable Annuity Account Xiv)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than that 90 days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 2 contracts
Samples: Mutual Fund Sales and Services Agreement (Huntington Funds), Mutual Fund Sales and Services Agreement (Huntington Funds)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days from the date of the request, Request for which transaction information is sought. The Fund may request transaction information older than 90 days from the date of the request Request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fundits Shares.
Appears in 2 contracts
Samples: Fund Participation Agreement (Lincoln Variable Insurance Products Trust), Fund Participation Agreement (Lincoln Variable Insurance Products Trust)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 180 days from the date of the request, for which transaction information is sought. The Fund Funds may request transaction information older than 90 180 days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the FundFunds.
Appears in 2 contracts
Samples: Rule 22c 2 Agreement (Lincoln New York Account N for Variable Annuities), Rule 22c 2 Agreement (Lincoln Life Variable Annuity Account N)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 calendar days from the date of the request as it deems it necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 2 contracts
Samples: Contract Owner Information Agreement (Northwestern Mutual Variable Life Account), Contract Owner Information Agreement (Northwestern Mutual Variable Life Account II)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days from the date of the request, for which transaction information is sought. The Fund Funds may request transaction information older than 90 days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the FundShares.
Appears in 2 contracts
Samples: Shareholder Services Agreement (GMO Series Trust), Shareholder Services Agreement (GMO Series Trust)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 180 days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 180 days from the the’ date of the request as it deems necessary to investigate compliance with policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution market timing and abusive trading practices. The Fund shall pay the reasonable expenses of the value of the outstanding shares issued by the FundInsurance Company in complying with requests for transaction information older than 180 days. .
Appears in 2 contracts
Samples: Fund Participation Agreement (Country Investors Variable Annuity Account), Fund Participation Agreement (Country Investors Variable Life Account)
Period Covered by Request. Requests must set forth a specific period, generally not to exceed 90 180 days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 _180_ days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose purposes of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund. If requested by the Fund, the Insurance Company and 1851 agree that one of them shall provide the information specified in 1.1 for each trading day.
Appears in 2 contracts
Samples: Rule 22c 2 Agreement (Phoenix Life Variable Universal Life Account), Rule 22c 2 Agreement (Virtus Variable Insurance Trust)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 one hundred and eighty (180) days from the date of the request, for which transaction information Transaction Information is sought. The Fund We may request transaction information Transaction Information older than 90 one hundred and eighty (180) days from the date of the request as it deems we deem necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 2 contracts
Samples: Dealer Agreement (Us Global Investors Funds), Dealer Agreement (U S Global Accolade Funds)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days from the date of the request, for which transaction information is sought. The Fund may will not request transaction information older than 90 calendar days from the date of the request as unless the Fund deems it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the FundMarket Timing Policies.
Appears in 2 contracts
Samples: Shareholder Information Agreement (Northwestern Mutual Variable Life Account), Shareholder Information Agreement (Northwestern Mutual Variable Life Account II)
Period Covered by Request. Requests must set forth a specific period, which generally will not to exceed 90 days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 days from the date of the request as it deems they deem necessary to investigate compliance with policies (including, but not limited to, policies of the Fund regarding market-timing and the frequent purchasing and redeeming or exchanging of Fund Shares or any other inappropriate trading activity) established or utilized by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares Shares issued by the Fund.
Appears in 2 contracts
Samples: Fund Participation Agreement (Guardian Separate Account R), Fund Participation Agreement (Aul American Individual Variable Life Unit Trust)
Period Covered by Request. Requests must set forth a specific period, which generally will not to exceed 90 days from the date of the request, for which transaction information is sought. The Adviser and/or the Fund may request transaction information older than 90 days from the date of the request as it deems they deem necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares Shares issued by the Fund.
Appears in 2 contracts
Samples: Fund Participation Agreement (Riversource of New York Variable Annuity Account), Fund Participation Agreement (Riversource Variable Account 10)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 ninety (90) days from the date of the request, for which transaction information Transaction -Information is sought. The Fund or its designee may request transaction information Transaction Information older than 90 ninety (90) days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 2 contracts
Samples: Information Sharing Agreement (PHL Variable Accumulation Account), Shareholder Information Agreement (Valley Forge Life Insurance Co Variable Life Separate Accoun)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days from the date of the request, for which transaction information is sought. The Fund Funds and their designee may request transaction information older than 90 days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the FundFunds.
Appears in 2 contracts
Samples: Fund Participation Agreement (Hartford Series Fund Inc), Fund Participation Agreement (Hartford HLS Series Fund Ii Inc)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 2 contracts
Samples: Shareholder Information Agreement (Country Investors Variable Life Account), Shareholder Information Agreement (Country Investors Variable Annuity Account)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 180 days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 ) 80 days from the date of the request as it deems necessary to investigate compliance with policies established or utilized by the Fund for the purpose of eliminating or reducing any dilution market timing and abusive trading practices. The Fund shall pay the reasonable expenses of the value of the outstanding shares issued by the FundInsurance Company in complying with requests for transaction information older than 180 days. .
Appears in 2 contracts
Samples: Fund Participation Agreement (Modern Woodmen of America Variable Account), Fund Participation Agreement (Modern Woodmen of America Variable Annuity Account)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 one hundred eighty (180) calendar days from the date of the request, for which transaction information is sought. The Fund Sxxxxxx Funds may request transaction information older than 90 one hundred eighty (180) calendar days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares Shares issued by the Fund.
Appears in 2 contracts
Samples: Dealer and Selling Group Agreement (Steward Funds, Inc.), Dealer and Selling Group Agreement (Steward Funds, Inc.)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 days from the date of the request, period for which transaction information is sought, which generally will not to exceed ninety (90) days of transaction information. The Distributor and/or the Fund may request transaction information older than 90 ninety (90) days from the date of the request as it deems necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares Shares issued by the Fund.
Appears in 2 contracts
Samples: Selling/Services Agreement (Aston Funds), Selling/Services Agreement (Abn Amro Funds)
Period Covered by Request. Requests must set forth a specific period, period which will generally not to exceed 90 days from the date of the request, for which transaction information is sought. The Fund may request transaction information older than 90 days from the date of the request as it deems they deem necessary to investigate compliance with policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares Shares issued by the Fund.
Appears in 2 contracts
Samples: Broker Dealer Agreement (BlackRock Fixed Income Value Opportunities), Broker Dealer Agreement (BlackRock Fixed Income Value Opportunities)
Period Covered by Request. Requests must set forth a specific period, not to exceed 90 180 calendar days from the date of the request, for which transaction information is sought. The Fund Agent or its designee may request transaction information older than 90 180 calendar days from the date of the request as it deems necessary to investigate compliance with policies established by the a Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding shares issued by the Fund.
Appears in 2 contracts
Samples: Variable Annuity Shareholder Information Agreement (National Variable Annuity Account Ii), Variable Annuity Shareholder Information Agreement (MEMBERS Horizon Variable Separate Account)
