Period Covered by Request. Requests must set forth a specific period, not to exceed ninety (90) days from the date of the request, for which transaction information is sought. Distributors may request transaction information older than ninety (90) days from the date of the request as it deems necessary to investigate compliance with policies established by it for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Funds.
Appears in 42 contracts
Samples: Selling Agreement (Putnam Tax Free Income Trust), Selling Agreement (Putnam Sustainable Leaders Fund), Selling Agreement (Franklin Lexington Private Markets Fund)
Period Covered by Request. Requests must set forth a specific period, not to exceed ninety (90) 120 days from the date of the request, for which transaction information is sought. Distributors The Distributor may request transaction information older than ninety (90) 120 days from the date of the request as it deems necessary to investigate compliance with policies established by it the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares shares issued by the FundsFund.
Appears in 16 contracts
Samples: Participation Agreement (Separate Account a of Pacific Life & Annuity Co), Participation Agreement (Separate Account a of Pacific Life & Annuity Co), Participation Agreement (Separate Account a of Pacific Life Insurance Co)
Period Covered by Request. Requests must set forth a specific period, not to exceed ninety (90) 90 days from the date of the request, for which transaction information is sought. Distributors The Distributor may request transaction information older than ninety (90) 90 days from the date of the request as it deems necessary to investigate compliance with policies established by it the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares shares issued by the FundsFund.
Appears in 16 contracts
Samples: Participation Agreement (Lincoln Life Flexible Premium Variable Life Account M), Participation Agreement (Lincoln Life & Annuity Flexible Premium Variable Life Account M), Participation Agreement (SBL Variable Annuity Account Xiv)
Period Covered by Request. Requests must set forth a specific periodperiod for which transaction information is sought, which generally will not to exceed ninety (90) days from the date (or any three (3) month period, as applicable) of the request, for which transaction information is soughtinformation. Distributors The Trust or its designee may request transaction information older than ninety (90) days from the date of the request as it deems necessary to investigate compliance with policies established by it the Trust for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the FundsTrust.
Appears in 8 contracts
Samples: Selling and/or Services Agreement (Mercer Funds), Underwriting Agreement (Matthews International Funds), Underwriting Agreement (Matthews International Funds)
Period Covered by Request. Requests must set forth a specific period, not to exceed ninety (90) 90 days from the date of the request, for which transaction information is sought. Distributors Distributor may request transaction information older than ninety (90) 90 days from the date of the request as it deems necessary to investigate compliance with policies established by it Distributor for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares shares issued by the Funds.
Appears in 7 contracts
Samples: Selling Agreement (Chesapeake Investment Trust), Selling Agreement (Index Funds), Selling Agreement (Cm Advisors Family of Funds)
Period Covered by Request. Requests must set forth a specific period, not to exceed ninety (90) 180 days from the date of the request, Request for which transaction information is sought. Distributors The Trust may request transaction information older than ninety (90) 180 days from the date of the request Request as it deems necessary to investigate compliance with policies established by it the Fund for the purpose of eliminating or reducing any dilution of the value of its Shares, provided that the outstanding Shares issued by Trust shall pay the Fundsreasonable expenses of the Company in complying with requests for information regarding transactions that occurred more than 180 days prior to the date of such request.
Appears in 6 contracts
Samples: Fund Participation Agreement (Lincoln Variable Insurance Products Trust), Fund Participation Agreement (Lincoln Variable Insurance Products Trust), Fund Participation Agreement (Lincoln Variable Insurance Products Trust)
Period Covered by Request. Requests must set forth a specific period, not to exceed ninety (90) 180 days from the date of the request, for which transaction information is sought. Distributors Distributor may request transaction information older than ninety (90) 180 days from the date of the request as it deems necessary to investigate compliance with policies established by it Distributor for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares shares issued by the FundsFund.
Appears in 6 contracts
Samples: Selling Agreement (CLA Strategic Allocation Fund), Selling Agreement (BlueArc Multi-Strategy Fund), Selling Agreement (Forefront Income Trust)
Period Covered by Request. Requests must set forth a specific period, not to exceed ninety (90) days from the date of the request, for which transaction information is sought. Distributors Xxxxx may request transaction information older than ninety (90) days from the date of the request as it deems necessary to investigate compliance with policies established by it Xxxxx for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares shares issued by the FundsXxxxx.
Appears in 5 contracts
Samples: Distribution Agreement (Principal Life Insurance Co Variable Life Sep Account), Distribution, Shareholder Servicing, Administrative Servicing and Fund/Serv Agreements (Principal Life Insurance Co Separate Account B), Distribution Agreements (Principal Life Insurance Co Variable Life Sep Account)
Period Covered by Request. Requests must set forth a specific period, not to exceed ninety (90) 180 calendar days from the date of the request, for which transaction information is sought. Distributors The Trust may request transaction information older than ninety (90) 180 calendar days from the date of the request as it deems necessary to investigate compliance with policies established by it the Trust for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by a portfolio of the FundsTrust.
Appears in 5 contracts
Samples: Services Agreement (ALPS Variable Investment Trust), Services Agreement (ALPS Variable Investment Trust), Services Agreement (ALPS Variable Investment Trust)
Period Covered by Request. Requests must set forth a specific period, not to exceed ninety (90) 180 days from the date of the request, for which transaction information is sought. Distributors Distributor may request transaction information older than ninety (90) 180 days from the date of the request as it deems necessary to investigate compliance with policies established by it Distributor for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares shares issued by the Funds.
Appears in 5 contracts
Samples: Selling Agreement (Centerstone Investors Trust), Selling Agreement (Compass EMP Funds Trust), Selling Agreement (Americafirst Quantitative Funds)
Period Covered by Request. Requests must set forth a specific period, not to exceed ninety (90) 180 days from the date of the request, for which transaction information is sought. Distributors The Trust may request transaction information older than ninety (90) 180 days from the date of the request as it deems necessary to investigate compliance with policies established by it the Trust for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares shares issued by the FundsTrust.
Appears in 3 contracts
Samples: Shareholder Information Agreement (Securian Life Variable Universal Life Account), Shareholder Information Agreement (Minnesota Life Variable Life Account), Service Agreement (Aul American Unit Trust)
Period Covered by Request. Requests must set forth a specific period, not to exceed ninety (90) 90 days from the date of the request, for which transaction information is sought. Distributors Distributor may request transaction information older than ninety (90) 90 days from the date of the request as it deems necessary to investigate compliance with policies established by it Distributor for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares shares issued by the FundsFund.
Appears in 2 contracts
Samples: Selling Agreement (Axxes Opportunistic Credit Fund), Selling Agreement (Axxes Private Markets Fund)
Period Covered by Request. Requests must set forth a specific period, not to exceed ninety (90) 180 days from the date of the request, for which transaction information is sought. Distributors The Distributor may request transaction information older than ninety (90) 180 days from the date of the request as it deems necessary to investigate compliance with policies established by it the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares shares issued by the FundsFund.
Appears in 2 contracts
Samples: Shareholder Information Agreement (Securian Life Variable Universal Life Account), Shareholder Information Agreement (Minnesota Life Variable Universal Life Account)
Period Covered by Request. Requests must will set forth a specific periodperiod for which transaction information is sought, which generally will not to exceed ninety (90) days from the date (or any three (3) month period, as applicable) of the request, for which transaction information is soughtinformation. Distributors We or our agent may ‘request transaction information older than ninety (90) days from the date of the request as it deems necessary to investigate compliance with policies established by it us for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares shares issued by the Fundsus.
Appears in 1 contract
Period Covered by Request. Requests must set forth a specific period, not to exceed ninety (90) business days from the date of the request, for which transaction information Transaction Information is sought. Distributors The Distributor may request transaction information Transaction Information older than ninety (90) business days from the date of the request as it deems necessary to investigate compliance with policies established by it the Company for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares shares issued by the FundsCompany. The Distributor acknowledges, however, that requests for transaction information older than 90 calendar days from the date of the Fund’s request may require a longer response time.
Appears in 1 contract
Period Covered by Request. Requests must set forth a specific periodperiod for which transaction information is sought, which generally will not to exceed ninety (90) days from the date (or any three (3) month period, as applicable) of the transaction information. The Trust or its designee may request, for which transaction information is sought. Distributors may request transaction information older than ninety (90) days from the date of the request as it deems necessary to investigate compliance with policies established by it the Trust for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the FundsTrust.
Appears in 1 contract
Period Covered by Request. Requests must set forth a specific period, not to exceed ninety (90) 180 days from the date of the request, for which transaction information is sought. Distributors The Company may request transaction information older than ninety (90) 180 days from the date of the request as it deems necessary to investigate compliance with policies established by it the Company for the purpose purposes of eliminating or reducing any dilution of the value of the outstanding Shares shares issued by the Funds. If requested by the Company, You agree to provide the information specified in 1.1 for each trading day.
Appears in 1 contract
Samples: Broker Dealer Variable Contract Supervisory and Service Agreement (PHL Variable Insurance Co /Ct/)
Period Covered by Request. Requests must set forth a specific period, not to exceed ninety (90) days from the date of the request, for which transaction information is sought. Distributors Jxxxx may request transaction information older than ninety (90) days from the date of the request as it deems necessary to investigate compliance with policies established by it Jxxxx for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares shares issued by the FundsJxxxx.
Appears in 1 contract
Period Covered by Request. Requests must set forth a specific period, not to exceed ninety (90) 180 calendar days from the date of the request, for which transaction information is sought. Distributors The Company may request transaction information older than ninety (90) 180 calendar days from the date of the request as it deems necessary to investigate compliance with policies established by it the Company for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the FundsCompany.
Appears in 1 contract
Samples: Broker Dealer Selling Agreement (CIM Real Assets & Credit Fund)
Period Covered by Request. Requests must set forth a specific period, not to exceed ninety (90) 180 days from the date of the request, for which transaction information is sought. Distributors The Company may request transaction information older than ninety (90) 180 days from the date of the request as it deems necessary to investigate compliance with policies established by it the Company for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the FundsShares.
Appears in 1 contract
Period Covered by Request. Requests must set forth a specific period, not to exceed ninety (90) days from the date of the request, for which transaction information is sought. Distributors may Jaxxx xay request transaction information older than ninety (90) days from the date of the request as it deems necessary to investigate compliance with policies established by it for Jaxxx xor the purpose of eliminating or reducing any dilution of the value of the outstanding Shares shares issued by the FundsJaxxx.
Appears in 1 contract
Samples: Distribution Agreements (Principal National Life Insurance Co Variable Life Separate Account)
Period Covered by Request. Requests must set forth a specific period, not to exceed ninety (90) 90 days from the date of the request, for which transaction information is sought. Distributors may request transaction information older than ninety (90) 90 days from the date of the request as it deems necessary to investigate compliance with policies established by it the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares shares issued by the Funds.
Appears in 1 contract
