Common use of Periodic Reporting Obligations Clause in Contracts

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company shall (i) file all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act and (ii) file all reports and documents required to be filed with the Nasdaq National Market under applicable securities laws and by the Nasdaq National Market.

Appears in 5 contracts

Samples: Underwriting Agreement (Allion Healthcare Inc), Underwriting Agreement (Allion Healthcare Inc), Underwriting Agreement (Allion Healthcare Inc)

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Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company shall (i) file all documents required to be filed file, on a timely basis, with the Commission pursuant to Section 13, 14 or 15 of and the Exchange Act in the manner and within the time periods required by the Exchange Act and (ii) file Nasdaq National Market all reports and documents required to be filed with under the Nasdaq National Market Exchange Act. Additionally, the Company shall report the use of proceeds from the issuance of the Common Shares as may be required under applicable securities laws and by Rule 463 under the Nasdaq National MarketSecurities Act.

Appears in 5 contracts

Samples: Underwriting Agreement (Pokertek Inc), Underwriting Agreement (Momenta Pharmaceuticals Inc), Evergreen Solar Inc

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company shall (i) file all documents required to be filed file, on a timely basis, with the Commission pursuant to Section 13, 14 or 15 of and the Exchange Act in the manner and within the time periods required by the Exchange Act and (ii) file Nasdaq National Market all reports and documents required to be filed with under the Nasdaq National Market Exchange Act. Additionally, the Company shall timely report the use of proceeds from the issuance of the Common Shares as may be required under applicable securities laws and by Rule 463 under the Nasdaq National MarketSecurities Act.

Appears in 3 contracts

Samples: Underwriting Agreement (Mathstar Inc), Underwriting Agreement (Global Traffic Network, Inc.), Underwriting Agreement (Global Traffic Network, Inc.)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company shall (i) file all documents required to be filed file, on a timely basis, with the Commission pursuant to Section 13, 14 or 15 of and the Exchange Act in the manner and within the time periods required by the Exchange Act and (ii) file Nasdaq National Market all reports and documents required to be filed with under the Nasdaq National Market Exchange Act. Additionally, the Company shall report the use of proceeds from the issuance of the Offered Shares as may be required under applicable securities laws and by Rule 463 under the Nasdaq National MarketSecurities Act.

Appears in 3 contracts

Samples: Underwriting Agreement (Aries Maritime Transport LTD), Underwriting Agreement (Active Network Inc), LHC Group, Inc

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company shall (i) file all documents required to be filed file, on a timely basis, with the Commission pursuant to Section 13and the Nasdaq Global Market, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act and (ii) file Inc. all reports and documents required to be filed with under the Nasdaq National Market Exchange Act. Additionally, the Company shall report the use of proceeds from the issuance of the Shares as may be required under applicable securities laws and by Rule 463 under the Nasdaq National MarketSecurities Act.

Appears in 2 contracts

Samples: Underwriting Agreement (Biodel Inc), Underwriting Agreement (Biodel Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company shall (i) file all documents required to be filed file, on a timely basis, with the Commission pursuant and, to Section 13the extent required, 14 or 15 of with the Exchange Act in the manner and within the time periods required by the Exchange Act and (ii) file Nasdaq National Market all reports and documents required to be filed with under the Nasdaq National Market Exchange Act. Additionally, the Company shall report the use of proceeds from the issuance of the Offered Shares as may be required under applicable securities laws and by Rule 463 under the Nasdaq National MarketSecurities Act.

Appears in 2 contracts

Samples: Underwriting Agreement (Accentia Biopharmaceuticals Inc), Underwriting Agreement (Accentia Biopharmaceuticals Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company shall (i) file all documents required to be filed file, on a timely basis, with the Commission pursuant to Section 13, 14 or 15 of and the Exchange Act in the manner and within the time periods required by the Exchange Act and (ii) file Nasdaq National Market all reports and documents required to be filed with under the Nasdaq National Market Exchange Act. Additionally, the Company shall report the use of proceeds from the issuance of the Shares as may be required under applicable securities laws and by Rule 463 under the Nasdaq National MarketSecurities Act.

Appears in 2 contracts

Samples: Underwriting Agreement (Ruths Chris Steak House, Inc.), Underwriting Agreement (Quatrx Pharmaceuticals Co)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company shall (i) file all documents required to be filed file, on a timely basis, with the Commission pursuant to Section 13, 14 or 15 of and the Exchange Act in the manner and within the time periods required by the Exchange Act and (ii) file Nasdaq National Market all reports and documents required to be filed under the Securities Exchange Act of 0000 (xxx "Xxxxxxxx Xxx"). Additionally, the Company shall file with the Nasdaq National Market Commission all reports on Form SR as may be required under applicable securities laws and by Rule 463 under the Nasdaq National MarketSecurities Act.

Appears in 2 contracts

Samples: Underwriting Agreement (Novastar Financial Inc), Vistana Inc

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company shall (i) file all documents required to be filed file, on a timely basis, with the Commission pursuant to Section 13, 14 or 15 of and the Exchange Act in the manner and within the time periods required by the Exchange Act and (ii) file Nasdaq National Market all reports and documents required to be filed under the Securities Exchange Act of 1934, as amended (the "EXCHANGE ACT"). Additionally, the Company shall file with the Nasdaq National Market Commission such information on Form 10-Q or Form 10-K as may be required by Rule 463 under applicable securities laws and by the Nasdaq National MarketSecurities Act.

Appears in 2 contracts

Samples: Underwriting Agreement (Phase Forward Inc), Underwriting Agreement (Phase Forward Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company shall (i) file all documents required to be filed file, on a timely basis, with the Commission pursuant to Section 13, 14 or 15 of and the Exchange Act in the manner and within the time periods required by the Exchange Act and (ii) file Nasdaq National Market all reports and documents required to be filed under the Exchange Act. Additionally, the Company shall file with the Nasdaq National Market Commission such information on Forms 10-Q and 10-K as may be required by Rule 463 under applicable securities laws and by the Nasdaq National MarketSecurities Act.

Appears in 2 contracts

Samples: Underwriting Agreement (TTM Technologies Inc), Underwriting Agreement (TTM Technologies Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company shall (i) file all documents required to be filed file, on a timely basis, with the Commission pursuant to Section 13, 14 or 15 of and the Exchange Act in the manner and within the time periods required by the Exchange Act and (ii) file Nasdaq National Market all reports and documents required to be filed with under the Nasdaq National Market Exchange Act. Additionally, the Company shall report the use of proceeds from the issuance of the Shares as may be required under applicable securities laws and by Rule 463 under the Nasdaq National MarketSecurities Act.

Appears in 2 contracts

Samples: Underwriting Agreement (McCormick & Schmicks Seafood Restaurants Inc.), Alphatec Holdings, Inc.

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company shall (i) file all documents required to be filed file, on a timely basis, with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act and (ii) file The Nasdaq Capital Market all reports and documents required to be filed with under the Nasdaq National Market Exchange Act. Additionally, the Company shall timely report the use of proceeds from the issuance of the Common Shares as may be required under applicable securities laws and by Rule 463 under the Nasdaq National MarketSecurities Act.

Appears in 2 contracts

Samples: Underwriting Agreement (Wireless Ronin Technologies Inc), Underwriting Agreement (Wireless Ronin Technologies Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company shall (i) file all documents required to be filed file, on a timely basis, with the Commission pursuant to Section 13, 14 or 15 of and the Exchange Act in the manner and within the time periods required by the Exchange Act and (ii) file Nasdaq National Market all reports and documents required to be filed under the Securities and Exchange Act of 1934, as amended (the "Exchange Act"). Additionally, the Company shall file with the Nasdaq National Market Commission all reports on Form SR as may be required under applicable securities laws and by Rule 463 under the Nasdaq National MarketSecurities Act.

Appears in 2 contracts

Samples: Underwriting Agreement (Il Fornaio America Corp), Underwriting Agreement (Il Fornaio America Corp)

Periodic Reporting Obligations. The Company shall file, on a timely basis, with the Commission and the Nasdaq Global Market all reports and documents required to be filed under the Exchange Act. During the Prospectus Delivery Period, the Company shall (i) will file all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act and (ii) file all reports and documents required to be filed with the Nasdaq National Market under applicable securities laws and by the Nasdaq National MarketAct.

Appears in 2 contracts

Samples: Underwriting Agreement (Sangamo Biosciences Inc), Underwriting Agreement (Sangamo Biosciences Inc)

Periodic Reporting Obligations. During the Prospectus ------------------------------ Delivery Period, the Company shall (i) file all documents required to be filed file, on a timely basis, with the Commission pursuant to Section 13, 14 or 15 of and the Exchange Act in the manner and within the time periods required by the Exchange Act and (ii) file Nasdaq National Market all reports and documents required to be filed under the Exchange Act. Additionally, the Company shall file with the Nasdaq National Market Commission such information on Form 10-Q or Form 10-K as may be required by Rule 463 under applicable securities laws and by the Nasdaq National MarketSecurities Act.

Appears in 1 contract

Samples: Rainmaker Systems Inc

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company shall (i) file all documents required to be filed file, on a timely basis, with the Commission pursuant to Section 13, 14 or 15 of and the Exchange Act in the manner and within the time periods required by the Exchange Act and (ii) file Nasdaq National Market all reports and documents required to be filed under the Exchange Act. Additionally, the Company shall include in its Form 10-Q filed with the Nasdaq National Market Commission all information required under applicable securities laws and by Rule 463 under the Nasdaq National MarketSecurities Act.

Appears in 1 contract

Samples: Underwriting Agreement (Provant Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company shall (i) file file, on a timely basis, with the Commission and the NASDAQ Capital Market all reports and documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act and (ii) file all reports and documents or NASDAQ Capital Market. Additionally, the Company shall report the use of proceeds from the issuance of the Shares as may be required to be filed with under Rule 463 under the Nasdaq National Market under applicable securities laws and by the Nasdaq National MarketSecurities Act.

Appears in 1 contract

Samples: Underwriting Agreement (Corautus Genetics Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Period, ,the Company shall (i) file all documents required to be filed file, on a timely basis, with the Commission pursuant to Section 13, 14 or 15 of and the Exchange Act in the manner and within the time periods required by the Exchange Act and (ii) file Nasdaq National Market all reports and documents required to be filed with under the Nasdaq National Market Exchange Act. Additionally, the Company shall report the use of proceeds from the issuance of the Common Shares as may be required under applicable securities laws and by Rule 463 under the Nasdaq National MarketSecurities Act.

Appears in 1 contract

Samples: Underwriting Agreement (Pokertek Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company shall (i) file all documents required to be filed file, on a timely basis, with the Commission pursuant to Section 13, 14 or 15 of and the Exchange Act in the manner and within the time periods required by the Exchange Act and (ii) file Nasdaq National Market all reports and documents required to be filed with under the Nasdaq National Market Exchange Act of 1934, as amended (the “Exchange Act”). Additionally, the Company shall report the use of proceeds from the issuance of the Common Shares as may be required under applicable securities laws and by Rule 463 under the Nasdaq National MarketSecurities Act.

Appears in 1 contract

Samples: Underwriting Agreement (Intralase Corp)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company shall (i) file all documents required to be filed file, on a timely basis, with the Commission pursuant to Section 13, 14 or 15 of and the Exchange Act in the manner and within the time periods required by the Exchange Act and (ii) file Nasdaq National Market all reports and documents required to be filed under the Securities Exchange Act of 1934 and the rules and regulations promulgated thereunder (the "Exchange Act"). Additionally, the Company shall file with the Nasdaq National Market Commission all reports on Form SR as may be required under applicable securities laws and by Rule 463 under the Nasdaq National MarketSecurities Act.

Appears in 1 contract

Samples: Peritus Software Services Inc

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company shall (i) file all documents required to be filed file, on a timely basis, with the Commission pursuant and, to Section 13the extent required under the regulations thereof, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act and (ii) file Nasdaq National Market all reports and documents required to be filed with under the Nasdaq National Market under applicable securities laws and by the Nasdaq National MarketExchange Act.

Appears in 1 contract

Samples: Underwriting Agreement (Charles River Associates Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company shall (i) file all documents required to be filed file, on a timely basis, with the Commission pursuant to Section 13, 14 or 15 of and the Exchange Act in the manner and within the time periods required by the Exchange Act and (ii) file Nasdaq National Market all reports and documents required to be filed under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Additionally, the Company shall file with the Nasdaq National Market Commission all reports on Form SR as may be required under applicable securities laws and by Rule 463 under the Nasdaq National MarketSecurities Act.

Appears in 1 contract

Samples: Hall Kinion & Associates Inc

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Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company shall (i) file file, on a timely basis, with the Commission and Nasdaq, all reports and documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act and (ii) file all reports and documents required to be filed with the Nasdaq National Market under applicable securities laws and by the Nasdaq National Marketor Nasdaq.

Appears in 1 contract

Samples: Underwriting Agreement (Insmed Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company shall (i) file all documents required to be filed file, on a timely basis, with the Commission pursuant to Section 13, 14 or 15 of and the Exchange Act in the manner and within the time periods required by the Exchange Act and (ii) file Nasdaq National Market all reports and documents required to be filed under the Exchange Act of 0000 (xxx "Xxxxxxxx Xxx"). Additionally, the Company shall file with the Nasdaq National Market Commission all reports on Form SR as may be required under applicable securities laws and by Rule 463 under the Nasdaq National MarketSecurities Act.

Appears in 1 contract

Samples: Underwriting Agreement (Peritus Software Services Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company shall (i) file all documents required to be filed file, on a timely basis, with the Commission pursuant to Section 13, 14 or 15 of and the Exchange Act in the manner and within the time periods required by the Exchange Act and (ii) file Nasdaq National Market all reports and documents required to be filed under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules of the Nasdaq Stock Market. Additionally, the Company shall file with the Nasdaq National Market Commission all information as may be required under applicable securities laws Rule 463 under the Securities Act and by the Nasdaq National Market.Item 701(f) of Regulation S-K.

Appears in 1 contract

Samples: Underwriting Agreement (Filetek Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company shall (i) file all documents required to be filed file, on a timely basis, with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act and (ii) file The Nasdaq National Market all reports and documents required to be filed with under the Nasdaq National Market Exchange Act. Additionally, the Company shall report the use of proceeds from the issuance of the Shares as may be required under applicable securities laws and by Rule 463 under the Nasdaq National MarketSecurities Act.

Appears in 1 contract

Samples: Underwriting Agreement (Senorx Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company shall (i) file all documents required to be filed file, on a timely basis, with the Commission pursuant to Section 13, 14 or 15 of and the Exchange Act in the manner and within the time periods required by the Exchange Act and (ii) file Nasdaq Capital Market all reports and documents required to be filed with under the Nasdaq National Market Exchange Act. Additionally, the Company shall report the use of proceeds from the issuance of the Offered Shares as may be required under applicable securities laws and by Rule 463 under the Nasdaq National MarketSecurities Act.

Appears in 1 contract

Samples: Underwriting Agreement (MeetMe, Inc.)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company shall (i) file all documents required to be filed file, on a timely basis, with the Commission pursuant to Section 13and the Nasdaq Global Market, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act and (ii) file all reports and documents required to be filed with under the Nasdaq National Market Exchange Act. Additionally, the Company shall report the use of proceeds from the issuance of the Shares as may be required under applicable securities laws and by Rule 463 under the Nasdaq National MarketSecurities Act.

Appears in 1 contract

Samples: Placement Agent Agreement (Dendreon Corp)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company shall (i) file all documents required to be filed file, on a timely basis, with the Commission pursuant to Section 13, 14 or 15 of and the Exchange Act in the manner and within the time periods required by the Exchange Act and (ii) file Nasdaq National Market all reports and documents required to be filed under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Additionally, the Company shall file with the Nasdaq National Market Commission such information on Form 10-Q or Form 10-K as may be required by Rule 463 under applicable securities laws and by the Nasdaq National MarketSecurities Act.

Appears in 1 contract

Samples: Underwriting Agreement (Innovative Drug Delivery Systems Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company shall (i) file all documents required to be filed file, on a timely basis, with the Commission pursuant to Section 13, 14 or 15 of and the Exchange Act in the manner and within the time periods required by the Exchange Act and (ii) file Nasdaq Capital Market all reports and documents required to be filed with under the Nasdaq National Market Exchange Act. Additionally, the Company shall report the use of proceeds from the issuance of the Units as may be required under applicable securities laws and by Rule 463 under the Nasdaq National MarketSecurities Act Regulations.

Appears in 1 contract

Samples: Underwriting Agreement (Handheld Entertainment, Inc.)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company shall (i) file all documents required to be filed file, on a timely basis, with the Commission pursuant to Section 13, 14 or 15 of and the Exchange Act in the manner and within the time periods required by the Exchange Act and (ii) file Nasdaq National Market all reports and documents required to be filed with under the Nasdaq National Market Securities Exchange Act of 1934 and the rules and regulations promulgated thereunder (collectively, the "Exchange Act"). Additionally, the Company shall report the use of proceeds from the issuance of the Common Shares as may be required under applicable securities laws and by Rule 463 under the Nasdaq National MarketSecurities Act.

Appears in 1 contract

Samples: California Pizza Kitchen Inc

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company shall (i) file all documents required to be filed file, on a timely basis, with the Commission pursuant to Section 13, 14 or 15 of and the Exchange Act in the manner and within the time periods required by the Exchange Act and (ii) file Nasdaq National Market all reports and documents required to be filed under the Exchange Act. Additionally, the Company shall file with the Nasdaq National Market Commission all reports as may be required under applicable securities laws and by Rule 463 under the Nasdaq National MarketSecurities Act.

Appears in 1 contract

Samples: Underwriting Agreement (Petra Capital Inc /De/)

Periodic Reporting Obligations. During the Prospectus Delivery ------------------------------ Period, the Company shall (i) file all documents required to be filed file, on a timely basis, with the Commission pursuant to Section 13, 14 or 15 of and the Exchange Act in the manner and within the time periods required by the Exchange Act and (ii) file Nasdaq National Market all reports and documents required to be filed under the Exchange Act. Additionally, the Company shall file with the Nasdaq National Market Commission such information on Form 10-Q or Form 10-K as may be required by Rule 463 under applicable securities laws and by the Nasdaq National MarketSecurities Act.

Appears in 1 contract

Samples: Underwriting Agreement (Z Tel Technologies Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company shall (i) file all documents required to be filed with the Commission and the Nasdaq National Market pursuant to Section 13, 14 or 15 of the Exchange Act Age in the manner and within the time periods required by the Exchange Act and (ii) file all reports and documents required to be filed with the Nasdaq National Market under applicable securities laws and by the Nasdaq National MarketAct.

Appears in 1 contract

Samples: Underwriting Agreement (Centene Corp)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company shall (i) file all documents required to be filed file, on a timely basis, with the Commission pursuant to Section 13, 14 or 15 of and the Exchange Act in the manner and within the time periods required by the Exchange Act and (ii) file Nasdaq National Market all reports and documents required to be filed under the Securities Exchange Act of 1934 (xxx "Xxxxxxxx Xxx"). Additionally, the Company shall file with the Nasdaq National Market Commission all reports on Form SR as may be required under applicable securities laws and by Rule 463 under the Nasdaq National MarketSecurities Act.

Appears in 1 contract

Samples: Underwriting Agreement (Hanover Capital Holdings Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company shall (i) file all documents required to be filed file, on a timely basis, with the Commission pursuant to Section 13, 14 or 15 of and the Exchange Act in the manner and within the time periods required by the Exchange Act and (ii) file Nasdaq Capital Market all reports and documents required to be filed with under the Nasdaq National Market Exchange Act. Additionally, the Company shall report the use of proceeds from the issuance of the Shares as may be required under applicable securities laws and by Rule 463 under the Nasdaq National MarketSecurities Act Regulations.

Appears in 1 contract

Samples: Underwriting Agreement (Handheld Entertainment, Inc.)

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