Common use of Permissible Interests Clause in Contracts

Permissible Interests. Trustees, agents, and stockholders of the Trust are or may be interested in the Adviser (or any successor thereof) as directors, partners, officers, or stockholders, or otherwise; and directors, partners, officers, agents, and stockholders of the Adviser are or may be interested in the Trust as trustees, stockholders or otherwise; and the Adviser (or any successor) is or may be interested in the Trust as a stockholder or otherwise.

Appears in 80 contracts

Samples: Investment Advisory Agreement (Horizon Funds), Investment Advisory Agreement (Horizon Funds), Investment Advisory Agreement (Horizon Funds)

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Permissible Interests. Trustees, agents, and stockholders of the Trust are or may be interested in the Adviser (or any successor thereof) as directors, partners, officers, or stockholders, or otherwise; and directors, partners, officers, agents, and stockholders of the Adviser are or may be interested in the Trust as trusteesTrustees, stockholders or otherwise; and the Adviser (or any successor) is or may be interested in the Trust as a stockholder or otherwise.

Appears in 65 contracts

Samples: Investment Advisory Agreement (Ultimus Managers Trust), Investment Advisory Agreement (Ultimus Managers Trust), Investment Advisory Agreement (Ultimus Managers Trust)

Permissible Interests. Trustees, agents, and stockholders of the Trust are or may be interested in the Adviser Advisor (or any successor thereof) as directors, partners, officers, or stockholders, or otherwise; and directors, partners, officers, agents, and stockholders of the Adviser Advisor are or may be interested in the Trust as trustees, stockholders or otherwise; and the Adviser Advisor (or any successor) is or may be interested in the Trust as a stockholder or otherwise.

Appears in 57 contracts

Samples: Investment Advisory Agreement (World Funds Trust), Investment Advisory Agreement (World Funds Trust), Investment Advisory Agreement (World Funds Trust)

Permissible Interests. Trustees, agentsofficers, agents and stockholders shareholders of the Trust are or may be interested in the Adviser (or any successor thereof) as directors, partners, officers, or stockholdersagents, shareholders or otherwise; and directors, partners, officers, agents, agents and stockholders shareholders of the Adviser are or may be interested in the Trust as trusteesTrustees, stockholders officers, agents, shareholders or otherwise; and the Adviser (or any successorsuccessor thereof) is or may be interested in the Trust as a stockholder shareholder or otherwise.

Appears in 53 contracts

Samples: Investment Advisory Agreement (WisdomTree Digital Trust), Investment Advisory Agreement (WisdomTree Digital Trust), Investment Advisory Agreement (Milliman Variable Insurance Trust)

Permissible Interests. Trustees, agents, and stockholders shareholders of the Trust are or may be interested in the Adviser (or any successor thereof) as directors, partnersmanagers, officers, or stockholders, members or otherwise; and directors, partnersmanagers, officers, agents, and stockholders members of the Adviser are or may be interested in the Trust as trustees, stockholders shareholders or otherwise; and the Adviser (or any successor) is or may be interested in the Trust as a stockholder shareholder or otherwise.

Appears in 31 contracts

Samples: Investment Advisory Agreement (GraniteShares ETF Trust), Investment Advisory Agreement (GraniteShares ETF Trust), Investment Advisory Agreement (GraniteShares ETF Trust)

Permissible Interests. Trustees, agents, and stockholders shareholders of the Trust are or may be interested in the Adviser Advisor (or any successor thereof) as directors, partnersmanagers, officers, or stockholders, members or otherwise; and directors, partnersmanagers, officers, agents, and stockholders members of the Adviser Advisor are or may be interested in the Trust as trustees, stockholders shareholders or otherwise; and the Adviser Advisor (or any successor) is or may be interested in the Trust as a stockholder shareholder or otherwise.

Appears in 21 contracts

Samples: Investment Advisory Agreement (New York Life Investments Active ETF Trust), Investment Advisory Agreement (New York Life Investments ETF Trust), Investment Advisory Agreement (IndexIQ Active ETF Trust)

Permissible Interests. TrusteesDirectors, agentsofficers, agents and stockholders shareholders of the Trust Portfolio are or may be interested in the Adviser (or any successor thereof) as directors, partners, officers, or stockholdersagents, shareholders or otherwise; and directors, partners, officers, agents, agents and stockholders shareholders of the Adviser are or may be interested in the Trust Portfolio as trusteesDirectors, stockholders officers, agents, shareholders or otherwise; and the Adviser (or any successorsuccessor thereof) is or may be interested in the Trust Portfolio as a stockholder shareholder or otherwise.

Appears in 13 contracts

Samples: Investment Advisory and Management Agreement (Proshares Trust), Investment Advisory and Management Agreement (Proshares Trust), Investment Advisory and Management Agreement (Proshares Trust)

Permissible Interests. Trustees, agents, and stockholders of the Trust are or may be interested in the Adviser Investment Manager (or any successor thereof) as directors, partners, officers, or stockholders, stockholders or otherwise; , and directors, partners, officers, agents, and stockholders of the Adviser Investment Manager are or may be interested in the Trust as trustees, stockholders or otherwise; and the Adviser (or any successor) is or may be interested in the Trust as a stockholder or otherwise.

Appears in 9 contracts

Samples: Sub Advisory Agreement (Timothy Plan), Sub Advisory Agreement (Timothy Plan), Sub Advisory Agreement (Timothy Plan)

Permissible Interests. Trustees, agents, and stockholders of the Trust are or may be interested in the Adviser Advisor (or any successor thereof) as directors, partners, officers, or stockholders, or otherwise; and directors, partners, officers, agents, and stockholders of the Adviser Advisor are or may be interested in the Trust as trustees, stockholders stockholders, or otherwise; and the Adviser Advisor (or any successor) is or may be interested in the Trust as a stockholder or otherwise.

Appears in 7 contracts

Samples: Investment Advisory Agreement (Centaur Mutual Funds Trust), Investment Advisory Agreement (Centaur Mutual Funds Trust), Investment Advisory Agreement (Centaur Mutual Funds Trust)

Permissible Interests. Trustees, agents, and stockholders of the Trust are or may be interested in the Adviser Investment Manager (or any successor thereof) as directors, partners, officers, or stockholders, or otherwise; , and directors, partners, officers, agents, and stockholders of the Adviser Investment Manager are or may be interested in the Trust as trustees, stockholders or otherwise; and the Adviser (or any successor) is or may be interested in the Trust as a stockholder or otherwise.

Appears in 7 contracts

Samples: Sub Advisory Agreement (Timothy Plan), Sub Advisory Agreement (Timothy Plan), Sub Advisory Agreement (Timothy Plan)

Permissible Interests. Trustees, agents, agents and stockholders of the Trust are or may be interested in the Adviser (or any successor thereof) as directors, partners, officers, or stockholders, stockholders or otherwise; and directors, partners, officers, agents, agents and stockholders of the Adviser are or may be interested in the Trust as trustees, stockholders or otherwise; and the Adviser (or any successor) is or may be interested in the Trust as a stockholder or otherwise.

Appears in 7 contracts

Samples: Investment Advisory Agreement (ALPS Series Trust), Interim Investment Advisory Agreement (ALPS Series Trust), Investment Advisory Agreement (ALPS Series Trust)

Permissible Interests. Trustees, agents, and stockholders shareholders of the Trust are or may be interested in the Adviser (or any successor thereof) as directors, partners, officers, or stockholdersshareholders, or otherwise; and directors, partners, officers, agents, and stockholders shareholders of the Adviser are or may be interested in the Trust as trusteesTrustees, stockholders shareholders or otherwise; and the Adviser (or any successor) is or may be interested in the Trust as a stockholder shareholder or otherwise.

Appears in 4 contracts

Samples: Investment Advisory Agreement (FundVantage Trust), Investment Advisory Agreement (FundVantage Trust), Investment Advisory Agreement (FundVantage Trust)

Permissible Interests. Trustees, agents, and stockholders shareholders of the Trust are or may be interested in the Adviser Advisor (or any successor thereof) as directors, partnersmanagers, officers, or stockholders, shareholders or otherwise; and directors, partnersmanagers, officers, agents, and stockholders shareholders of the Adviser Advisor are or may be interested in the Trust as trustees, stockholders shareholders or otherwise; and the Adviser Advisor (or any successor) is or may be interested in the Trust as a stockholder shareholder or otherwise.

Appears in 4 contracts

Samples: Investment Advisory Agreement (Absolute Shares Trust), Investment Advisory Agreement (Infusive US Trust), Investment Advisory Agreement (Absolute Shares Trust)

Permissible Interests. Trustees, agents, agents and stockholders of the Trust are or may be interested in the Adviser (or any successor thereof) as directors, partners, officers, or stockholders, stockholders or otherwise; and directors, partners, officers, agents, agents and stockholders of the Adviser are or may be interested in the Trust as trusteesTrustees, stockholders or otherwise; and the Adviser (or any successor) is or may be interested in the Trust as a stockholder or otherwise.

Appears in 4 contracts

Samples: Investment Advisory Agreement (ALPS Series Trust), Investment Advisory Agreement (ALPS Series Trust), Investment Advisory Agreement (ALPS Series Trust)

Permissible Interests. Trustees, agents, and stockholders shareholders of the Trust are or may be interested in the Adviser (or any successor thereof) as directors, partnersmanagers, officers, or stockholders, shareholders or otherwise; and directors, partnersmanagers, officers, agents, and stockholders shareholders of the Adviser are or may be interested in the Trust as trustees, stockholders shareholders or otherwise; and the Adviser (or any successor) is or may be interested in the Trust as a stockholder shareholder or otherwise.

Appears in 3 contracts

Samples: Investment Advisory Agreement (Strategic Trust), Investment Advisory Agreement (ASYMmetric ETFs Trust), Investment Advisory Agreement (Procure ETF Trust I)

Permissible Interests. Trustees, agents, and stockholders of the Trust are or may be interested in the Adviser Advisor (or any successor thereof) as directors, partners, officers, managers or stockholdersmembers, or otherwise; and directors, partnersmanagers, officers, agents, and stockholders of the Adviser Advisor are or may be interested in the Trust as trustees, stockholders or otherwise; and the Adviser Advisor (or any successor) is or may be interested in the Trust as a stockholder or otherwise.

Appears in 3 contracts

Samples: Investment Advisory Agreement (Drake Funds Trust), Investment Advisory Agreement (Drake Funds Trust), Investment Advisory Agreement (Drake Funds Trust)

Permissible Interests. Trustees, agentsofficers, agents and stockholders shareholders of the Trust are or may be interested in the Adviser Advisor (or any successor thereof) as directors, partners, officers, or stockholdersagents, shareholders or otherwise; and directors, partners, officers, agents, agents and stockholders shareholders of the Adviser Advisor are or may be interested in the Trust as trusteesTrustees, stockholders officers, agents, shareholders or otherwise; and the Adviser Advisor (or any successorsuccessor thereof) is or may be interested in the Trust as a stockholder shareholder or otherwise.

Appears in 3 contracts

Samples: Investment Advisory Agreement (Uncommon Investment Funds Trust), Investment Advisory Agreement (Uncommon Investment Funds Trust), Investment Advisory Agreement (Uncommon Investment Funds Trust)

Permissible Interests. Trustees, agents, and stockholders of the Trust are or may be interested in the Adviser (or any successor thereof) as directors, partners, officers, or stockholders, stockholders or otherwise; , and directors, partners, officers, agents, and stockholders of the Adviser are or may be interested in the Trust as trustees, stockholders or otherwise; and the Adviser (or any successor) is or may be interested in the Trust as a stockholder or otherwise.

Appears in 3 contracts

Samples: Investment Advisory Agreement (YCG Funds), Investment Advisory Agreement (Lyons Funds), Investment Advisory Agreement (YCG Funds)

Permissible Interests. TrusteesPartners, agents, officers and stockholders agents of the Trust are or may be interested in the Adviser (or any successor thereof) as directors, partners, officers, or stockholders, or otherwise; and directors, partners, officers, agents, and stockholders of the Investment Adviser are or may be interested in the Trust as trusteesTrustees, stockholders officers, shareholders or otherwise; and the Investment Adviser (or any successor) is successor thereof)is or may be interested in the Trust as a stockholder shareholder or otherwise.

Appears in 3 contracts

Samples: Investment Advisory Agreement (Afl Cio Housing Investment Trust), Investment Advisory Agreement (Afl Cio Housing Investment Trust), Investment Advisory Agreement (Afl Cio Housing Investment Trust)

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Permissible Interests. Trustees, agents, agents and stockholders of the Trust are or may be interested in the Adviser (or any successor thereof) as directors, partners, officers, or stockholders, stockholders or otherwise; and directors, partners, officers, agents, agents and stockholders of the Adviser are or may be interested in the Trust as trusteesTrustees, stockholders or otherwise; and the Adviser (or any successor) is or may be interested in the Trust as a stockholder or otherwise. The Adviser in acting hereunder shall be an independent contractor.

Appears in 2 contracts

Samples: Investment Advisory Agreement (XD Fund Trust), Investment Advisory Agreement (ALPS Series Trust)

Permissible Interests. Trustees, agents, and stockholders of the Trust are or may be interested in the Adviser (or any successor thereof) as directors, partners, officers, officers or stockholders, or otherwise; and directors, partners, officers, agents, agents and stockholders of the Adviser are or may be interested in the Trust as trustees, stockholders or otherwise; and the Adviser (or any successor) is or may be interested in the Trust as a stockholder or otherwise.

Appears in 2 contracts

Samples: Interim Investment Advisory Agreement (360 Funds), Interim Investment Advisory Agreement (360 Funds)

Permissible Interests. TrusteesPartners, agents, officers and stockholders agents of the Trust are or may be interested in the Adviser (or any successor thereof) as directors, partners, officers, or stockholders, or otherwise; and directors, partners, officers, agents, and stockholders of the Investment Adviser are or may be interested in the Trust as trusteesTrustees, stockholders officers, shareholders or otherwise; and the Investment Adviser (or any successorsuccessor thereof) is or may be interested in the Trust as a stockholder shareholder or otherwise.

Appears in 2 contracts

Samples: Investment Advisory Agreement (Afl Cio Housing Investment Trust), Investment Advisory Agreement (Afl Cio Housing Investment Trust)

Permissible Interests. Trustees, agents, and stockholders of the Trust are or may be interested in the Adviser (or any successor thereof) as directors, partners, officers, or stockholders, or otherwise; and directors, partners, officers, agents, and stockholders of the Adviser are or may be interested in the Trust as trustees, stockholders stockholders, or otherwise; and the Adviser (or any successor) is or may be interested in the Trust as a stockholder or otherwise.

Appears in 2 contracts

Samples: Investment Advisory Agreement (NCM Capital Investment Trust), Investment Advisory Agreement (Cm Advisers Family of Funds)

Permissible Interests. Trustees, agents, and stockholders of the Trust are or may be interested in the Adviser Investment Manager (or any successor thereof) as directors, partners, officers, or stockholders, stockholders or otherwise; , and directors, partners, officers, agents, and stockholders of the Adviser Investment Manager are or may be interested in the Trust as trustees, stockholders or otherwise; and the Adviser Advisor (or any successor) is or may be interested in the Trust as a stockholder or otherwise.

Appears in 1 contract

Samples: Sub Advisory Agreement (Timothy Plan)

Permissible Interests. Trustees, agents, and stockholders shareholders of the Trust are or may be interested in the Adviser (( or any successor thereof) as directors, partnersmanagers, officers, or stockholders, members or otherwise; and directors, partnersmanagers, officers, agents, and stockholders members of the Adviser are or may be interested in the Trust as trustees, stockholders shareholders or otherwise; and the Adviser (or any successor) is or may be interested in the Trust as a stockholder shareholder or otherwise.

Appears in 1 contract

Samples: Investment Advisory Agreement (GraniteShares ETF Trust)

Permissible Interests. Trustees, agents, and stockholders shareholders of the Trust are or may be interested in the Adviser and Sub-Adviser (or any successor successors thereof) as directors, partners, officers, or stockholdersmembers, or otherwise; and directors, partners, officers, agents, and stockholders members of the Adviser are or may be interested in the Trust as trusteesTrustees, stockholders Members or otherwise; and the Adviser (or any successor) is or may be interested in the Trust as a stockholder shareholder or otherwise.

Appears in 1 contract

Samples: Investment Management Agreement (Acp Funds Trust)

Permissible Interests. Trustees, agentsagents , and stockholders shareholders of the Trust are or may be interested in the Adviser (or any successor thereof) as directors, partners, officersofficers , or stockholdersshareholders, or otherwiseotherwise ; and directorsdirectors , partners, officersofficers , agentsagents , and stockholders shareholders of the Adviser are or may be interested in the Trust as trusteesTrustees, stockholders shareholders or otherwiseotherwise ; and the Adviser (or any successor) is or may be interested in the Trust as a stockholder shareholder or otherwise.

Appears in 1 contract

Samples: Investment Advisory Agreement (Oak Associates Funds)

Permissible Interests. Trustees, agents, and stockholders of the Trust are or Fund may be interested affiliated with or have an interest in the Adviser (or any successor thereof) as directors, partners, officers, or stockholders, or otherwise; , and directors, partners, officers, agents, and stockholders of the Adviser are or may be interested affiliated with or have an interest in the Trust Fund as trusteesdirectors, stockholders or otherwise; and the Adviser (or any successor) is or may be interested affiliated with or have an interest in the Trust Fund as a stockholder or otherwise.

Appears in 1 contract

Samples: Investment Advisory Agreement (Declaration Fund)

Permissible Interests. Trustees, agents, and stockholders shareholders of the Trust are or may be interested in the Adviser (or any successor thereof) as directors, partners, officers, or stockholders, shareholders or otherwise; and directors, partners, officers, agents, and stockholders shareholders of the Adviser are or may be interested in the Trust as trusteesTrustees, stockholders shareholders or otherwise; and the Adviser (or any successor) is or may be interested in the Trust as a stockholder shareholder or otherwise.

Appears in 1 contract

Samples: Investment Advisory Agreement (Sei Liquid Asset Trust)

Permissible Interests. Trustees, agents, and stockholders shareholders of the Trust Funds are or may be interested in the Adviser Advisor (or any successor thereof) as directors, partnersmanagers, officers, or stockholders, members or otherwise; and directors, partnersmanagers, officers, agents, and stockholders members of the Adviser Advisor are or may be interested in the Trust as trustees, stockholders shareholders or otherwise; and the Adviser Advisor (or any successor) is or may be interested in the Trust as a stockholder shareholder or otherwise.

Appears in 1 contract

Samples: Investment Advisory Agreement (Lattice Strategies Trust)

Permissible Interests. Trustees, agents, and stockholders of the Trust are or may be interested in the Adviser (or any successor thereof) as directors, partners, officers, officers or stockholders, stockholders or otherwise; and directors, partners, officers, agents, agents and stockholders of the Adviser are or may be interested in the Trust as trustees, stockholders or otherwise; and the Adviser (or any successor) is or may be interested in the Trust as a stockholder or otherwise.

Appears in 1 contract

Samples: Investment Advisory Agreement (ALPS Series Trust)

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