Permitted Securities Investments. 1. Investments in privately held securities for which there is no public market are permitted, but the Company's General Counsel should be informed in writing (or via e-mail) of any such holding or investment and further notified in advance of any initial public offering of such an investment. 2. Investment in the following publicly traded securities is permitted at all times: (a) United States Treasury securities and all other government obligations issued by any country, state, municipality or other political subdivision. (b) Investment-grade, non-convertible debt securities. (c) All broad based mutual funds or closed-end funds available generally to the public. (d) All index-based securities (such as Standard and Poor's 500, Major Markets, Value Line and Euro Top 100). (e) Foreign currencies and foreign currency options, warrants, futures and futures options.
Appears in 9 contracts
Samples: Employment Agreement (Jagnotes Com), Employment Agreement (Valinoti Gary), Employment Agreement (Jagnotes Com)
