Personal Securities Transactions. The Subadviser has implemented policies and procedures reasonably designed to comply with Rule 17j-l under the 1940 Act. Upon request during any business day, the Subadviser will promptly make available to the Adviser or the Fund any reports concerning the Fund required to be made by the Subadviser pursuant to Rule 17j-1 under the 1940 Act.
Appears in 2 contracts
Sources: Subadvisory Agreement (Frontier Funds, Inc.), Subadvisory Agreement (Frontier Funds, Inc.)
Personal Securities Transactions. The Subadviser has implemented policies will observe and procedures reasonably designed to comply with Rule 17j-l under the 1940 Act. Upon request during any business day, the Subadviser immediately will promptly make available to the Adviser or the any Fund any reports concerning the Fund required to be made by the Subadviser pursuant to Rule 17j-1 under the 1940 Act.
Appears in 2 contracts
Sources: Subadvisory Agreement (Frontegra Funds Inc), Interim Subadvisory Agreement (Frontegra Funds Inc)
Personal Securities Transactions. The Subadviser has implemented policies and procedures reasonably designed to will comply in all material respects with Rule 17j-l under the 1940 Act. Upon reasonable request during any business day, the Subadviser will promptly make available to the Adviser or the Fund any reports concerning the Fund required to be made by the Subadviser pursuant to Rule 17j-1 under the 1940 Act.
Appears in 2 contracts
Sources: Interim Subadvisory Agreement (Frontier Funds, Inc.), Subadvisory Agreement (Frontegra Funds Inc)
Personal Securities Transactions. The Subadviser has implemented policies and procedures reasonably designed to will comply in all material respects with Rule 17j-l under the 1940 Act and Rule 204A-1 of the Advisers Act. Upon reasonable request during any business day, the Subadviser will promptly make available to the Adviser or the Fund any reports concerning the Fund required to be made by the Subadviser pursuant to Rule 17j-1 under the 1940 Act. Subadviser shall promptly inform Adviser and the Fund of any violations of Rule 204A-1 of the Advisers Act required to be reported under subsection (a)(4) of that Rule.
Appears in 2 contracts
Sources: Subadvisory Agreement (Frontegra Funds Inc), Subadvisory Agreement (Frontegra Funds Inc)
Personal Securities Transactions. The Subadviser has implemented policies will observe and procedures reasonably designed to comply with Rule 17j-l under the 1940 Act. Upon request during any business day, the Subadviser will promptly make available to the Adviser or the Fund any reports concerning the Fund required to be made by the Subadviser pursuant to Rule 17j-1 under the 1940 Act.
Appears in 2 contracts
Sources: Subadvisory Agreement (IronBridge Funds, Inc.), Subadvisory Agreement (Frontegra Funds Inc)
Personal Securities Transactions. The Subadviser has implemented policies will observe and procedures reasonably designed to comply with Rule 17j-l under the 1940 Act. Upon request during any business day, the Subadviser immediately will promptly make available to the Adviser or the Fund any reports concerning the Fund required to be made by the Subadviser pursuant to Rule 17j-1 under the 1940 Act.
Appears in 2 contracts
Sources: Subadvisory Agreement (Frontegra Funds Inc), Subadvisory Agreement (Frontegra Funds Inc)
Personal Securities Transactions. The Subadviser has implemented policies will observe and procedures reasonably designed to comply with Rule 17j-l under the 1940 Act. Upon request during any business day, the Subadviser will promptly make available to the Adviser or the Fund any reports concerning the Fund required to be made by the Subadviser pursuant to Rule 17j-1 under the 1940 Act.
Appears in 1 contract
Personal Securities Transactions. The Subadviser has implemented policies will observe and procedures reasonably designed to comply with Rule 17j-l under the 1940 Act. Upon request during any business day, the Subadviser will promptly make available to the Adviser or the any Fund any reports concerning the Fund required to be made by the Subadviser pursuant to Rule 17j-1 under the 1940 Act.
Appears in 1 contract
Personal Securities Transactions. The Subadviser has implemented policies will observe and procedures reasonably designed to comply with Rule 17j-l under the 1940 Act. Upon request during any business day, the Subadviser promptly will promptly make available to the Adviser or the any Fund any reports concerning the such Fund required to be made by the Subadviser pursuant to Rule 17j-1 under the 1940 Act.
Appears in 1 contract
Personal Securities Transactions. The Subadviser has implemented policies will observe and procedures reasonably designed to comply with Rule 17j-l 17j-1 under the 1940 ActAct in accordance with Subadviser’s Code of Ethics. Upon request during any business day, the Subadviser will promptly make available to the Adviser or the any Fund any reports concerning the such Fund required to be made by the Subadviser pursuant to Rule 17j-1 under the 1940 Act.
Appears in 1 contract
Sources: Subadvisory Agreement (Clearwater Investment Trust)
Personal Securities Transactions. The Subadviser has implemented policies will observe and procedures reasonably designed to comply with Rule 17j-l under the 1940 Act. Upon request during any business day, the Subadviser immediately will promptly make available to the Adviser or the each Fund any reports concerning the such Fund required to be made by the Subadviser pursuant to Rule 17j-1 under the 1940 Act.
Appears in 1 contract
Personal Securities Transactions. The Subadviser has implemented policies and procedures reasonably designed to Subadvisor will comply in all material respects with Rule 17j-l under the 1940 Act. Upon reasonable request during any business day, the Subadviser Subadvisor will promptly make available to the Adviser Advisor or the Fund any reports concerning the Fund required to be made by the Subadviser Subadvisor pursuant to Rule 17j-1 under the 1940 Act. On a quarterly basis, Subadvisor shall either certify that there have been no violations of its Code of Ethics or identify any violations.
Appears in 1 contract
Sources: Subadvisory Agreement (Mutuals Com)
Personal Securities Transactions. The Subadviser has implemented policies will observe and procedures reasonably designed to comply with Rule 17j-l under the 1940 Act. Upon request during any business day, the Subadviser immediately will promptly make available to the Adviser or the any Fund any reports concerning the Fund required to be made by the Subadviser pursuant to Rule 17j-1 under the 1940 Act.
Appears in 1 contract
Personal Securities Transactions. The Subadviser Subadvisor has implemented policies and procedures reasonably designed to comply with Rule 17j-l under the 1940 Act. Subadvisor will comply in all material respects with Rule 17j-l under the 1940 Act and Rule 204A-1 under the Advisers Act. Upon reasonable request during any business day, the Subadviser Subadvisor will promptly make available to Advisor, the Adviser Corporation or the Fund Board any reports concerning the Fund required to be made by the Subadviser Subadvisor pursuant to Rule 17j-1 under the 1940 Act.
Appears in 1 contract