Persons Having Access to Assets of the Fund. (a) No trustee or agent of the Fund, and no officer, director, employee or agent of the Fund's investment adviser, of any sub-investment adviser of the Fund, or of the Fund's administrator, shall have physical access to the assets of the Fund held by the Custodian or be authorized or permitted to withdraw any investments of the Fund, nor shall the Custodian deliver any assets of the Fund to any such person. No officer, director, employee or agent of the Custodian who holds any similar position with the Fund's investment adviser, with any sub-investment adviser of the Fund or with the Fund's administrator shall have access to the assets of the Fund. (b) Nothing in this Section 5 shall prohibit any duly authorized officer, employee or agent of the Fund, or any duly authorized officer, director, employee or agent of the investment adviser, of any sub-investment adviser of the Fund or of the Fund's administrator, from giving Instructions to the Custodian or executing a Certificate so long as it does not result in delivery of or access to assets of the Fund prohibited by paragraph (a) of this Section 5.
Appears in 35 contracts
Samples: Mutual Fund Custody and Services Agreement (Dreyfus Dynamic Alternatives Fund, Inc.), Mutual Fund Custody and Services Agreement (Dreyfus Variable Investment Fund), Mutual Fund Custody and Services Agreement (Dreyfus Premier Tp Balanced Fund)
Persons Having Access to Assets of the Fund. (a) No trustee Board member or agent of the Fund, and no officer, director, employee or agent of the Fund's investment adviser, of any sub-investment adviser of the Fund, or of the Fund's administrator, shall have physical access to the assets of the Fund held by the Custodian or be authorized or permitted to withdraw any investments of the Fund, nor shall the Custodian deliver any assets of the Fund to any such person. No officer, director, employee or agent of the Custodian who holds any similar position with the Fund's investment adviser, with any sub-investment adviser of the Fund or with the Fund's administrator shall have access to the assets of the Fund.
(b) Nothing in this Section 5 10 shall prohibit any duly authorized officer, employee or agent of the Fund, or any duly authorized officer, director, employee or agent of the investment adviser, of any sub-investment adviser of the Fund or of the Fund's administrator, from giving Oral Instructions or Written Instructions to the Custodian or executing a Certificate so long as it does not result in delivery of or access to assets of the Fund prohibited by paragraph (a) of this Section 510(a).
Appears in 8 contracts
Samples: Custody Agreement (Dreyfus Investment Portfolios), Custody Agreement (Dreyfus Stable Value Mutual Fund), Custody Agreement (Mpam Funds Trust)
Persons Having Access to Assets of the Fund. (a) No trustee or agent of the Fund, and no officer, director, employee or agent of the Fund's investment adviser, of any sub-investment adviser of the Fund, or of the Fund's administrator, shall have physical access to the assets of the Fund held by the Custodian or be authorized or permitted to withdraw any investments of the Fund, nor shall the Custodian deliver any assets of the Fund to any such person. No officer, director, employee or agent of the Custodian who holds any similar position with the Fund's investment adviser, with any sub-investment adviser of the Fund or with the Fund's administrator shall have access to the assets of the Fund.
(b) Nothing in this Section 5 10 shall prohibit any duly authorized officer, employee or agent of the Fund, or any duly authorized officer, director, employee or agent of the investment adviser, of any sub-investment adviser of the Fund or of the Fund's administrator, from giving Oral Instructions or Written Instructions to the Custodian or executing a Certificate so long as it does not result in delivery of or access to assets of the Fund prohibited by paragraph (a) of this Section 510.
Appears in 8 contracts
Samples: Custody Agreement (Kobren Insight Funds), Custody Agreement (Dreyfus Municipal Income Inc), Custody Agreement (Dreyfus Life & Annuity Index Fund Inc)
Persons Having Access to Assets of the Fund. (a) a. No trustee or agent of the Fund, and no officer, director, employee or agent of the Fund's investment adviser, of any sub-investment adviser of the Fund, or of the Fund's administrator, shall have physical access to the assets of the Fund held by the Custodian or be authorized or permitted to withdraw any investments of the Fund, nor shall the Custodian deliver any assets of the Fund to any such person. No officer, director, employee or agent of the Custodian who holds any similar position with the Fund's investment adviser, with any sub-investment adviser of the Fund or with the Fund's administrator shall have access to the assets of the Fund.
(b) b. Nothing in this Section 5 shall prohibit any duly authorized officer, employee or agent of the Fund, or any duly authorized officer, director, employee or agent of the investment adviser, of any sub-investment adviser of the Fund or of the Fund's administrator, from giving Instructions to the Custodian or executing a Certificate so long as it does not result in delivery of or access to assets of the Fund prohibited by paragraph (a) of this Section 5.
Appears in 3 contracts
Samples: Mutual Fund Custody and Services Agreement (Gabelli Global Gold, Natural Resources & Income Trust), Mutual Fund Custody and Services Agreement (Gabelli Global Gold, Natural Resources & Income Trust), Mutual Fund Custody and Services Agreement (Gabelli Global Gold, Natural Resources & Income Trust)
Persons Having Access to Assets of the Fund. (a) No trustee or agent of the Fund, and no officer, director, employee or agent of the Fund's investment adviser, of any sub-investment adviser of the Fund, or of the Fund's administrator, shall have physical access to the assets of the Fund held by the Custodian or be authorized or permitted to withdraw any investments of the Fund, nor shall the Custodian deliver any assets of the Fund to any such person. No officer, director, employee or agent of the Custodian who holds any similar position with the Fund's investment adviser, with any sub-investment adviser of the Fund or with the Fund's administrator shall have access to the assets of the Fund.
(b) Nothing in this Section 5 10 shall prohibit any duly authorized officer, employee or agent of the Fund, or any duly authorized officer, director, employee or agent of the investment adviser, of any sub-sub- investment adviser of the Fund or of the Fund's administrator, from giving Oral Instructions or Written Instructions to the Custodian or executing a Certificate so long as it does not result in delivery of or access to assets of the Fund prohibited by paragraph (a) of this Section 510.
Appears in 3 contracts
Samples: Custody Agreement (Eai Select Managers Equity Fund), Custody Agreement (Dreyfus Growth & Income Fund Inc /New/), Custody Agreement (Dreyfus Midcap Index Fund)
Persons Having Access to Assets of the Fund. (a) No The Custodian shall not permit any trustee or agent of the FundCompany, and no or any officer, director, employee or agent of the Fund's Funds’ investment adviser, of any sub-investment adviser of the FundFunds, or of the Fund's Funds’ administrator, shall to have physical access to the assets of the Fund Assets held by the Custodian or be authorized or permitted to withdraw any investments of the Fund, Assets nor shall the Custodian deliver any assets of the Fund Assets to any such person. No The Custodian shall not permit any officer, director, employee or agent of the Custodian who holds any similar position with the Fund's Funds’ investment adviser, with any sub-investment adviser of the Fund Funds or with the Fund's Funds’ administrator shall to have access to the assets of the FundAssets.
(b) Nothing in this Section 5 shall prohibit any duly authorized officer, employee or agent of the FundCompany, or any a duly authorized officer, director, employee or agent of the investment adviser, of any sub-investment adviser of the Fund or Funds’or of the Fund's Funds’ administrator, from giving Instructions to the Custodian or executing a Certificate so long as it does not result in delivery of or access to assets Assets of the Fund prohibited by paragraph (a) of this Section 5.
Appears in 2 contracts
Samples: Mutual Fund Custody and Services Agreement (Gabelli Utility Trust), Mutual Fund Custody and Services Agreement (Gabelli Equity Trust Inc)
Persons Having Access to Assets of the Fund. (a) No The Custodian shall not permit any trustee or agent of the FundCompany, and no or any officer, director, employee or agent of the Fund's Funds' investment adviser, of any sub-investment adviser of the FundFunds, or of the Fund's Funds' administrator, shall to have physical access to the assets of the Fund Assets held by the Custodian or be authorized or permitted to withdraw any investments of the Fund, Assets nor shall the Custodian deliver any assets of the Fund Assets to any such person. No The Custodian shall not permit any officer, director, employee or agent of the Custodian who holds any similar position with the Fund's Funds' investment adviser, with any sub-investment adviser of the Fund Funds or with the Fund's Funds' administrator shall to have access to the assets of the FundAssets.
(b) Nothing in this Section 5 shall prohibit any duly authorized officer, employee or agent of the FundCompany, or any a duly authorized officer, director, employee or agent of the investment adviser, of any sub-investment adviser of the Fund Funds' or of the Fund's Funds' administrator, from giving Instructions to the Custodian or executing a Certificate so long as it does not result in delivery of or access to assets Assets of the Fund prohibited by paragraph (a) of this Section 5.
Appears in 2 contracts
Samples: Mutual Fund Custody and Services Agreement (Gabelli Value Fund Inc), Mutual Fund Custody and Services Agreement (Gabelli Utility Trust)
Persons Having Access to Assets of the Fund. (a) No trustee or agent of the Fund, and no officer, director, employee or agent of the Fund's investment adviser, of any sub-investment adviser of the Fund, or of the Fund's administrator, shall have physical access to the assets of the Fund held by the Custodian or be authorized or permitted to withdraw any investments of the Fund, nor shall the Custodian deliver any assets of the Fund to any such person. No officer, director, employee or agent of the Custodian who holds any similar position with the Fund's investment adviser, with any sub-investment adviser of the Fund or with the Fund's administrator shall have access to the assets of the Fund.
(b) Nothing in this Section 5 shall prohibit any duly authorized officer, employee or agent of the Fund, or any duly authorized officer, director, employee or agent of the investment adviser, of any sub-investment adviser of the Fund or of the Fund's administrator, from giving Written Instructions or Oral Instructions to the Custodian or executing a Certificate so long as it does not result in delivery of or access to assets of the Fund prohibited by paragraph (a) of this Section 5.
Appears in 2 contracts
Samples: Mutual Fund Custody and Services Agreement (Paydenfunds), Mutual Fund Custody and Services Agreement (Metzler Payden Investment Group)
Persons Having Access to Assets of the Fund. (a) No trustee or agent of the Fund, and no officer, director, employee or agent of the Fund's investment adviser, of any sub-investment adviser of the Fund, or of the Fund's administrator, shall have physical access to the assets of the Fund held by the Custodian or be authorized or permitted to withdraw any investments of the Fund, nor shall the Custodian deliver any assets of the Fund to any such person. No officer, director, employee or agent of the Custodian who holds any similar position with the Fund's investment adviser, with any sub-investment adviser of the Fund or with the Fund's administrator shall have access to the assets of the Fund.
(b) Nothing in this Section 5 10 shall prohibit any duly authorized officer, employee or agent of the Fund, or any duly authorized officer, director, employee or agent of the investment adviser, of any sub-investment adviser of the Fund or of the Fund's administrator, from giving Oral Instructions or Written Instructions to the Custodian or executing a Certificate so long as it does not result in delivery of or access to assets of the Fund prohibited by paragraph (a) of this Section 510.
Appears in 2 contracts
Samples: Custody Agreement (Dreyfus Laurel Funds Trust), Custody Agreement (Dreyfus High Yield Strategies Fund)
Persons Having Access to Assets of the Fund. (a) a. No trustee or agent of the Fund, and no officer, director, employee or agent of the Fund's ’s investment adviser, of any sub-investment adviser of the Fund, or of the Fund's ’s administrator, shall have physical access to the assets of the Fund held by the Custodian or be authorized or permitted to withdraw any investments of the Fund, nor shall the Custodian deliver any assets of the Fund to any such person. No officer, director, employee or agent of the Custodian who holds any similar position with the Fund's ’s investment adviser, with any sub-investment adviser of the Fund or with the Fund's ’s administrator shall have access to the assets of the Fund.
(b) b. Nothing in this Section 5 shall prohibit any duly authorized officer, employee or agent of the Fund, or any duly authorized officer, director, employee or agent of the investment adviser, of any sub-investment adviser of the Fund or of the Fund's ’s administrator, from giving Instructions to the Custodian or executing a Certificate so long as it does not result in delivery of or access to assets of the Fund prohibited by paragraph (a) of this Section 5.
Appears in 2 contracts
Samples: Mutual Fund Custody and Services Agreement (Gabelli Go Anywhere Trust), Mutual Fund Custody and Services Agreement (Gabelli Global Healthcare & WellnessRx Trust)
Persons Having Access to Assets of the Fund. (a) No The Custodian shall not permit any trustee or agent of the FundCompany, and no or any officer, director, employee or agent of the Fund's Funds' investment adviser, of any sub-investment adviser of the FundFunds, or of the Fund's Funds' administrator, shall to have physical access to the assets of the Fund Assets held by the Custodian or be authorized or permitted to withdraw any investments of the Fund, Assets nor shall the Custodian deliver any assets of the Fund Assets to any such person. No The Custodian shall not permit any officer, director, employee or agent of the Custodian who holds any similar position with the Fund's Funds' investment adviser, with any sub-investment adviser of the Fund Funds or with the Fund's Funds' administrator shall to have access to the assets of the FundAssets.
(b) Nothing in this Section 5 shall prohibit any duly authorized officer, employee or agent of the FundCompany, or any a duly authorized officer, director, employee or agent of the investment adviser, of any sub-investment adviser of the Fund or Funds'or of the Fund's Funds' administrator, from giving Instructions to the Custodian or executing a Certificate so long as it does not result in delivery of or access to assets Assets of the Fund prohibited by paragraph (a) of this Section 5.
Appears in 2 contracts
Samples: Mutual Fund Custody and Services Agreement (Tweedy Browne Fund Inc), Mutual Fund Custody and Services Agreement (Tweedy Browne Fund Inc)
Persons Having Access to Assets of the Fund. (a) No trustee or agent of the Fund, and no officer, director, employee or agent of the Fund's investment adviser, of any sub-investment adviser of the Fund, or of the Fund's administrator, shall have physical access to the assets of the Fund held by the Custodian or be authorized or permitted to withdraw any investments of the Fund, nor shall the Custodian deliver any assets of the Fund to any such person. No officer, director, employee or agent of the Custodian who holds any similar position with the Fund's investment adviser, with any sub-investment adviser of the Fund or with the Fund's administrator shall have access to the assets of the Fund.
(b) Nothing in this Section 5 shall prohibit any duly authorized officer, employee or agent of the Fund, or any duly authorized officer, director, employee or agent of the investment adviser, of any sub-investment adviser of the Fund or of the Fund's administrator, from giving Instructions to the Custodian or executing a Certificate so long as it does not result in delivery of or access to assets of the Fund prohibited by paragraph (a) of this Section 5.
Appears in 2 contracts
Samples: Mutual Fund Custody and Services Agreement (Aetna Series Fund Inc), Mutual Fund Custody and Services Agreement (Aetna Series Fund Inc)
Persons Having Access to Assets of the Fund. (a) No trustee or agent of the a Fund, and no officer, director, employee or agent of the a Fund's investment adviser, of any sub-investment adviser of the a Fund, or of the Fund's administrator, shall have physical access to the assets of the Fund held by the Custodian or be authorized or permitted to withdraw any investments of the Fund, nor shall the Custodian deliver any assets of the Fund to any such person. No officer, director, employee or agent of the Custodian who holds any similar position with the Fund's investment adviser, with any sub-investment adviser of the Fund or with the Fund's administrator shall have access to the assets of the Fund.
(b) Nothing in this Section 5 8 shall prohibit any duly authorized officer, employee or agent of the a Fund, or any duly authorized officer, director, employee or agent of the investment adviser, of any sub-investment adviser of the a Fund or of the a Fund's administrator, from giving Oral Instructions or Written Instructions to the Custodian or executing a Certificate so long as it does not result in delivery of or access to assets of the Fund prohibited by paragraph (a) of this Section 58.
Appears in 2 contracts
Samples: Delegation, Custody and Information Services Agreement (Sierra Asset Management Portfolios), Delegation, Custody and Information Services Agreement (Composite Bond & Stock Fund Inc)
Persons Having Access to Assets of the Fund. (a) No trustee or agent of the Fund, and no officer, director, employee or agent of the Fund's investment adviser, of any sub-investment adviser of the Fund, or of the Fund's administrator, shall have physical access to the assets of the Fund held by the Custodian or be authorized or permitted to withdraw any investments of the Fund, nor shall the Custodian deliver any assets of the Fund to any such person. No officer, director, employee or agent of the Custodian who holds any similar position with the Fund's investment adviser, with any sub-investment adviser of the Fund or with the Fund's administrator shall have access to the assets of the Fund.
(b) Nothing in this Section 5 shall prohibit any duly authorized officer, employee or agent of the Fund, or any duly authorized officer, director, employee or agent of the investment adviser, of any sub-investment adviser of the Fund or of the Fund's administrator, from giving Instructions to the Custodian or executing a Certificate so long as it does not result in delivery of or access to assets of the Fund prohibited by paragraph (a) of this Section 5.. J42-036-IV-058-#9
Appears in 2 contracts
Samples: Mutual Fund Custody and Services Agreement (Dreyfus Growth Opportunity Fund Inc), Mutual Fund Custody and Services Agreement (Dreyfus a Bonds Plus Inc)
Persons Having Access to Assets of the Fund. (a) No trustee or agent of the Fund, and no officer, director, employee or agent of the Fund's investment adviser, of any sub-investment adviser of the Fund, or of the Fund's administrator, shall have physical access to the assets of the Fund held by the Custodian or be authorized or permitted to withdraw any investments of the Fund, nor shall the Custodian deliver any assets of the Fund to any such person. No officer, director, employee or agent of the Custodian who holds any similar simil ar position with the Fund's investment adviser, with any sub-investment adviser of the Fund or with the Fund's administrator shall have access to the assets of the Fund.
(b) Nothing in this Section 5 10 shall prohibit any duly authorized officer, employee or agent of the Fund, or any duly authorized officer, director, employee or agent of the investment adviser, of any sub-sub- investment adviser of the Fund or of the Fund's administrator, from giving Oral Instructions or Written Instructions to the Custodian or executing a Certificate so long as it does not result in delivery of or access to assets of the Fund prohibited by paragraph (a) of this Section 510 .
Appears in 1 contract
Samples: Custody Agreement (Dreyfus Socially Responsible Growth Fund Inc)
Persons Having Access to Assets of the Fund. (a) A. No trustee or agent of the a Fund, and no officer, director, employee or agent of the a Fund's investment adviser, of any sub-investment adviser of the a Fund, or of the Fund's administrator, shall have physical access to the assets of the Fund held by the Custodian or be authorized or permitted to withdraw any investments of the Fund, nor shall the Custodian deliver any assets of the Fund to any such person. No officer, director, employee or agent of the Custodian who holds any similar position with the Fund's investment adviser, with any sub-investment adviser of the Fund or with the Fund's administrator shall have access to the assets of the Fund.
(b) B. Nothing in this Section 5 8 shall prohibit any duly authorized officer, employee or agent of the a Fund, or any duly authorized officer, director, employee or agent of the investment adviser, of any sub-investment adviser of the a Fund or of the a Fund's administrator, from giving Oral Instructions or Written Instructions to the Custodian or executing a Certificate so long as it does not result in delivery of or access to assets of the Fund prohibited by paragraph (aA) of this Section 58.
Appears in 1 contract
Samples: Delegation, Custody and Information Services Agreement (Wm Strategic Asset Management Portfolios)
Persons Having Access to Assets of the Fund. (a) No trustee or agent of the Fund, and no officer, director, employee or agent of the Fund's investment adviser, of any sub-sub investment adviser of the Fund, or of the Fund's administrator, shall have physical access to the assets of the Fund held by the Custodian or be authorized or permitted to withdraw any investments of the Fund, nor shall the Custodian deliver any assets of the Fund to any such person. No officer, director, employee or agent of the Custodian who holds any similar position with the Fund's investment adviser, with any sub-sub investment adviser of the Fund or with the Fund's administrator shall have access to the assets of the Fund.
(b) Nothing in this Section 5 10 shall prohibit any duly authorized officer, employee or agent of the Fund, or any duly authorized officer, director, employee or agent of the investment adviser, of any sub-sub investment adviser of the Fund or of the Fund's administrator, from giving Oral Instructions or Written Instructions to the Custodian or executing a Certificate so long as it does not result in delivery of or access to assets of the Fund prohibited by paragraph (a) of this Section 510.
Appears in 1 contract
Persons Having Access to Assets of the Fund. (a) No trustee director or agent of the Fund, and no officer, director, employee or agent of the Fund's investment adviser, of any sub-investment adviser of the Fund, or of the Fund's administrator, shall have physical access to the assets of the Fund held by the Custodian or be authorized or permitted to withdraw any investments of the Fund, nor shall the Custodian deliver any assets of the Fund to any such person. No officer, director, employee or agent of the Custodian who holds any similar position with the Fund's investment adviser, with any sub-investment adviser of the Fund or with the Fund's administrator shall have access to the assets of the Fund.
(b) Nothing in this Section 5 shall prohibit any duly authorized officer, employee or agent of the Fund, or any duly authorized officer, director, employee or agent of the investment adviser, of any sub-investment adviser of the Fund or of the Fund's administrator, from giving Instructions to the Custodian or executing a Certificate so long as it does not result in delivery of or access to assets of the Fund prohibited by paragraph (a) of this Section 5.
Appears in 1 contract
Samples: Mutual Fund Custody and Services Agreement (Dreyfus Municipal Bond Fund)
Persons Having Access to Assets of the Fund. (a) No trustee or agent of the Fund, and no officer, director, employee or agent of the Fund's ’s investment adviser, of any sub-investment adviser of the Fund, or of the Fund's ’s administrator, shall have physical access to the assets of the Fund held by the Custodian or be authorized or permitted to withdraw any investments of the Fund, nor shall the Custodian deliver any assets of the Fund to any such person. No officer, director, employee or agent of the Custodian who holds any similar position with the Fund's ’s investment adviser, with any sub-investment adviser of the Fund or with the Fund's ’s administrator shall have access to the assets of the Fund.
(b) Nothing in this Section 5 shall prohibit any duly authorized officer, employee or agent of the Fund, or any duly authorized officer, director, employee or agent of the investment adviser, of any sub-investment adviser of the Fund or of the Fund's ’s administrator, from giving Instructions to the Custodian or executing a Certificate so long as it does not result in delivery of or access to assets of the Fund prohibited by paragraph (a) of this Section 5.
Appears in 1 contract
Samples: Mutual Fund Custody and Services Agreement (Dreyfus Fixed Income Securities)
Persons Having Access to Assets of the Fund. (a) No trustee trustee, officer or agent of the FundTrust, and no officer, director, employee or agent of the Fund's investment adviser, of any sub-investment adviser of the Fund, or of the Fund's administrator, shall have physical access to the assets of the Fund held by the Custodian or be authorized or permitted to withdraw any investments of the Fund, nor shall the Custodian deliver any assets of the Fund to any such person. No officer, director, employee or agent of the Custodian who holds any similar position with the Fund's investment adviser, with any sub-investment adviser of the Fund or with the Fund's administrator shall have access to the assets of the Fund.
(b) Nothing in this Section 5 shall prohibit any duly authorized officertrustee, employee officer or agent of the Fund, or any duly authorized officer, director, employee or agent of the investment adviser, of any sub-investment adviser of the Fund or of the Fund's administrator, from giving Instructions to the Custodian or executing a Certificate certification so long as it does not result in delivery of or access to assets of the Fund prohibited by paragraph (a) of this Section 5.
Appears in 1 contract
Samples: Mutual Fund Custody and Services Agreement (Dean Family of Funds)
Persons Having Access to Assets of the Fund. (a) No trustee director or agent of the Fund, and no officer, director, employee or agent of the Fund's investment adviser, of any sub-investment adviser of the Fund, or of the Fund's administrator, shall have physical access to the assets of the Fund held by the Custodian or be authorized or permitted to withdraw any investments of the Fund, nor shall the Custodian deliver any assets of the Fund to any such person. No officer, director, employee or agent of the Custodian who holds any similar position with the Fund's investment adviser, with any sub-investment adviser of the Fund or with the Fund's administrator shall have access to the assets of the Fund.
(b) Nothing in this Section 5 10 shall prohibit any duly authorized officer, employee or agent of the Fund, or any duly authorized officer, director, employee or agent of the investment adviser, of any sub-investment adviser of the Fund or of the Fund's administrator, from giving Oral Instructions or Written Instructions to the Custodian or executing a Certificate so long as it does not result in delivery of or access to assets of the Fund prohibited by paragraph (a) of this Section 510.
Appears in 1 contract
Samples: Custody Agreement (Dreyfus Disciplined Equity Income Fund)
Persons Having Access to Assets of the Fund. (a) a. No trustee or agent of the Fund, and no officer, director, employee or agent of the Fund's ’s investment adviser, of any sub-investment adviser of the Fund, or of the Fund's ’s administrator, shall have physical access to the assets of the Fund held by the Custodian or be authorized or permitted to withdraw any investments of the Fund, nor shall the Custodian deliver any assets of the Fund to any such person. No officer, director, employee or agent of the Custodian who holds any similar position with the Fund's investment adviser, with any sub-investment adviser of the Fund or with the Fund's administrator shall have access to the assets of the Fund.
(b) b. Nothing in this Section 5 shall prohibit any duly authorized officer, employee or agent of the Fund, or any duly authorized officer, director, employee or agent of the investment adviser, of any sub-investment adviser of the Fund or of the Fund's ’s administrator, from giving Instructions to the Custodian or executing a Certificate so long as it does not result in delivery of or access to assets of the Fund prohibited by paragraph (a) of this Section 5.
Appears in 1 contract
Samples: Mutual Fund Custody and Services Agreement (Gabelli SRI Fund, Inc.)
Persons Having Access to Assets of the Fund. (a) No trustee or agent of the Fund, and no officer, director, employee or agent of the Fund's investment adviser, of any sub-sub- investment adviser of the Fund, or of the Fund's administrator, shall have physical access to the assets of the Fund held by the Custodian or be authorized or permitted to withdraw any investments of the Fund, nor shall the Custodian deliver any assets of the Fund to any such person. No officer, director, employee or agent of the Custodian who holds any similar position with the Fund's investment adviser, with any sub-sub- investment adviser of the Fund or with the Fund's administrator shall have access to the assets of the Fund.
(b) Nothing in this Section 5 10 shall prohibit any duly authorized officer, employee or agent of the Fund, or any duly authorized officer, director, employee or agent of the investment adviser, of any sub-sub- investment adviser of the Fund or of the Fund's administrator, from giving Oral Instructions or Written Instructions to the Custodian or executing a Certificate so long as it does not result in delivery of or access to assets of the Fund prohibited by paragraph (a) of this Section 510.
Appears in 1 contract
Persons Having Access to Assets of the Fund. (a) No trustee or agent of the a Fund, and no officer, director, employee or agent of the Fund's investment adviser, of any sub-investment adviser of the Fund, or of the Fund's administrator, shall have physical access to the assets of the Fund held by the Custodian or be authorized or permitted to withdraw any investments of the Fund, nor shall the Custodian deliver any assets of the Fund to any such person. No officer, director, employee or agent of the Custodian who holds any similar position with the Fund's investment adviser, with any sub-investment adviser of the Fund or with the Fund's administrator shall have access to the assets of the Fund.
(b) Nothing in this Section 5 shall prohibit any duly authorized officer, employee or agent of the a Fund, or any duly authorized officer, director, employee or agent of the investment adviser, of any sub-investment adviser of the Fund or of the Fund's administrator, from giving Instructions to the Custodian or executing a Certificate so long as it does not result in delivery of or access to assets of the Fund prohibited by paragraph (a) of this Section 5.
Appears in 1 contract
Samples: Mutual Fund Custody and Services Agreement (Wm Trust I)
Persons Having Access to Assets of the Fund. (a) a. No trustee or agent of the FundTrust, and no officer, director, employee or agent of the FundTrust's investment adviser, of any sub-investment adviser of the FundTrust, or of the FundTrust's administrator, shall have physical access to the assets of the Fund held by the Custodian or be authorized or permitted to withdraw any investments of the Fund, nor shall the Custodian deliver any assets of the Fund to any such person. No officer, director, employee or agent of the Custodian who holds any similar position with the FundTrust's investment adviser, with any sub-investment adviser of the Fund Trust or with the FundTrust's administrator shall have access to the assets of the Fund.
(b) b. Nothing in this Section 5 shall prohibit any duly authorized officer, employee or agent of the FundTrust, or any duly authorized officer, director, employee or agent of the investment adviser, of any sub-investment adviser of the Fund or of the Fund's administrator, from giving Instructions to the Custodian or executing a Certificate so long as it does not result in delivery of or access to assets of the Fund prohibited by paragraph (a) of this Section 5.
Appears in 1 contract
Samples: Mutual Fund Custody and Services Agreement (PRIMECAP Odyssey Funds)
Persons Having Access to Assets of the Fund. (a) a. No trustee or agent of the FundTrust, and no officer, director, employee or agent of the FundTrust's investment adviser, of any sub-investment adviser of the FundTrust, or of the FundTrust's administrator, shall have physical access to the assets of the Fund Funds held by the Custodian or be authorized or permitted to withdraw any investments of the Fund, nor shall the Custodian deliver any assets of the Fund Funds to any such person. No officer, director, employee or agent of the Custodian who holds any similar position with the FundTrust's investment adviser, with any sub-investment adviser of the Fund Trust or with the FundTrust's administrator shall have access to the assets of the FundFunds.
(b) b. Nothing in this Section 5 shall prohibit any duly authorized officer, employee or agent of the FundTrust, or any duly authorized officer, director, employee or agent of the investment adviser, of any sub-investment adviser of the a Fund or of the Fund's Funds' administrator, from giving Instructions to the Custodian or executing a Certificate so long as it does not result in delivery of or access to assets of the Fund Funds prohibited by paragraph (a) of this Section 5.
Appears in 1 contract
Samples: Mutual Fund Custody and Services Agreement (PRIMECAP Odyssey Funds)
