Persons Owning a Broker/Dealer. a. Any person listed, or required to be listed, in Schedule A of a Form BD, except persons identified by ownership of less than 10%.
Appears in 21 contracts
Samples: Subscription Agreement (Clubhouse Media Group, Inc.), Subscription Agreement (Clubhouse Media Group, Inc.), Subscription Agreement (China VTV LTD)
Persons Owning a Broker/Dealer. a. (i) Any person listed, or required to be listed, in Schedule A of a Form BDBD (other than with respect to a limited business broker-dealer), except persons identified by an ownership code of less than 10%.;
Appears in 1 contract
Samples: Subscription Agreement (Golden Metropolis International LTD)