Common use of Persons Residing Outside of the United States Clause in Contracts

Persons Residing Outside of the United States. ‌ Services for client’s residing outside of the United States may be restricted or limited due to custodial rules or other factors. Financial planning, tax advice or estate planning review services and advice shall be limited in scope to those matters governed by the laws of the United States and its state and local jurisdictions. Investment options and strategies may differ from our typical recommendations, including but not limited to, restricted trading and customer service windows due to foreign exchange operating hours and foreign tax treatment of investment transactions in the United States. In addition, foreign laws or requirements may also impact our ability to service accounts or require additional disclosure as determined on an individual country basis. The client will be responsible for satisfying all legal and tax reporting requirements of both the United States and all applicable foreign governments. Any person located outside of the United States who wishes to open an account, or existing client who locates outside of the United States, will be subject to the custodian’s policy regarding that country (including their right to decline to open or maintain the account), and all applicable customer identification and anti-money laundering regulations. Creative Planning reserves the right, in its sole discretion, to decline an engagement with any prospective client outside of the United States, or terminate an engagement with an existing client, if they move outside of the United States. As part of the acquisition of Thun Financial Advisors, Creative Planning will co-brand the Thun name on certain marketing materials such as the Thun website or related client presentations for a period of time. However, all clients will be clients of Creative Planning and will execute Creative Planning client paperwork and receive pertinent Creative Planning disclosures.

Persons Residing Outside of the United States. ‌ Services for client’s residing outside of the United States may be restricted or limited due to custodial rules or other factors. Financial planning, tax advice or estate planning review services and advice shall be limited in scope to those matters governed by the laws of the United States and its state and local jurisdictions. Investment options and strategies may differ from our typical recommendations, including but not limited to, restricted trading and customer service windows due to foreign exchange operating hours and foreign tax treatment of investment transactions in the United States. In addition, foreign laws or requirements may also impact our ability to service accounts or require additional disclosure as determined on an individual country basis. The client will be responsible for satisfying all legal and tax reporting requirements of both the United States and all applicable foreign governments. Any person located outside of the United States who wishes to open an account, or existing client who locates outside of the United States, will be subject to the custodian’s policy regarding that country (including their right to decline to open or maintain the account), and all applicable customer identification and anti-money laundering regulations. Creative Planning reserves the right, in its sole discretion, to decline an engagement with any prospective client outside of the United States, or terminate an engagement with an existing client, if they move outside of the United States. As part of the acquisition of Thun Financial Advisors, Creative Planning will co-brand the Thun name on certain marketing materials such as the Thun website or related client presentations for a period of time. However, all clients will be clients of Creative Planning and will execute Creative Planning client paperwork and receive pertinent Creative Planning disclosures.