PFIC Status. The Company is not, for the taxable year ended December 31, 2008, and upon consummation of the transactions described hereby and the application of the proceeds as described in the Registration Statement, the Disclosure Package and the Prospectus is not expected to become, a Passive Foreign Investment Company within the meaning of Section 1297 of the Internal Revenue Code, as amended.
Appears in 5 contracts
Samples: Placement Agency Agreement (Pluristem Therapeutics Inc), Placement Agency Agreement (Regenerx Biopharmaceuticals Inc), Underwriting Agreement (Overland Storage Inc)
PFIC Status. The Company is not, for the taxable year ended December August 31, 20082009, and upon consummation of the transactions described hereby and the application of the proceeds as described in the Registration Statement, the Disclosure Package and the Prospectus is not expected to become, a Passive Foreign Investment Company within the meaning of Section 1297 of the Internal Revenue Code, as amended.
Appears in 4 contracts
Samples: Placement Agency Agreement (BSD Medical Corp), Placement Agency Agreement (BSD Medical Corp), Placement Agency Agreement (BSD Medical Corp)
PFIC Status. The Company is not, for the taxable year ended December 31, 2008, and upon consummation of the transactions described hereby hereby, the issuance and sale of the Other Securities and the application of the proceeds as described in the Registration Statement, the Disclosure Package and the Prospectus is not expected to become, a Passive Foreign Investment Company within the meaning of Section 1297 of the Internal Revenue Code, as amended.
Appears in 2 contracts
Samples: Underwriting Agreement (Parkervision Inc), Underwriting Agreement (Parkervision Inc)
PFIC Status. The Company is not, for the taxable year ended December 31, 20082012, and upon consummation of the transactions described hereby and the application of the proceeds as described in the Registration Statement, the Disclosure Package and the Prospectus is not expected to become, a Passive Foreign Investment Company within the meaning of Section 1297 of the Internal Revenue Code, as amended.
Appears in 2 contracts
Samples: Placement Agency Agreement (LIGHTBRIDGE Corp), Placement Agency Agreement (LIGHTBRIDGE Corp)
PFIC Status. The Company is not, for the taxable year ended December 31June 30, 20082013, and upon consummation of the transactions described hereby and the application of the proceeds as described in the Registration Statement, the General Disclosure Package and the Prospectus is not expected to become, a Passive Foreign Investment Company within the meaning of Section 1297 of the Internal Revenue Code, as amended.
Appears in 2 contracts
Samples: Underwriting Agreement (Cardica Inc), Underwriting Agreement (Cardica Inc)
PFIC Status. The Company is not, for the taxable year ended December 31, 20082015, and upon consummation of the transactions described hereby and the application of the proceeds as described in the Registration Statement, the Disclosure Package and the Prospectus is not expected to become, a Passive Foreign Investment Company within the meaning of Section 1297 of the Internal Revenue Code, as amended.
Appears in 2 contracts
Samples: Placement Agency Agreement (Inventergy Global, Inc.), Placement Agency Agreement (Inventergy Global, Inc.)
PFIC Status. The Company is not, for the taxable year ended December 31, 20082011, and upon consummation of the transactions described hereby and the application of the proceeds as described in the Registration Statement, the Disclosure Package and the Prospectus is not expected to become, a Passive Foreign Investment Company within the meaning of Section 1297 of the Internal Revenue Code, as amended.
Appears in 1 contract
PFIC Status. The Company is not, for the taxable year ended December 31, 20082009, and upon consummation of the transactions described hereby and the application of the proceeds as described in the Registration Statement, the General Disclosure Package and the Prospectus is not expected to become, a Passive Foreign Investment Company within the meaning of Section 1297 of the Internal Revenue Code, as amended.
Appears in 1 contract
PFIC Status. The Company is not, for the taxable year ended December 31June 30, 20082011, and upon consummation of the transactions described hereby and the application of the proceeds as described in the Registration Statement, the General Disclosure Package and the Prospectus is not expected to become, a Passive Foreign Investment Company within the meaning of Section 1297 of the Internal Revenue Code, as amended.
Appears in 1 contract
Samples: Underwriting Agreement (Cardica Inc)
PFIC Status. The Company is not, for the taxable year ended December 31January 1, 20082011, and upon consummation of the transactions described hereby and the application of the proceeds as described in the Registration Statement, the Disclosure Package and the Prospectus is not expected to become, a Passive Foreign Investment Company within the meaning of Section 1297 of the Internal Revenue Code, as amended.
Appears in 1 contract
PFIC Status. The Company is not, for the taxable year ended December 31, 20082013, and upon consummation of the transactions described hereby and the application of the proceeds as described in the Registration Statement, the Disclosure Package and the Prospectus is not expected to become, a Passive Foreign Investment Company within the meaning of Section 1297 of the Internal Revenue Code, as amended.
Appears in 1 contract
PFIC Status. The Company is not, for the taxable year ended December 31, 20082010, and upon consummation of the transactions described hereby and the application of the proceeds as described in the Registration Statement, the Disclosure Package and the Prospectus is not expected to become, a Passive Foreign Investment Company within the meaning of Section 1297 of the Internal Revenue Code, as amended.
Appears in 1 contract
PFIC Status. The Company is not, for the taxable year ended December 31, 20082014, and upon consummation of the transactions described hereby and the application of the proceeds as described in the Registration Statement, the General Disclosure Package and the Prospectus is not expected to become, a Passive Foreign Investment Company within the meaning of Section 1297 of the Internal Revenue Code, as amended.
Appears in 1 contract
PFIC Status. The Company is not, for the taxable year ended December 31, 20082013, and upon consummation of the transactions described hereby and the application of the proceeds as described in the Registration Statement, the Disclosure Package and the Prospectus is not expected to become, a Passive Foreign Investment Company within the meaning of Section 1297 of the Internal Revenue Code, as amended.
Appears in 1 contract
Samples: Placement Agency Agreement (Assembly Biosciences, Inc.)
PFIC Status. The Company is not, for the taxable year ended December 31, 2008, 2010 and upon consummation of the transactions described hereby and the application of the proceeds as described in the Registration Statement, the Disclosure Package and the Prospectus is not expected to become, a Passive Foreign Investment Company within the meaning of Section 1297 of the Internal Revenue Code, as amended.
Appears in 1 contract
Samples: Placement Agency Agreement (Peregrine Pharmaceuticals Inc)
PFIC Status. The Company is not, for the taxable year ended December August 31, 20082010, and upon consummation of the transactions described hereby and the application of the proceeds as described in the Registration Statement, the Disclosure Package and the Prospectus is not expected to become, a Passive Foreign Investment Company within the meaning of Section 1297 of the Internal Revenue Code, as amended.
Appears in 1 contract
PFIC Status. The Company is not, for the taxable year ended December 31June 30, 20082012, and upon consummation of the transactions described hereby and the application of the proceeds as described in the Registration Statement, the General Disclosure Package and the Prospectus is not expected to become, a Passive Foreign Investment Company within the meaning of Section 1297 of the Internal Revenue Code, as amended.
Appears in 1 contract
Samples: Underwriting Agreement (Cardica Inc)